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EX-99.1 - EXHIBIT 99.1 - Summer Infant, Inc.exh_991.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
FORM 8-K/A
(Amendment No. 1)
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
 
  March 4, 2015  
Date of Report (Date of earliest event reported)
     
  SUMMER INFANT, INC.  
(Exact Name of Registrant as Specified in Charter)
 
 
DELAWARE   001-33346   20-1994619
(State or Other   (Commission File Number)   (IRS Employer
Jurisdiction of Incorporation)        Identification No.)
 
 
 
1275 PARK EAST DRIVE
WOONSOCKET, RHODE ISLAND 02895
 
(Address of Principal Executive Offices) (Zip Code)
     
     
  (401) 671-6550  
(Registrant's telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[   ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[   ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[   ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[   ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
Explanatory Note

This Amendment No. 1 to Current Report on Form 8-K/A is being filed to include as an exhibit a corrected press release that was released on March 4, 2015.  This corrected press release replaces the press release that was released earlier on March 4, 2015.

Item 2.02.
Results of Operations and Financial Condition.

On March 4, 2015, the registrant issued a corrected press release announcing its financial results for the fourth quarter and full year ended January 3, 2015.  The correction related solely to information contained in the tables attached to the press release.  Specifically, in the “Reconciliation of Non-GAAP EBITDA” section of the original press release, the “Plus: interest expense” and “Adjusted EBITDA” lines contained incorrect numbers.  The full text of the corrected press release is attached as Exhibit 99.1 to this Current Report on Form 8-K/A.

The information in this Current Report on Form 8-K/A and the exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such a filing.

Item 9.01. 
Financial Statements and Exhibits.
 
(d) Exhibits.  
     
 
Exhibit
Number
Description
     
 
99.1
Press release dated March 4, 2015 (corrected).
 
          
 
 
 

 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  SUMMER INFANT, INC.  
       
       
Date: March 4, 2015 By: /s/ William E. Mote, Jr.  
   
William E. Mote, Jr.
Chief Financial Officer
 
 

 
 

 
 
 
 

 
EXHIBIT INDEX
 
 
 
Exhibit
Number
Description
     
 
99.1
Press release dated March 4, 2015 (corrected).