Attached files
| file | filename |
|---|---|
| EX-10.3 - EXHIBIT 10.3 - EXECUTED PDF - ProtoKinetix, Inc. | ex10x3.pdf |
| EX-10.6 - EXHIBIT 10.6 - EXECUTED PDF - ProtoKinetix, Inc. | ex10x6.pdf |
| 10-K - FORM 10-K - ProtoKinetix, Inc. | pktx_10k-123114.htm |
| EX-31.2 - EXHIBIT 31.2 - ProtoKinetix, Inc. | ex31x2.htm |
| EX-10.4 - EXHIBIT 10.4 - ProtoKinetix, Inc. | ex10x4.htm |
| EX-10.5 - EXHIBIT 10.5 - ProtoKinetix, Inc. | ex10x5.htm |
| EX-10.6 - EXHIBIT 10.6 - ProtoKinetix, Inc. | ex10x6.htm |
| EX-10.3 - EXHIBIT 10.3 - ProtoKinetix, Inc. | ex10x3.htm |
| EX-32.1 - EXHIBIT 32.1 - ProtoKinetix, Inc. | ex32x1.htm |
| EX-31.1 - EXHIBIT 31.1 - ProtoKinetix, Inc. | ex31x1.htm |
| EXCEL - IDEA: XBRL DOCUMENT - ProtoKinetix, Inc. | Financial_Report.xls |
| EX-32.2 - EXHIBIT 32.2 - ProtoKinetix, Inc. | ex32x2.htm |
Exhibit 10.2
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INSI
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INSTITUT NATIONAL DES SCIENCES APPLIQUEES
ROUEN
Saint Etienne du Rouvray, Ie 28 Octobre 2014
Direction de la Recherche et de la Valorisation
Affaire suivie par Mme JOUETTE/Mme VANDER EECKEN
Tel: 02 32 95 66 62
Karine.jouette@insa-rouen.fr
Objet: Cession de brevets
Monsieur,
L'INSTITUT NATIONAL DES SCIENCES APPLIQUEES DE ROUEN(INSA) de 685 avenue de l'Universite, BP08, 76801, Saint-Etienne-du-Rouvray, Cedex, France, cede et transfere a PROTOKINETIX, INC domiciliee a 2225 Folkestone Way, V7S 2Y6 West Vancouver, CB, CANADA, qui I'accepte, la propriete pleine et entiere des brevets inscrits dans le contrat intitule «ASSIGNMENTOF PATE NTS AND PATENT APPLICATION ICESSION DE DEMANDE DE BREVETS ET BREVETS» signe en date du / /2014.
Ce present courrier de cession est fait sans reserve d'aucune sorte.
Cette presente cession de brevet est consentie moyennant Ie paiement par PROTOKINETIX, INC a L'INSA DE ROUEN d'une somme de 25 000 € (vingt-cinq mille euros).
NATlONAL INSTITUTE OF APPLIED SCIENCES OF ROUEN (INSA) of 685 avenue de l'Universite, BP08, 76801, Saint-Etienne-du-Rouvray, Cedex, France, assigns and transfers to PROTOKINETIX,INC based in 2225 Folkestone Way, V7S 2Y6, West Vancouver, BC, Canada, who accepts full and complete ownership of the patents listed in the contract entitled "ASSIGNMENT OF PATENTS AND PATENT APPLICATlON / TRANSFER OF PATENTS AND PATENT APPLICATION" signed on / /2014.
The present letter assignment is made without reservation of any kind.
The present patent assignmentis granted upon payment by PROTOK/NET/X,/NC to /NSA of a
sum of € 25,000 (twenty-five thousand euros).
