MEDALLION FINANCIAL CORP - FORM 10-Q - EX-99.1

Attached files

file	filename
EX-10.1 - EX-10.1 - MEDALLION FINANCIAL CORP	d811162dex101.htm
EX-31.2 - EX-31.2 - MEDALLION FINANCIAL CORP	d811162dex312.htm
EX-32.1 - EX-32.1 - MEDALLION FINANCIAL CORP	d811162dex321.htm
EX-31.1 - EX-31.1 - MEDALLION FINANCIAL CORP	d811162dex311.htm
10-Q - FORM 10-Q - MEDALLION FINANCIAL CORP	d811162d10q.htm
EX-32.2 - EX-32.2 - MEDALLION FINANCIAL CORP	d811162dex322.htm

Exhibit 99.1

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
Medallion Loans
New York						366		74	%		3.61	%	$	0	$	66,212	$	204,662	$	204,758
	Real Cab Corp	Term Loan	07/20/07	07/20/17		1		1	%		2.81	%	$	0			$	2,545	$	2,545
	Real Cab Corp	Term Loan	08/19/14	07/20/17		1		1	%		3.31	%	$	0	$	1,627	$	1,583	$	1,583
	Real Cab Corp	Term Loan	07/20/07	07/20/17		1		*			2.81	%	$	0			$	350	$	350
	Sean Cab Corp ##	Term Loan	12/09/11	12/08/15		1		1	%		3.60	%	$	0			$	3,505	$	3,493
	Slo Cab Corp ##	Term Loan	07/20/07	07/20/17		1		1	%		2.81	%	$	0			$	1,527	$	1,527
	Slo Cab Corp ##	Term Loan	08/19/14	07/20/17		1		*			3.31	%	$	0	$	976	$	950	$	950
	Slo Cab Corp ##	Term Loan	07/20/07	07/20/17		1		*			2.81	%	$	0			$	210	$	210
	Whispers Taxi Inc ##	Term Loan	05/28/13	05/28/16		1		1	%		3.35	%	$	0			$	2,121	$	2,115
	Pontios Taxi LLC ##	Term Loan	03/28/14	03/28/17		1		1	%		3.50	%	$	0	$	1,828	$	1,808	$	1,810
	Ikaria Taxi LLC ##	Term Loan	03/28/14	03/28/17		1		1	%		3.50	%	$	0	$	1,828	$	1,808	$	1,810
	Kos Taxi LLC ##	Term Loan	03/28/14	03/28/17		1		1	%		3.50	%	$	0	$	1,828	$	1,808	$	1,810
	Sag Taxi LLC ##	Term Loan	03/28/14	03/28/17		1		1	%		3.50	%	$	0	$	1,828	$	1,808	$	1,810
	Yosi Transit Inc ##	Term Loan	07/20/07	07/20/17		1		*			2.81	%	$	0			$	1,018	$	1,018
	Yosi Transit Inc ##	Term Loan	08/19/14	07/20/17		1		*			3.31	%	$	0	$	651	$	633	$	633
	Yosi Transit Inc ##	Term Loan	07/20/07	07/20/17		1		*			2.81	%	$	0			$	140	$	140
	Sifnos, Kitriani Incs ##	Term Loan	06/08/10	05/01/15		1		1	%		4.00	%	$	0			$	1,587	$	1,581
	Daytona Hacking Corp ##	Term Loan	03/26/14	03/26/17		1		1	%		3.38	%	$	0	$	1,570	$	1,553	$	1,555
	Kaderee M & G Corp ##	Term Loan	03/26/14	03/26/17		1		1	%		3.38	%	$	0	$	1,570	$	1,550	$	1,552
	Silke Hacking Corp ##	Term Loan	03/26/14	03/26/17		1		1	%		3.38	%	$	0	$	1,570	$	1,550	$	1,552
	Lety Cab Corp ##	Term Loan	10/21/10	10/20/15		1		1	%		3.13	%	$	0			$	1,519	$	1,513
	Nancy Transit Inc ##	Term Loan	03/11/13	03/11/16		1		1	%		3.50	%	$	0			$	1,516	$	1,513
