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EX-99.1 - EXHIBIT 99.1 - Owens Realty Mortgage, Inc.exhibit99-1.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_____________
 
FORM 8-K
 
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1933
 
Date of Report (Date of earliest event reported): November 13, 2014
 
 
OWENS REALTY MORTGAGE, INC.
(Exact Name of Registrant as Specified in its Charter)

         
Maryland
 
000-54957
 
46-0778087
(State or Other Jurisdiction
 
(Commission
 
(IRS Employer
of Incorporation)
 
File Number)
 
Identification No.)

         
2221 Olympic Boulevard
       
Walnut Creek, California
   
94595
(Address of Principal Executive Offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (925) 935-3840
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 
 

 



 
Item 2.02                      Results of Operations and Financial Condition

On November 13, 2014, Owens Realty Mortgage, Inc. (the “Company”) issued a press release announcing, among other things, the Company’s financial results for the third fiscal quarter ended September 30, 2014. A copy of this press release is furnished as Exhibit 99.1 and incorporated herein by reference.

The information in this Item 2.02 of Form 8-K, including all accompanying exhibits, is being furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liability of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, regardless of the general incorporation language of such filing, except as shall be expressly set forth by specific reference in such filing.

 
Item 7.01                      Regulation FD Disclosure

Concurrent with the issuance of the press release, an updated investor slide presentation titled “Real Estate Portfolio Report” that provides information about the Company’s real estate asset portfolio was posted in the “Investor Relations” area of the Company's website.


Item 9.01                      Financial Statements and Exhibits
 
(d) Exhibits:
 
 
 
 
Exhibit
No.
 
Description
   
99.1
Press Release dated November 13, 2014 announcing the Company’s financial results for the fiscal quarter ended September 30, 2014.
 
   


 
 
 

 


SIGNATURES
 
                Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
OWENS REALTY MORTGAGE, INC.,
a Maryland corporation


Dated:           November 13, 2014                                      By: /s/ William C. Owens
Name:  William C. Owens
Title:    President and Chief Executive Officer

 
 
 

 






   
EXHIBIT INDEX
 
 
 
 
Exhibit
No.
 
 
 
Description
 
   
99.1
Press Release dated November 13, 2014 announcing the Company’s financial results for the fiscal quarter ended September 30, 2014.