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EXCEL - IDEA: XBRL DOCUMENT - Diplomat Pharmacy, Inc.Financial_Report.xls

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

 

Amendment No. 1

 

x      QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the Quarterly Period Ended September 30, 2014

 

OR

 

o         TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from                   to        

 

Commission file number 001-36677

 


 

Diplomat Pharmacy, Inc.

(Exact name of registrant as specified in its charter)

 

Michigan

 

38-2063100

(State or other jurisdiction of
incorporation or organization)

 

(I.R.S. Employer
Identification No.)

 

4100 South Saginaw Street, Flint, Michigan

 

48507

(Address of principal executive offices)

 

(Zip code)

 

(888) 720-4450

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name, former address and former fiscal year, if changed since last report)

 


 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes o  No x

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x  No o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer o

 

Accelerated filer o

 

 

 

Non-accelerated filer x
 (Do not check if a smaller
reporting company)

 

Smaller reporting company o

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o  No x

 

The number of outstanding shares of the registrant’s common stock, no par value, as of November 7, 2014 was 51,448,746.

 

 

 



 

EXPLANATORY NOTE

 

Diplomat Pharmacy, Inc. (the “Company”) is filing this Amendment No. 1 on Form 10-Q/A (this “Amendment”) to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2014, which was originally filed with the Securities and Exchange Commission on November 10, 2014 (the “Original Report”).

 

The Company is filing this Amendment for the sole purpose to submit the XBRL files as Exhibit 101 as permitted by the grace period rules.

 

Except as described above, the Original Report has not been amended, updated or otherwise modified.

 

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Part II

 

Item 6.                  EXHIBITS

 

 

 

 

 

Previously Included or Incorporated by Reference

Exhibit
Number

 

Exhibit Description

 

Form

 

Period
Ending

 

Exhibit /
Appendix
Number

 

Filing Date

10.1.1

 

Voting Agreement by and among Philip Hagerman and the persons on the signature pages thereto

 

S-1/A

 

 

 

10.3

 

August 19, 2014

 

 

 

 

 

 

 

 

 

 

 

10.1.2

 

Joinder to Voting Agreement by and among Philip Hagerman and the persons on the signature pages thereto

 

S-1/A

 

 

 

10.10

 

September 29, 2014

 

 

 

 

 

 

 

 

 

 

 

10.2*

 

Diplomat Pharmacy, Inc. 2014 Omnibus Incentive Plan

 

S-1/A

 

 

 

10.7

 

September 29, 2014

 

 

 

 

 

 

 

 

 

 

 

31.1

 

Section 302 Certification — CEO

 

10-Q

 

September 30, 2014

 

31.1

 

November 10, 2014

 

 

 

 

 

 

 

 

 

 

 

31.2

 

Section 302 Certification — CFO

 

10-Q

 

September 30, 2014

 

31.2

 

November 10, 2014

 

 

 

 

 

 

 

 

 

 

 

32.1**

 

Section 906 Certification — CEO

 

10-Q

 

September 30, 2014

 

32.1

 

November 10, 2014

 

 

 

 

 

 

 

 

 

 

 

32.2**

 

Section 906 Certification — CFO

 

10-Q

 

September 30, 2014

 

32.2

 

November 10, 2014

 

 

 

 

 

 

 

 

 

 

 

101.INS

 

XBRL Instance Document

 

 

 

101.SCH

 

XBRL Taxonomy Extension Schema Document

 

 

 

101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

 

 

 

101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

 

 

 

101.LAB

 

XBRL Taxonomy Extension Label Linkbase

 

 

 

101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase

 


*Indicates a management contract or compensatory plan or arrangement.

** This certification is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

DIPLOMAT PHARMACY, INC.

 

 

 

 

 

 

By:

/s/ Sean M. Whelan

 

 

Sean M. Whelan

 

 

Chief Financial Officer,

 

 

Principal Financial Officer,

 

 

Principal Accounting Officer

 

Dated:    November 25, 2014

 

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