	Bunty & Jyoti Inc ##	Term Loan	03/13/13	03/13/16		1		1	%		3.75	%	$	0			$	1,516	$	1,512
	Christian Cab Corp	Term Loan	11/27/12	11/27/15		1		1	%		4.00	%	$	0			$	1,502	$	1,502
	Junaid Trans Corp ##	Term Loan	04/30/13	04/30/16		1		1	%		3.75	%	$	0			$	1,495	$	1,491
	Ocean Hacking Corp ##	Term Loan	12/20/13	12/20/16		1		1	%		3.50	%	$	0			$	1,471	$	1,473
	Dayna Hacking Corp ##	Term Loan	05/28/13	05/28/16		1		1	%		3.35	%	$	0			$	1,414	$	1,410
	Devin Taxi Corp ##	Term Loan	05/28/13	05/28/16		1		1	%		3.35	%	$	0			$	1,414	$	1,410
	Benson Hacking Corp ##	Term Loan	05/28/13	05/28/16		1		1	%		3.35	%	$	0			$	1,414	$	1,410
	Orys Trans Corp	Term Loan	07/24/13	07/24/16		1		1	%		2.75	%	$	0			$	1,400	$	1,401
	Alltaxitwo Cab Corp ##	Term Loan	07/24/13	07/24/16		1		1	%		2.75	%	$	0			$	1,400	$	1,401
	Anniversary Taxi Corp ##	Term Loan	04/11/14	04/11/17		1		1	%		3.25	%	$	0	$	1,400	$	1,400	$	1,397
	Hj Taxi Corp ##	Term Loan	04/11/14	04/11/17		1		1	%		3.25	%	$	0	$	1,400	$	1,400	$	1,397
	Apple Cab Corp ##	Term Loan	04/11/14	04/11/17		1		1	%		3.25	%	$	0	$	1,400	$	1,400	$	1,397
	Kby Taxi Inc ##	Term Loan	04/11/14	04/11/17		1		1	%		3.25	%	$	0	$	1,400	$	1,400	$	1,397
	Avi Taxi Corporation ##	Term Loan	04/11/14	04/11/17		1		1	%		3.25	%	$	0	$	1,400	$	1,400	$	1,397
	Sonu-Seema Corp ##	Term Loan	12/07/12	12/07/15		1		*			3.75	%	$	0			$	1,387	$	1,383
	Flow Taxi Corp ##	Term Loan	07/23/13	07/23/16		1		*			3.00	%	$	0			$	1,376	$	1,377
	Ukraine Service Co ##	Term Loan	07/23/13	07/23/16		1		*			3.00	%	$	0			$	1,376	$	1,377
	Lil Amandachaka Hacking Corp	Term Loan	07/23/13	07/23/16		1		*			3.00	%	$	0			$	1,376	$	1,377
	Uddin Taxi Corp ##	Term Loan	11/14/12	11/14/15		1		*			5.25	%	$	0			$	1,343	$	1,340
	Perem Hacking Corp ##	Term Loan	02/21/13	02/21/16		1		*			3.00	%	$	0			$	1,333	$	1,329
	S600 Service Co Inc ##	Term Loan	02/21/13	02/21/16		1		*			3.00	%	$	0			$	1,333	$	1,329
	Concourse Cab Corp ##	Term Loan	11/14/13	11/14/16		1		*			3.75	%	$	0			$	1,309	$	1,315
	Ela Papou LLC ##	Term Loan	06/27/14	06/27/17		1		*			3.63	%	$	0	$	1,320	$	1,311	$	1,313
	Cfn Cab Corp ##	Term Loan	02/26/14	02/26/18		1		*			3.75	%	$	0	$	1,320	$	1,305	$	1,307
	Miklos Hacking Corp ##	Term Loan	02/26/14	02/26/18		1		*			3.75	%	$	0	$	1,320	$	1,305	$	1,307
	Ming Trans Corp ##	Term Loan	11/19/12	12/01/16		1		*			3.70	%	$	0			$	1,245	$	1,242
	Ride Yellow LLC ##	Term Loan	02/01/13	11/01/16		1		*			3.10	%	$	0			$	1,200	$	1,197