La somme indiquee ci-dessus sera versee par virement au par cheque a I'INSA a I'ordre de :
The amount indicated above will be paid by bank transfer or by check payable to INSA:
Monsieur l'Agent Comptable de I'INSA de Rauen BP 08 - 685 Avenue de l'Universite
76801 SAINT ETIENNE DU ROUVRAY Cedex
Domiciliation : Trasor Public de Rauen
Code Banque: 10071 ; Code Guichet: 76000 ; N° de compte: 00001000151 ; Cle RIB: 50
INSA ROUEN
Campus du Madrillet
685, avenue de I'Universite ...SP08 .. 76801 Sf.,INT.ETIENNE ..DU ..ROUVR,W CEDEX .. France
Tel.+ 33 (0)2 32 95 97 00 Fax + 33 (0)2 32 985 98 60
www.insa-rouen.fr
INSI
INSTITUT NATIONAL DES SCIENCES APPLIQUEES
ROUEN
Cette somme sera versee par PROTOKINETIX a L'INSA apres signature de la cession de demande de brevets et brevets et ce a compter du 01/01/2015.
This sum is to be paid by PROTOKINETIX, INC. to INSA after signing the sale of patent applications and patents and effective as of 01/01/2015.
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/s/ M. Ross Senior
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/s/ M Jean-Louis Billoet
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M. ROSS SENIOR
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M. JEAN-LOUIS BILOET
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November 20, 2014
CEO, PROTOKINETIX, INC.
Titre/Title
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Director INSA de Rouen
Titre/Title
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ASSIGNMENT OF PATENTS AND PATENT APPLICATION
CESSION DE DEMANDE DE BREVETS ET BREVETS
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WHEREAS, INSTITUTNATIONAL DES SCIENCESAPPLIQUEESDE ROUEN (INSA) of INSA DE ROUEN, 685 avenue de l'Universite, BP08, 7680 I SAINT ETIENNE DU ROUVRA Y, CEDEX, France; hereinafter referred to as the "ASSIGNOR,"is the exclusive owner of the patents and patent application(s) listed in Schedule I attached hereto and any inventions disclosed therein, all relating generally to GEM DIFLUORINA TEDC-GLYCOPEPTIDES, THEIRPREPARATIONAND THEIRUSE FORTHEPRESERVATIONOF BIOLOGICALMATERIALSAND/ORIN CRYOSURGERY:
AND WHEREAS, PROTOKINETIX, Inc. of 2225 FolkestoneWay, West Vancouver, BC,Canada, hereinafter referred to as the "ASSIGNEE,"isdesirousofacquiring ASSIGNOR'sinterest in the said invention(s) and application(s) and in any Letters Patent which may be granted on the same;
NOW, THEREFORE,TO ALL WHOM IT MAY CONCERN: Be it known that, for good and valuable consideration, receipt of which is hereby acknowledgedby Assignor, Assignor has sold, assignedand transferred, and by these presents does sell, assign and transfer unto the said Assignee, and Assignee's successors and assigns, all the Assignor's right, title and interest in and to the said invention(s) and application(s), and in and to any Letters Patent which may hereafter be granted on the same and in and to any divisions, continuations, continuations-in-part, renewals, re- examinations and extensions of said applications, the right to claim priority to the application(s) under any and all international treaties, and the right to take any legal action concerning the rights granted by any such patents or patent applications including the right to sue for any past or previous infringements,the said interest to be held and enjoyed by said Assignee as fully and exclusively as it would have been held and enjoyed by said Assignor had this Assignment and transfer not been made, to the full end and term of any Letters Patent which may be granted thereon.
