UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): April 30, 2015 (April 28, 2015)

 

New Mountain Finance Corporation

(Exact name of co-registrant as specified in its charter)

 

Delaware

 

814-00832

 

27-2978010

(State or other jurisdiction of
incorporation or organization)

 

(Commission
File Number)

 

(IRS Employer
Identification Number)

 

787 7th Avenue, 48th Floor, New York, NY 10019

(Address of principal executive offices)

 

Co-Registrant’s telephone number, including area code (212) 720-0300

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07.   Submission of Matters to a Vote of Security Holders.

 

New Mountain Finance Corporation (“NMFC”) held its 2015 Annual Meeting of Stockholders on April 28, 2015 and submitted two (2) matters to the vote of stockholders.  A summary of the matters voted upon by the stockholders is set forth below.

 

Election of Directors:

 

Stockholders of NMFC elected two nominees for director, each to serve for a three-year term to expire at the 2018 Annual Meeting of Stockholders based on the following votes:

 

Name

 

FOR

 

WITHHELD

 

Broker Non-Votes

 

David Ogens

 

26,734,387

 

272,679

 

22,901,109

 

Adam B. Weinstein

 

26,678,818

 

328,248

 

22,901,109

 

 

Ratification of the Appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2015:

 

Stockholders of NMFC ratified the appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2015 based on the following votes:

 

FOR

 

AGAINST

 

ABSTAINED

 

Broker Non-Votes

 

48,744,483

 

1,032,564

 

131,128

 

(0

)

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrants have duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

NEW MOUNTAIN FINANCE CORPORATION

 

 

 

 

Date: April 30, 2015

By:

/s/ Paula A. Bosco

 

 

Name:

Paula A. Bosco

 

 

Title:

Corporate Secretary

 

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