	Avilie Service Inc ##	Term Loan	02/11/13	02/11/16		1		*			3.00	%	$	0			$	1,145	$	1,146
	Red Army Cab Corp ##	Term Loan	02/21/13	08/21/16		1		*			3.00	%	$	0			$	1,124	$	1,121

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	New Direction Cab Corp ##	Term Loan	11/18/11	11/18/14		1		*		4.00	%	$	0			$	1,117	$	1,113
	Big Ari Taxi Corp ##	Term Loan	08/14/13	08/14/16		1		*		2.80	%	$	0			$	1,111	$	1,113
	D & G Taxi Inc ##	Term Loan	05/28/13	05/28/16		1		*		3.35	%	$	0			$	1,105	$	1,102
	Gaultier Hacking Corp ##	Term Loan	08/27/12	08/27/15		1		*		3.90	%	$	0			$	1,082	$	1,080
	Jump Service Co Inc ##	Term Loan	02/11/13	02/22/16		1		*		2.80	%	$	0			$	1,077	$	1,074
	Rs Hacking Corp ##	Term Loan	05/28/13	05/28/16		1		*		3.35	%	$	0			$	1,052	$	1,049
	Whats Yellow LLC ##	Term Loan	10/03/12	10/03/15		1		*		3.65	%	$	0			$	1,035	$	1,036
	Nelsk Taxi Inc ##	Term Loan	08/20/13	08/20/16		1		*		3.50	%	$	0			$	996	$	998
	Global Agami Cab LLC ##	Term Loan	02/27/13	06/02/17		1		*		2.88	%	$	0			$	981	$	979
	Universal Agami Transit Inc ##	Term Loan	02/27/13	06/02/17		1		*		2.88	%	$	0			$	981	$	979
	Planet Agami Cab LLC ##	Term Loan	02/27/13	06/02/17		1		*		2.88	%	$	0			$	981	$	979
	M.Y. Taxi Inc ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	960	$	961
	Holdem Cab Corp ##	Term Loan	04/10/13	04/10/16		1		*		3.00	%	$	0			$	961	$	959
	Go Boy Cab Corp ##	Term Loan	04/10/13	04/10/16		1		*		3.00	%	$	0			$	961	$	959
	Ede Service Corp	Term Loan	08/19/14	07/20/17		1		*		3.31	%	$	0	$	976	$	950	$	950
	Typhoon Hacking Corp ##	Term Loan	05/30/13	05/30/18		1		*		3.50	%	$	0			$	942	$	944
	Hedy Hacking Corp. ##	Term Loan	05/30/13	05/30/18		1		*		3.50	%	$	0			$	942	$	944
	Nedrag Trans Corp ##	Term Loan	05/30/13	05/30/18		1		*		3.50	%	$	0			$	942	$	944
	Btr Taxi Inc ##	Term Loan	06/16/14	06/16/17		1		*		3.75	%	$	0	$	900	$	895	$	897
	Iddy Biddy Cab Corp ##	Term Loan	08/06/10	08/05/15		1		*		3.13	%	$	0			$	843	$	840
	Malcolm Hacking Corp ##	Term Loan	08/06/10	08/05/15		1		*		3.13	%	$	0			$	843	$	840
	Jbob Hacking Corp ##	Term Loan	08/06/10	08/05/15		1		*		3.13	%	$	0			$	843	$	840
	Oyaz Hacking Corp ##	Term Loan	08/06/10	08/05/15		1		*		3.13	%	$	0			$	843	$	840
	Copper One Cab Corp ##	Term Loan	02/17/12	02/12/17		1		*		3.90	%	$	0			$	829	$	830
	Asterik Cab Co Inc ##	Term Loan	02/17/12	02/12/17		1		*		3.90	%	$	0			$	829	$	830
	Agape-Mou Cab Corp ##	Term Loan	02/17/12	02/12/17		1		*		3.90	%	$	0			$	829	$	830