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CONSIDERANTQUE,INSTITUT NATIONALDES SCIENCESAPPLIQUEES DE ROUEN (INS A) de INSA DE ROUEN, 685 avenue de I'Universite, BP08, 76801 SAINT ETIENNE DU ROUVRA Y, CEDEX, France; ci- apres denomme "Ie CEDANT", est Ie proprietaire exclusif des brevets et demande de brevet (s) Iistees dans I'annexe I ci-jointe et toutes les inventions qui y sont decrites, tous portant generalementsur C- GLYCOPEPTIDESGEM-DIFLUORES,LEUR PREPARATIONETLEURUTILISATION POUR LA CONSERVATIONDE MATIERES BIOLOGIQUESET/OULA CRYOCHIRURGIE:
ETCONSIDERANTQUE, PROTOKINETIX, INC. de 2225 Folkestone Way, West Vancouver, BC, Canada, ci-apres denomme "Ie CESSIONNAIRE", est desireux d'acquerir I'interet du cedant dans cette/ces invention(s) et demande(s) de brevet(s) et dans toutes les lettres patentes sont ou seront accordees a partir de cette/ces demande(s);
PARCONSEQUENT, AQUIDE DROIT: en consideration de toute consideration de valeur, dont la reception est par la presente reconnue par Ie Cedant, par Ia presente confirme que Ie Cedant a vendu, assigne et transfere et par la presente vends / assigne et transrere au dit Cessionnaireet ses successeurs,la totalite des droits exclusifs a ladite invention aux Etats-Unis d'Amerique, Canada et dans tout autre pays et la totalite des droits, titre et interet dans tout brevet d'inventions relie pouvant etre accorde, et la totalite des droits, titre et interet dans ladite / lesdites demande(s) de brevet, demande(s) divisionnaire(s), demande(s)encontinuation,demande(s)en continuation partie lIe et prolongementde ladite / desdites demande(s) de brevet, ainsi que Ie droit de revendiquer Ie benefice du droit de priorite obtenu par la Convention internationale pour la protection de la proprieteintellectuellebasee sur ladite / lesdites demande(s) de brevet, ainsi que Ie droit d'intenter une action en justice contre toute atteinte portee aux droits attachesau brevet ou a la demande de brevet, y compris les actes de contrefa~on anterieurs a la presente cession, led it interet a etre detenu et apprecie par Iedit Cessionnaireaussi pleinementet exclusivement qu'it aurait ete detenu et apprecie par ledit Cl~dant si cette cession et Ie transfert n'avait pas eu lieu, jusqu'a la fin de la duree de vie des Iettres patentes
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Assignor further agrees that he/she will promptly on request by Assignee, without charge to Assignor, and at Assignee's expense, cooperate with Assignee in the prosecution, defence and enforcement of said applications and/or Letters Patent, and will use best efforts to execute, verify, acknowledge and deliver all such further papers, including applications for Letters Patent and for the reissue thereof, and additional instruments of assignment and transfer thereof, and will use best efforts to perform such other acts as Assignee lawfully may request, to obtain, maintainand enforce Letters Patent for said invention(s) and improvements, and to vest title thereto in Assignee, or Assignee's successors and assigns.
The parties hereby agree that this Assignment and the relationship of the parties hereto will be governedby the laws of British Columbia and the laws of Canada applicable therein, and that this Assignment will be subject to the exclusive jurisdiction of the courts of Vancouver, British Columbia
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qui peuvent etre accordees.
Le Cedant conviens qu'i1 devra rapidement, sur requete du Cessionnaire, sans frais au Cedant, et aux frais du Cessionnaire, cooperer avec Ie Cessionnaire dans la poursuite, la defense et I'application de ladite demande de brevet(s) etlou des lettres patentes,fera de son mieux pour executer, verifier, reconnaitreet remettretous autres documents, y comprisles demandesde brevets et leur redelivrance, et les instruments de la cession et Ie transfert supplementairesde celIe(s)- ci(s), et fera de son mieux pour effectuer tout autres actes sur requetelegale du Cessionnaireafin d'obtenir, maintenir et faire respecter les lettres patentes de ladite/desdites invention(s) et des leurs ameliorations, et pour y assigner Ie titre au nom du Cessionnaire, sessuccesseurs, ayant-droits, representants legaux et beneficiaires designes.
