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EX-99.1 - EXHIBIT 99.1 - SYNTHESIS ENERGY SYSTEMS INCv394324_ex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

Form 8-K

 

 

Current Report Pursuant to Section 13 or 15(d) of
the Securities Act of 1934

 

Date of Report (Date of earliest event reported): November 13, 2014

 

 

Synthesis Energy Systems, Inc.
(Exact name of registrant as specified in its charter)

 

 

Delaware
(State or other jurisdiction of incorporation)

001-33522
(Commission File Number)

20-2110031
(I.R.S. Employer Identification No.) 

 

Three Riverway, Suite 300, Houston, Texas
(Address of principal executive offices)

77056

(Zip Code) 

 

(713) 579-0600
(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))
  
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))

 

 
 

 

In accordance with General Instruction B.2. of Form 8-K, the information presented under Item 2.02 of this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such a filing.

 

Item 2.02 Results of Operations and Financial Condition.

 

On November 13, 2014, Synthesis Energy Systems, Inc. issued an earnings release announcing the financial results for its fiscal first quarter ended September 30, 2014. A copy of the press release is furnished herewith as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits

 

(a)Financial Statements of business acquired

 

None.

 

(b)Pro Forma Financial Information

 

None.

 

(c)Shell Company Transactions

 

None.

 

(d)Exhibits

 

*99.1Press Release dated November 13, 2014 relating to first quarter financial results.

 

* = Furnished herewith

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Synthesis Energy Systems, Inc.
Dated:  November 13, 2014 /s/ Robert Rigdon
  Robert Rigdon
  President and Chief Executive Officer

 

 
 

 

EXHIBIT INDEX

 

*99.1 Press Release dated November 13, 2014 relating to first quarter financial results.

 

 

* = Furnished herewith