	Ghotra & Ghotra LLC	Term Loan	12/19/13	12/19/16		1		*		3.85	%	$	0			$	818	$	823
	Gur & Dev Taxi LLC	Term Loan	02/18/14	02/18/17		1		*		3.88	%	$	0	$	820	$	809	$	814
	Gurpreet Singh & Manpreet Sing ##	Term Loan	06/25/13	06/25/16		1		*		3.88	%	$	0			$	810	$	811
	Arman And Mehtab Padda Taxi Co ##	Term Loan	06/19/13	06/19/16		1		*		3.88	%	$	0			$	808	$	809
	Garcha Randhawa Taxi Corp ##	Term Loan	05/31/13	05/30/16		1		*		3.88	%	$	0			$	807	$	808
	Zus Trading Inc ##	Term Loan	08/09/13	08/09/16		1		*		3.85	%	$	0			$	800	$	801
	Danny Truong ##	Term Loan	07/30/14	07/30/17		1		*		3.75	%	$	0	$	809	$	790	$	786
	Dhuri And Barnala Cab Corp ##	Term Loan	06/03/13	06/03/16		1		*		3.80	%	$	0			$	785	$	786
	Ghulam Abbas ##	Term Loan	04/17/13	04/17/16		1		*		3.80	%	$	0			$	785	$	785
	Haroon Sharif ##	Term Loan	05/21/13	05/21/16		1		*		3.80	%	$	0			$	784	$	785
	Espiye Taxi Corp	Term Loan	05/23/14	05/23/17		1		*		3.75	%	$	0	$	775	$	769	$	769
	Alika Awan Trans Corp ##	Term Loan	09/04/13	09/04/16		1		*		3.85	%	$	0			$	767	$	768
	Senoz Cab Corp	Term Loan	05/23/14	05/23/17		1		*		3.85	%	$	0	$	771	$	765	$	765
	Gilberto Barrera ##	Term Loan	04/02/14	04/02/17		1		*		4.00	%	$	0	$	770	$	763	$	764
	Samiullah Zaman ##	Term Loan	04/07/14	04/07/17		1		*		4.00	%	$	0	$	763	$	755	$	757
	1212 Taxi LLC ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	750	$	751
	Binh Pham ##	Term Loan	04/23/14	04/23/17		1		*		4.00	%	$	0	$	754	$	747	$	746
	Rakesh Aggarwal & Jasvir Singh ##	Term Loan	05/07/14	05/07/17		1		*		3.85	%	$	0	$	750	$	744	$	743
	Joseph Gerard Pierre ##	Term Loan	07/07/14	07/07/17		1		*		3.75	%	$	0	$	744	$	740	$	739
	Carlos Govea ##	Term Loan	06/05/14	06/05/17		1		*		3.75	%	$	0	$	740	$	736	$	738
	Hot Wheels Taxi LLC ##	Term Loan	03/01/13	12/01/16		1		*		3.10	%	$	0			$	738	$	737
	Mandeep Multani & Ravinder Sin ##	Term Loan	03/19/14	03/19/17		1		*		3.90	%	$	0	$	740	$	736	$	735
	Carmay Latendresse ##	Term Loan	05/19/14	05/19/17		1		*		4.25	%	$	0	$	740	$	733	$	734
	Jose F Pimentel ##	Term Loan	05/14/14	05/14/17		1		*		4.00	%	$	0	$	740	$	735	$	732
	Samy Baddar ##	Term Loan	07/18/13	07/18/16		1		*		3.50	%	$	0			$	728	$	729
	Ilker Altaygil ##	Term Loan	07/18/13	07/18/16		1		*		3.50	%	$	0			$	728	$	729

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Amr Aly Shafshak ##	Term Loan	11/04/13	11/04/16		1		*		4.13	%	$	0			$	726	$	727
	Atef A Khalil ##	Term Loan	07/09/14	07/09/17		1		*		3.85	%	$	0	$	725	$	725	$	727
