UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K/A

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report:

 

September 28, 2015

 

Algodon Wines & Luxury Development Group, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 0-55209 52-2158952
State of Incorporation Commission File Number IRS Employer Identification No.

 

135 Fifth Ave., 10th Floor

New York, NY 10010

Address of principal executive offices

 

212-739-7650

Telephone number, including

Area code

 

_____________________________

Former name or former address if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨  Written communications pursuant to Rule 425 under the Securities Act

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

This Current Report on Form 8-K/A of Algodon Wines & Luxury Development Group, Inc. (the “Company”) amends the Company’s Current Report on Form 8-K dated September 28, 2015 and filed with the Securities and Exchange Commission on October 2, 2015 (the “Original Filing”).

 

As disclosed in the Original Filing, the Company entered into a new employment agreement with its Chief Executive Officer, Scott L. Mathis (the “Employment Agreement”). This Current Report on Form 8-K/A amends the Original Filing to clarify the description of the terms of the Employment Agreement.

 

The Employment Agreement provides for a three-year term of employment. The Employment Agreement may be terminated by the Company for cause or by Mr. Mathis for good reason, in accordance with the terms of the Employment Agreement.

 

The filing of this Form 8-K/A is not an admission that our Form 8-K filed on October 2, 2015, when filed, knowingly included any untrue statement of a material fact or omitted to state a material fact necessary to make the statements made therein not misleading.

 

Except as described herein, no other changes have been made to our Current Report on Form 8-K filed on October 2, 2015.

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 5th day of October 2015.

 

  Algodon Wines & Luxury Development Group, Inc.  
     
     
  By:  /s/ Scott L. Mathis  
    Scott L. Mathis, President & CEO