Attached files
| file | filename |
|---|---|
| EX-10.1 - THIRD AMENDMENT TO THE RCSCC EQUITY PLAN DATED JUNE 5, 2013 - RCS Capital Corp | exhibit101thirdamenmenttothe.htm |
| EX-10.2 - INVESTMENT AGREEMENT WITH APOLLO DATED AUGUST 6, 2015 - RCS Capital Corp | exhibit102apolloinvesmentagr.htm |
| EX-2.1 - MEMBERSHIP INTEREST PURCHASE AGMT WITH APOLLO DATED AUGUST 6, 2015 - RCS Capital Corp | exhibit21apollomembershippur.htm |
| EX-10.3 - INVESTMENT AGREEMENT WITH LUXOR DATED AUGUST 6, 2015 - RCS Capital Corp | exhibit103apolloinvesmentagr.htm |
| EX-31.2 - CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER OF THE COMPANY - RCS Capital Corp | rcap-2015630x10qex312.htm |
| EX-31.1 - CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER OF THE COMPANY - RCS Capital Corp | rcap-2015630x10qex311.htm |
| XML - IDEA: XBRL DOCUMENT - RCS Capital Corp | R9999.htm |
| 10-Q - 10-Q - RCS Capital Corp | rcap-2015630x10q.htm |
| EX-10.4 - TERMINATION AGREEMENT WITH RCS CAP MGMT DATED AUGUST 6, 2015 - RCS Capital Corp | exhibit104terminationagreeme.htm |
Exhibit 32
SECTION 1350 CERTIFICATIONS
This Certificate is being delivered pursuant to the requirements of Section 1350 of Chapter 63 (Mail Fraud) of Title 18 (Crimes and Criminal Procedures) of the United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed for purposes of Section 18 of the Securities Act of 1934, as amended.
The undersigned, who are the Chief Executive Officer and Chief Financial Officer of RCS Capital Corporation (the “Company”), each hereby certify as follows:
The quarterly report on Form 10-Q of the Company, which accompanies this Certificate, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and all information contained in this report fairly presents, in all material respects, the financial condition and results of operations of the Company.
Dated this 11th day of August, 2015 | /s/ EDWARD M. WEIL, JR. |
Edward M. Weil, Jr. | |
Chief Executive Officer | |
(Principal Executive Officer) | |
Dated this 11th day of August, 2015 | /s/ BRIAN D. JONES |
Brian D. Jones | |
Chief Financial Officer and Assistant Secretary | |
(Principal Financial and Accounting Officer) | |