	Joseph R Jean ##	Term Loan	04/15/13	04/15/16		1		*		3.75	%	$	0			$	720	$	720
	Georges Salomon ##	Term Loan	08/04/14	08/04/17		1		*		4.00	%	$	0	$	719	$	717	$	719
	Jaswinder Singh ##	Term Loan	03/29/13	03/29/16		1		*		3.80	%	$	0			$	716	$	715
	Bliss Cab Corp ##	Term Loan	10/21/10	10/20/15		1		*		3.13	%	$	0			$	713	$	710
	Leo P. Roland ##	Term Loan	12/03/13	12/03/16		1		*		3.75	%	$	0			$	707	$	708
	Aminder Pal Singh ##	Term Loan	11/21/13	11/21/16		1		*		3.75	%	$	0			$	706	$	708
	Kawarjeet Singh & Maan Singh ##	Term Loan	05/15/13	05/15/16		1		*		3.50	%	$	0			$	704	$	705
	Avtar Singh ##	Term Loan	08/29/14	08/29/17		1		*		3.75	%	$	0	$	700	$	700	$	702
	Mukhtiar Singh ##	Term Loan	08/29/14	08/29/17		1		*		3.75	%	$	0	$	700	$	698	$	700
	Bruce Schneider ##	Term Loan	05/10/13	05/10/16		1		*		4.00	%	$	0			$	700	$	699
	Nobert Auguste	Term Loan	05/02/14	05/02/17		1		*		4.15	%	$	0	$	700	$	695	$	695
	Gilzian Enterprise LLC ##	Term Loan	05/22/14	05/22/17		1		*		3.88	%	$	0	$	700	$	695	$	694
	Yvon Louissaint ##	Term Loan	02/20/14	02/20/17		1		*		3.88	%	$	0	$	700	$	690	$	692
	Strivers Way Inc ##	Term Loan	12/17/13	12/17/16		1		*		3.85	%	$	0			$	689	$	691
	Sukhdev Singh & Harpal S Bhola ##	Term Loan	12/04/13	12/04/16		1		*		3.75	%	$	0			$	684	$	685
	Balwinder Singh ##	Term Loan	09/16/13	09/16/15		1		*		3.75	%	$	0			$	683	$	684
	Marian Cab Corp ##	Term Loan	06/19/12	06/19/16		1		*		3.75	%	$	0			$	684	$	683
	Eugenio & Ayodele Trans Corp ##	Term Loan	09/26/13	09/26/16		1		*		4.25	%	$	0			$	682	$	683
	Amr & Rina Taxi Inc ##	Term Loan	07/15/13	07/15/16		1		*		3.75	%	$	0			$	679	$	680
	Parvinder Singh ##	Term Loan	08/13/13	08/13/16		1		*		3.63	%	$	0			$	680	$	679
	Preslert Louis ##	Term Loan	05/30/13	05/30/16		1		*		3.50	%	$	0			$	678	$	679
	Shanu Miah ##	Term Loan	06/20/13	06/20/16		1		*		3.63	%	$	0			$	673	$	674
	Rousseau Ductan ##	Term Loan	05/01/13	05/01/16		1		*		3.90	%	$	0			$	671	$	671
	Anwar Khalifa ##	Term Loan	08/07/14	08/07/17		1		*		4.50	%	$	0	$	670	$	668	$	668
	Kerolus Waheib Makhail	Term Loan	12/27/12	12/27/15		1		*		3.50	%	$	0			$	668	$	668
	Joseph L Flovel ##	Term Loan	10/31/13	10/30/16		1		*		3.63	%	$	0			$	663	$	667
	Joseph Paul Desir ##	Term Loan	07/28/14	07/28/17		1		*		4.10	%	$	0	$	666	$	662	$	664
	Shahdad Bhatti Cab Corp	Term Loan	08/18/14	08/18/17		1		*		4.37	%	$	0	$	662	$	661	$	662
	Jasvir S Dhaliwal ##	Term Loan	07/01/13	07/01/16		1		*		4.25	%	$	0			$	660	$	660
