Attached files

file filename
EX-31.1 - EXHIBIT 31.1 - OPIANT PHARMACEUTICALS, INC.v425174_ex31-1.htm
EX-10.2 - EXHIBIT 10.2 - OPIANT PHARMACEUTICALS, INC.v425174_ex10-2.htm
EX-10.1 - EXHIBIT 10.1 - OPIANT PHARMACEUTICALS, INC.v425174_ex10-1.htm
EX-31.2 - EXHIBIT 31.2 - OPIANT PHARMACEUTICALS, INC.v425174_ex31-2.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

(Mark One)

  x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended January 31, 2015

 

or

 

  ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ______to______.

  

Commission File Number: 000-55330

 

LIGHTLAKE THERAPEUTICS INC.

(Exact name of registrant as specified in its charter)

 

Nevada 46-4744124
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)
   
445 Park Avenue, 9th Floor, New York, NY 10022
(Address of principal executive offices) (Zip Code)

 

(212) 829-5546

(Registrant’s telephone number, including area code)

 

96-98 Baker Street, First Floor, London, England W1U 6TJ

44 (0) 203 617 8739

(Former name, former address and former fiscal year, if changed since last report)

  

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x   No ¨

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.:

 

Large Accelerated Filer  ¨ Accelerated Filer  ¨ Non-Accelerated Filer  ¨ (Do not check if a smaller reporting company) Smaller Reporting Company  x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x

 

Indicate the number of shares outstanding of each of the issuer’s classes of common stock: As of March 12, 2015, there were 1,827,562 shares, $0.001 par value per share, of common stock outstanding.

 

 

 

 

EXPLANATORY NOTE

 

Lightlake Therapeutics Inc. (also referred to as the “Company,” “we,” or “our”) is filing this amendment (Amendment No. 1) to the Quarterly Report on Form 10-Q for the quarter ended January 31, 2015 (the “January 2015 Form 10-Q”), originally filed with the Securities and Exchange Commission on March 17, 2015, for the sole purpose of providing revised copies of Exhibits 10.1 and 10.2 to restore certain information that was previously omitted from Exhibits 10.1 and 10.2 pursuant to a request for confidential treatment. All other items of the January 2015 Form 10-Q are unaffected by the change described above and have been omitted from this Amendment No. 1.

 

  Item 6. Exhibits

 

The Exhibit Index listed under Item 6 of Part II of the January 2015 Form 10-Q is hereby amended such that Exhibits 10.1 and 10.2 are replaced in their entirety by the documents attached as exhibits to this Amendment No. 1, which are hereby included as exhibits to the January 2015 Form 10-Q.

 

Exhibit

Number

  Exhibit Title
10.1+*   License Agreement between Lightlake Therapeutics Inc. and Adapt Pharma Operations Limited, dated as of December 15, 2014.
     
10.2+*   Material Transfer, Option and Research License Agreement between Lightlake Therapeutics Inc. and Aegis Therapeutics, LLC, dated as of December 1, 2014, as amended December 16, 2014.
     
31.1*   Certification of Principal Executive Officer, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
     
31.2*   Certification of Principal Financial Officer, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
     
32.1**   Certification of Principal Executive Officer, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
     
32.2**   Certification of Principal Financial Officer, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
     
101.INS***   XBRL Instance Document
     
101.SCH***   XBRL Taxonomy Schema
     
101.CAL***   XBRL Taxonomy Calculation Linkbase
     
101.DEF***   XBRL Taxonomy Definition Linkbase
     
101.LAB***   XBRL Taxonomy Label Linkbase
     
101.PRE***   XBRL Taxonomy Presentation Linkbase

 

+ Confidential Treatment Requested.  Confidential Materials omitted and filed separately with the Securities and Exchange Commission.

 

* Filed herewith.

 

** Previously furnished.

 

*** Previously filed.

    

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  LIGHTLAKE THERAPEUTICS INC.  
       
Date: November 19, 2015 By: /s/ Dr. Roger Crystal  
    Name:  Dr. Roger Crystal  
    Title: Chief Executive Officer, President and Director  
    (Principal Executive Officer)  

 

       
Date: November 19, 2015 By: /s/ Kevin Pollack  
    Name: Kevin Pollack  
    Title: Chief Financial Officer and Director  
    (Principal Financial and Accounting Officer)