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EX-99.1 - HUDSON VALLEY HOLDING CORPex99_1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
____________

FORM 8-K
____________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): November 19, 2014
_____________________________

HUDSON VALLEY HOLDING CORP.
(Exact name of registrant as specified in its charter)
_____________________________

New York
001-34453
13-3148745
(State or Other Jurisdiction of
Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)

21 Scarsdale Road, Yonkers, New York
   10707
  (Address of principal executive offices)
(Zip Code)

(914) 961-6100
(Registrant’s telephone number, including area code
_____________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Item 8.01         Other Events

On November 19, 2014, Hudson Valley Bank, N.A. (“HVB”), a wholly-owned subsidiary of Hudson Valley Holding Corp., announced the sale of A.R. Schmeidler & Co., Inc., HVB’s wholly-owned registered investment adviser and broker dealer subsidiary, to Artemis US IV LLC, an affiliate of Pine Street Alternative Asset Management LP, an investment adviser registered with the Securities and Exchange Commission.

HVB issued a press release in connection with the announcement, which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
Item 9.01         Financial Statements and Exhibits
 
(d) Exhibits
 
Exhibit
Number
 
Description
99.1
 
Press release of Hudson Valley Bank, N.A., dated November 19, 2014

 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
HUDSON VALLEY HOLDING CORP.
  
       
November 19, 2014
 
By:
 
 /s/ James P. Blose
         
       
Name: James P. Blose
       
Title: Executive Vice President,
General Counsel & Secretary

 
 

 
 
EXHIBIT INDEX

Exhibit
Number
 
Description
99.1
 
Press release of Hudson Valley Bank, N.A., dated November 19, 2014