	Gerardo Barrera ##	Term Loan	08/08/14	08/08/17		1		*		4.00	%	$	0	$	662	$	660	$	660
	Jordan O Ohene ##	Term Loan	05/24/13	05/24/16		1		*		3.50	%	$	0			$	655	$	658
	Robell Hacking Corp ##	Term Loan	09/11/13	09/11/16		1		*		2.80	%	$	0			$	658	$	657
	Birk Cab Corp ##	Term Loan	05/22/13	05/22/16		1		*		3.50	%	$	0			$	653	$	656
	Alexander Vizueta ##	Term Loan	04/01/14	04/01/17		1		*		4.25	%	$	0	$	660	$	655	$	655
	Donald Singh ##	Term Loan	10/11/13	10/11/16		1		*		3.75	%	$	0			$	646	$	645
	Pierre Goguin Joseph ##	Term Loan	03/06/13	03/06/15		1		*		3.75	%	$	0			$	642	$	642
	Charanjeet Kaur & Manjit Singh ##	Term Loan	10/28/13	10/28/16		1		*		3.50	%	$	0			$	640	$	642
	Brunet Lucas ##	Term Loan	06/06/13	06/06/16		1		*		3.50	%	$	0			$	641	$	640
	Aujla Cab Corp ##	Term Loan	04/23/14	04/23/17		1		*		3.75	%	$	0	$	650	$	640	$	640
	Albro Hacking, Corp.	Term Loan	07/10/14	07/10/17		1		*		3.63	%	$	0	$	635	$	632	$	634
	Ny Diploma Taxi Co	Term Loan	08/19/14	07/20/17		1		*		3.31	%	$	0	$	651	$	633	$	633
	Lesly Jeanjoseph ##	Term Loan	05/08/13	05/08/16		1		*		3.50	%	$	0			$	629	$	628
	Spyridon Tzorzis ##	Term Loan	07/10/13	07/10/16		1		*		3.50	%	$	0			$	616	$	617
	Joseph W Charles	Term Loan	05/27/14	05/27/17		1		*		3.70	%	$	0	$	620	$	614	$	616
	Mohammed Hossen & Abrar Hanif ##	Term Loan	03/11/13	03/11/16		1		*		3.50	%	$	0			$	615	$	615
	Michael Avitan ##	Term Loan	04/11/13	04/11/16		1		*		3.90	%	$	0			$	614	$	615
	Man Singh ##	Term Loan	02/25/13	02/25/16		1		*		3.75	%	$	0			$	614	$	613
	Mian Cab Corp ##	Term Loan	01/21/14	01/21/17		1		*		4.00	%	$	0	$	620	$	610	$	612
	Marc C Bastien ##	Term Loan	04/11/13	04/10/16		1		*		3.65	%	$	0			$	607	$	608
	Karamjit Panchhi ##	Term Loan	08/28/13	08/28/16		1		*		3.50	%	$	0			$	608	$	607

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Guivarch Thimothe	Term Loan	09/19/12	09/19/15		1		*		4.50	%	$	0			$	604	$	605
	Guy Merisier ##	Term Loan	07/25/14	07/25/17		1		*		4.13	%	$	0	$	601	$	598	$	600
	Patrick Sattaur ##	Term Loan	03/15/13	03/15/16		1		*		3.63	%	$	0			$	598	$	597
	Tarek Elsaid ##	Term Loan	05/12/14	05/12/17		1		*		3.63	%	$	0	$	600	$	595	$	597
	Oradeanul Taxi Corp ##	Term Loan	01/30/13	02/01/16		1		*		3.63	%	$	0			$	593	$	593
	Turgut Duman ##	Term Loan	12/06/12	12/06/15		1		*		3.50	%	$	0			$	592	$	592
	Sushil Maggoo ##	Term Loan	12/14/12	12/14/15		1		*		3.50	%	$	0			$	592	$	592
	Manuel F Pena ##	Term Loan	11/26/13	11/26/16		1		*		3.50	%	$	0			$	587	$	589
