Attached files
| file | filename |
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| EX-31.1 - EXHIBIT 31.1 - HYDROCARB ENERGY CORP | ex31_1.htm |
| EX-31.2 - EXHIBIT 31.2 - HYDROCARB ENERGY CORP | ex31_2.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-Q/A
(Ammendment No. 1)
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☒
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Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the quarterly period ended October 31, 2014
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or
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Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from _______ to _________
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Commission file number: 000-53313
HYDROCARB ENERGY CORP.
(Exact name of registrant as specified in its charter)
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NEVADA
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30-0420930
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(State or other jurisdiction of incorporation or organization)
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(IRS Employer Identification No.)
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800 Gessner, Suite 375
Houston, Texas 77024
(Address of principal executive offices, including zip code)
(713) 970-1590
(registrant’s principal executive office telephone number)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer o
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Accelerated filer o
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Non-accelerated filer o
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Smaller reporting company x
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(Do not check if a smaller reporting company)
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act) Yes o No x
As of December 15, 2014, 21,206,794 shares of common stock, $0.001 par value, were outstanding.
Explanatory Note
This Amendment No. 1 (this “Amendment”) to the Quarterly Report on Form 10-Q of Hydrocarb Energy Corp. (the “Company”) for the quarter ended October 31, 2014, as filed with the Securities and Exchange Commission (the “Commission”) on December 15, 2014 (the “Original Filing”), is being filed to update the cover page of the Original Filing to clarify that, as of the date of this Amendment, the Company has submitted electronically and posted on its corporate Web site, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12 months.
Except as expressly set forth herein, this Amendment does not reflect events that occurred after the date of the Original Filing and does not modify or update any of the other disclosures contained therein in any way. This Amendment should be read in conjunction with the Original Filing and the Company’s other filings with the Securities and Exchange Commission. This Amendment consists solely of the preceding cover page, this Explanatory Note, the signature page and the certifications required to be filed as exhibits to this Amendment.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
HYDROCARB ENERGY CORP.
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Dated:
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February 24, 2015
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| By: | /s/ Christine P. Spencer |
Christine P. Spencer
Chief Accounting Officer
(Principal Accounting Officer)
EXHIBIT INDEX
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Exhibit No.
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Description of Exhibit
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Certification of Principal Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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Certification of Principal Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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