Les parties conviennentque la presente cession et la relation entre les parties aux presentes seront regis par les lois de la Colombie-Britannique et les lois du Canada qui y sont applicables, et que cetteCessionserasoumisa la competence exclusive des tribunaux de Vancouver, Colombie- Britannique.
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IN TESTIMONY WHEREOF, the Assignor and Assignee have executed this Assignemnt on the dates indicated and with effect as of / EN FOI DE QUOI, Ie Cedant et le Cessionnair ont signe la presente cession aux dates indiquees et avec effet a compter de: 05/04/2015
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WITNESS/TEMOIN
/s/ DHUIVONNROUX
DHUIVONROUX
(Name/Nom)
St Etienne, Du Rouuray (76800)
(Address/Adresse)
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ASSIGNOR/CEDANT, Institut National des
Sciences Appliquees de Rouen:
By/Par: /s/ Jean-Louis Billoet
Name/Nom:
Jean-Louis Billoet
Date/Date du:
05/01/2015
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WITNESS/TEMOIN
/s/ E. Taylor
(Signature)
E. Taylor
(Name/Nom)
3364 Ave, Vancouver
(Address/Adresse)
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ASSIGNEE/CESSIONAIRE. ProtoKinetix, Inc.:
By/Par: /s/ Ross Senior Ross Senior, C.E.O.
Date/Date du:
Dec. 2, 2014
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AFFIDAVIT OF EXECUTION
I, JEAN LOUIS BILLOET, whose full post office address is 685 Avenue de l'Universite BP08 76801 Saint Etienne du Rouvray France, MAKE OATH AND SAY:
That I am JEAN LOUIS BILLOET, an authorized signatory of Institut National Des Sciences Appliquees de Rouen (INSA)., one of the parties named in the accompanying assignment of patents and patent Applications relating to the assignment of inventions and patents and patent applications to ProtoKinetix, Inc., and the signature thereon is my own and was applied by my free act and deed on behalf of and with the knowledge, approval and authority ofInstitut National Des Sciences Appliquees de Rouen, knowledge, approval and authority ofInstitut National Des Sciences Appliquees de Rouen,
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SWORN BEFORE ME in the City of Saint Etienne du Rouvray, in France, this 08 day of Decembre,
2014.
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/s/ Jean-Louis Billoet
Authorized Signatory of: Institut National Des Sciences Appliquees de Rouen
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//SIGNED// //SEAL//
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JEAN LOUIS BILLOE, dont l'adresse complete est 685 Avenue de l'Universite BP08 76801 Saint Enennevray France, DECLARE SOUS SERMENT:
Que je suis JEAN LOUIS BILLOET, signataire autorise de Institut National Des Sciences Appiquees de Rouen (INSA)., l'une des parties nommees dans la cession de brevets et de demandes de brevets ci-jointe en relation a la cession d'inventions et de brevets et de demandes de brevets cede a Institut Nati nal Des Sciences Appliquees de Rouen (INSA)., et que la signature qui y est mienne et a ete applique en mon acte libre et volontaire au nom de et en toute connaissance, approbation et autorite de l'Institut National Des Sciences Appliquees de Rouen (INSA).
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DECLARE SOUS SERMENT DEY ANT MOl dans la ville de Saint Etienne du Rouvray, France, ce 8 jour de Decembre, 2014
/s/ M. DHUIVONROUX
Notaire de et pur la Province/Etat de:
Notaire a St ETENNE DU ROUVARY
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/s/ Jean-Louis Billoet
Authorized Signatory of: Institut National Des Sciences Appliquees de Rouen
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//SIGNED// //SEAL//
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AFFIDAVIT OF EXECUTION
I, ROSS SENIOR, whose full post office address is 2225 Folkestone Way, West Vancouver, BC, Canada, MAKE OATH AND SAY:
That I am ROSS SENIOR, C.E.O. and an authorized signatory of ProtoKinetix, Inc., one of the parties named in the accompanying assignment of patents and patent applications relating to the assignment of inventions and patents and patent applications to ProtoKinetix, Inc., and the signature thereon is my own and was applied by my free act and deed on behalf of and with the knowledge, approval and authority of ProtoKinetix,Inc.
