Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - Sierra Income Corp | d82999dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 6, 2015 (August 5, 2015)
Sierra Income Corporation
(Exact name of registrant as specified in its charter)
| Maryland | 0-54650 | 45-2544432 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
375 Park Ave, 33rd Floor
New York, NY 10152
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (212) 759-0777
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On August 5, 2015, the Board of Directors (the “Board”) of Sierra Income Corporation (the “Company”), appointed Dean Crowe, a senior portfolio manager for the Company, through his role as a member of the Investment and Asset Management Team of SIC Advisors LLC, the Company’s investment adviser, and Senior Managing Director at Medley Management Inc. (“Medley”), to serve as the Chief Operating Officer of the Company. The Company issued a press release to announce the appointment, the text of which is included as Exhibit 99.1 to this Form 8-K.
Dean Crowe
Dean Crowe, 53, has been a Managing Director of Medley since March 2011 and has served as senior portfolio manager for the Company since April 2012. Mr. Crowe was previously a Portfolio Manager with UBS O’Connor from 2001 until 2008, the Alternative Investment subsidiary of UBS Asset Management, where he managed corporate credit investments as well as the O’Connor Credit Arbitrage Fund. Before joining UBS, Mr. Crowe held various positions at Merrill Lynch from 1991 until 1999 in New York, where he managed proprietary credit trading. Mr. Crowe began his career with Salomon Brothers from 1984 until 1990 in New York, where he traded and invested in privately placed corporate debt. Mr. Crowe received a BBA in Accounting from James Madison University.
| Item 9.01. | Financial Statements and Exhibits. |
| (a) | Not Applicable. |
| (b) | Not Applicable. |
| (c) | Not Applicable. |
| (d) | Exhibits. |
| Exhibit No. | Description | |
| 99.1 | Press release dated August 6, 2015 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: August 6, 2015 |
SIERRA INCOME CORPORATION | |||
| By: | /s/ Richard T. Allorto, Jr. | |||
| Richard T. Allorto, Jr. Chief Financial Officer | ||||