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EX-99.1 - EXHIBIT 99.1 - Inventergy Global, Inc.v422460_ex99-1.htm
EX-99.2 - EXHIBIT 99.2 - Inventergy Global, Inc.v422460_ex99-2.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 20, 2015

 

Inventergy Global, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 000-26399 62-1482176
(State or other jurisdiction
of incorporation)
(Commission
File Number)

(IRS Employer

Identification No.)

 

900 E. Hamilton Avenue #180

Campbell, CA

95008
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (408) 389-3510

 

Not Applicable

(Former name or former address, if changed since last report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01 Regulation FD Disclosure

 

Between October 6, 2015 and October 16, 2015, Inventergy Global, Inc. (the “Company”) entered into exchange agreements with holders of its Series A-1, Series A-2 and Series B preferred stock (“Preferred Stock”), pursuant to which all of the outstanding shares of Preferred Stock were exchanged for an aggregate of 5,907,352 shares of the Company’s common stock. As a result of these exchanges, the Company currently has no shares of Preferred Stock outstanding. A copy of the Company’s capitalization table, as of October 19, 2015, is attached hereto as Exhibit 99.1.

 

The information set forth under this “Item 7.01. Regulation FD Disclosure,” including Exhibit 99.1 attached hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into any of the Company’s filings under the Exchange Act or the Securities Act, whether made before or after the date hereof and regardless of any general incorporation language in such filings, except to the extent expressly set forth by specific reference in such filings.

 

Item 8.01 Other Events.

 

On October 20, 2015, the Company issued a press release announcing that it has been granted ten newly issued patents in the U.S., Europe and Asia. A copy of the press release is attached hereto as Exhibit 99.2. 

 

 

 

 

 

Item 9.01 Financial Statements and Exhibits.
   
(d) Exhibits

 

Item No. Description
   
99.1 Capitalization Table, dated October 19, 2015.
   
99.2 Press Release, dated October 20, 2015.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: October 20, 2015

 

  INVENTERGY GLOBAL, INC.
       
  By:   /s/ Joseph W. Beyers
      Name: Joseph W. Beyers
      Title: Chief Executive Officer