	Humberto Ontaneda ##	Term Loan	10/17/13	10/17/16		1		*		3.50	%	$	0			$	586	$	588
	Alexander A Malamud ##	Term Loan	02/28/13	02/28/16		1		*		3.55	%	$	0			$	581	$	582
	Rafi Mohammad ##	Term Loan	02/27/13	02/27/16		1		*		3.50	%	$	0			$	577	$	576
	Roudy Moliere &Jean B Letang ##	Term Loan	12/17/12	12/17/15		1		*		4.25	%	$	0			$	577	$	576
	Erwich Chery	Term Loan	09/29/14	09/29/17		1		*		4.00	%	$	0	$	572	$	572	$	574
	Jean J Monteau ##	Term Loan	12/06/12	12/06/15		1		*		4.00	%	$	0			$	575	$	573
	Eli Parada ##	Term Loan	11/27/13	11/27/16		1		*		3.65	%	$	0			$	569	$	571
	I&I Cab Corp ##	Term Loan	03/19/13	03/19/16		1		*		3.60	%	$	0			$	568	$	568
	Newton Sodhi ##	Term Loan	05/06/13	05/06/16		1		*		3.38	%	$	0			$	567	$	565
	Rafael A Pena ##	Term Loan	09/18/13	09/18/16		1		*		4.00	%	$	0			$	548	$	550
	Sincere Cab Corp ##	Term Loan	06/21/11	06/21/16		1		*		4.50	%	$	0			$	550	$	549
	Tamimu Aliu ##	Term Loan	05/28/13	05/28/16		1		*		4.25	%	$	0			$	550	$	549
	Olmedo Nocua ##	Term Loan	08/27/14	08/27/17		1		*		3.90	%	$	0	$	550	$	549	$	549
	Fernande Paul Cab Corp ##	Term Loan	01/24/13	01/24/16		1		*		3.50	%	$	0			$	546	$	547
	Luis E Perez ##	Term Loan	03/19/14	03/19/17		1		*		3.75	%	$	0	$	550	$	544	$	546
	Dominique Ismael ##	Term Loan	03/10/14	03/10/17		1		*		3.88	%	$	0	$	551	$	545	$	545
	Dani Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	541	$	541
	Magloire David ##	Term Loan	09/09/13	09/09/15		1		*		3.95	%	$	0			$	540	$	541
	Amjad Abbas ##	Term Loan	12/19/13	12/19/16		1		*		3.40	%	$	0			$	540	$	540
	Ulrick Racine ## &	Term Loan	03/08/13	03/08/16		1		*		3.50	%	$	0			$	537	$	536
	Shabir Khalid ##	Term Loan	05/29/13	05/29/16		1		*		3.25	%	$	0			$	530	$	529
	Albert A Agyemang ##	Term Loan	07/09/13	07/09/16		1		*		3.50	%	$	0			$	530	$	529
	Muhammad Saqib ##	Term Loan	10/04/11	10/04/14		1		*		3.50	%	$	0			$	529	$	527
	Jaswinder Sharma ##	Term Loan	11/02/11	11/02/14		1		*		3.50	%	$	0			$	524	$	522
	Frantz Louhis & Joseph Paul ##	Term Loan	06/08/12	06/08/15		1		*		4.25	%	$	0			$	522	$	521
	Jasvinder Chhoker + Dam Singh	Term Loan	11/10/11	12/05/15		1		*		3.50	%	$	0			$	520	$	519
	Ahmed Elsayed ##	Term Loan	11/22/13	11/22/16		1		*		3.50	%	$	0			$	506	$	507
	Momar Diagne ##	Term Loan	05/12/14	05/12/17		1		*		4.50	%	$	0	$	500	$	496	$	498
	Avner Ben-Levy ##	Term Loan	05/29/12	05/29/15		1		*		4.25	%	$	0			$	496	$	495
	Louis A Alphonse ##	Term Loan	02/21/13	02/21/16		1		*		3.75	%	$	0			$	490	$	490
