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EX-3.1 - EX-3.1 - SunGardd938448dex31.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 1, 2015

Commission file numbers:

SunGard 000-53653

 

 

SunGard

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   20-3059890

(State or other jurisdiction of

incorporation or organization)

 

(IRS Employer

Identification No.)

680 East Swedesford Road

Wayne, Pennsylvania 19087

(Address of principal executive office)

Registrant’s telephone number, including area code: (484) 582-5400

SunGard Capital Corp.

(Former Name and Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On June 1, 2015, SunGard Capital Corp. changed its name to SunGard (the “Name Change”). The registrant filed a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect the Name Change. The Certificate of Amendment is attached hereto as Exhibit 3.1.

 

Item 9.01. Financial Statements and Exhibits.

 

  (d) Exhibits.

 

3.1: Certificate of Amendment to Certificate of Incorporation, effective as of June 1, 2015


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

SUNGARD
Date: June 5, 2015 By:

/s/ Victoria E. Silbey

Victoria E. Silbey
Senior Vice President – Legal and Chief Legal Officer


EXHIBIT INDEX

The following is a list of Exhibits furnished with this report.

 

Exhibit
No.

  

Description

3.1:    Certificate of Amendment to Certificate of Incorporation, effective as of June 1, 2015.