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SWORN BEFORE ME in the city of
Vancouver, in the Province of BC,
this 2 day of December , 2014
/s/ Euan Taylor
A Notary in and for
Province/State of BC
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/s/ Ross Senior
ROSS SENIOR
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Euan Taylor
Beniot Cote Law Corporation
3364 W 1st AVe., Vancouver BC V6R 1G4
M: 778-996-6764; D: 604-738-6764
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Je, ROSS SENIOR, dont I'adresse complete est 2225 Folkestone Way, West Vancouver, BC, Canada, DECLARE SOUS SERMENT:
Que je suis ROSS SENIOR, C.E.O, signataire autorise de ProtoKinetix, Inc., I'une des parties nommees dans la cession de brevets et de demandes de brevets ci-jointe en relation a la cession d'inventions et de brevets et de demandes de brevets cede a ProtoKinetix, Inc., et que la signature qui yest mienne et a ete applique en mon acte Iibre et volontaire au nom de et en toute connaissance, approbation et autorite de ProtoKinetix,Inc.
ProtoKinetix,Inc.
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DECLARE SOUS SERMENT DEVANT MOI
dans la ville de Vancouver, dans
Tuesday, ce _____ jour
de _______________, 2014.
_________________________
Notarie de et pur la Province/Etat de:
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___________________
ROSS SENIOR
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SCHEDULE / ANNEXE 1
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TO THE ASSIGNMENT OF PATENTS
AND PATENTAPPLICATIONS
BETWEEN
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A LA CESSION DE BREVETs et
DEMANDE DE BREVETS ENTRE
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INSTITUT NATIONAL DES SCIENCES APPLIQUEES DE ROUEN (INSA)
&
PROTOKINETIX, INC.
| Country | Serial Number | Filing Date | Status |
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France
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2,878,851 | December 2, 2004 | Abandonne/Abandoned |
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Internatinoal (PCT)
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PCT/IB2005/003940 | December 2, 2005 | Expire/Expired |
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Canada
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2,588,801 | December 2, 2005 | Allouee/Allowed |
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Europe (including
any national filings
and validations thereof)
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Allouee/Allowed |
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France (validation of
European patent)
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EP 1,817,329 | December 2, 2005 | Validation EP |
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Germany (validation
of European patent)
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EP 1,817,329 | December 2, 2005 | Validation EP |
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Great Britain
(validation of European patent)
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EP 1,817,329 |
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Validation EP |
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Australia
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2005310961 | December 2, 2005 |
Abandonne/Abandoned
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| Brazil | PI0518708-7 | December 2, 2005 | Abandonne/Abandoned |
| China | 2005-80044994.6 | December 2, 2005 | Abandonne/Abandoned |
| India | 4089/DELNP/2007 | December 2, 2005 | Abandonne/Abandoned |
| Japan | 2007-543945 | December 2, 2005 | Abandonne/Abandoned |
| Russia | 2007124554 | December 2, 2004 | Abandonne/Abandoned |
| United States | 8,394,362 | December 2, 2005 | Delivree/Issued |
This is Schedule 1 referred to in the attached assignment of patents and patent applications / Ceci est l'Annexe l auquel la cessiou des brevets et demaudes de brevets ci-joiute fait refereuce
/s/ Ross Senior
(Ross Senior)(Wis)
/s/ E. Taylor
(Witness)
This is Schedule 1 referred to in the attached Assignment of Patents and Patent Applications / Ceci est l'Annexe 1 auquella cession des brevets et demandes de brevets ci-jointe fait reference
/s/ Jean-Louis Billoet
(Signatory for / Signataire pur INSA)
/s/ M DHUIVONROUX
Notary