	M Irshad Chaudhry & Mhd Ramzan ##	Term Loan	03/21/11	03/21/16		1		*		3.50	%	$	0			$	492	$	489
	Harold Torres ##	Term Loan	02/12/13	02/12/16		1		*		3.50	%	$	0			$	485	$	485
	Romain Eustache ##	Term Loan	02/26/13	02/26/16		1		*		4.00	%	$	0			$	482	$	482
	Frands Fequiere ##	Term Loan	01/03/13	01/03/16		1		*		3.75	%	$	0			$	482	$	481
	Joseph Jean ##	Term Loan	03/14/12	03/14/15		1		*		4.50	%	$	0			$	481	$	481
	Mohammad Azhar ##	Term Loan	02/24/14	02/24/17		1		*		3.75	%	$	0	$	488	$	478	$	478
	Chuhar Singh ##	Term Loan	06/06/13	06/06/16		1		*		3.38	%	$	0			$	468	$	471
	Abdullah Zivali ##	Term Loan	03/22/13	03/22/16		1		*		3.50	%	$	0			$	468	$	469
	Gustavo E Cabrejos ##	Term Loan	10/15/12	10/15/15		1		*		3.90	%	$	0			$	469	$	468
	Rahul Amin ##	Term Loan	06/11/14	06/26/17		1		*		3.63	%	$	0	$	465	$	462	$	462
	Shubal C Ghose ##	Term Loan	12/18/12	12/18/15		1		*		3.75	%	$	0			$	460	$	459
	W.B.L.S Taxi Inc	Term Loan	08/09/12	11/01/16		1		*		3.10	%	$	0			$	450	$	451
	Santokh Bangay ##	Term Loan	12/10/12	12/10/15		1		*		3.50	%	$	0			$	445	$	444
	Lelio Bresier & Jeanne Bresier ##	Term Loan	03/06/13	03/06/16		1		*		3.50	%	$	0			$	442	$	443

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Ny Berts Cab Corp ##	Term Loan	07/02/13	07/02/16		1		*		3.90	%	$	0			$	439	$	440
	Mokbul Choudhury ##	Term Loan	08/25/14	08/25/17		1		*		4.00	%	$	0	$	436	$	435	$	437
	Jasvir Singh	Term Loan	11/27/12	11/27/22		1		*		4.25	%	$	0			$	424	$	428
	David Mashkabov ##	Term Loan	10/26/11	10/24/14		1		*		4.00	%	$	0			$	429	$	427
	Dady Hamel ##	Term Loan	12/26/13	12/26/16		1		*		3.50	%	$	0			$	427	$	427
	M&J Taxi Inc ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	422	$	423
	Maya Taxi Inc ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	422	$	423
	Mtr Taxi Inc ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	422	$	423
	Neomi & Z Taxi Inc ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	422	$	423
	Saba Moshe Taxi Inc ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	422	$	423
	Gonel Seraphin & Evelyne Serap ##	Term Loan	12/09/11	12/09/14		1		*		4.25	%	$	0			$	422	$	420
	Jacob Kuruvilla ##	Term Loan	11/11/09	12/05/17		1		*		3.75	%	$	0			$	413	$	411
	Anba Taxi Inc ##	Term Loan	06/21/11	06/21/16		1		*		4.50	%	$	0			$	412	$	411
	Corsi Cab Corp ##	Term Loan	06/21/11	06/21/16		1		*		4.50	%	$	0			$	412	$	411
	Carlot Dalce ##	Term Loan	07/09/13	07/09/16		1		*		3.00	%	$	0			$	411	$	411
	King “D” Taxi Inc ##	Term Loan	01/17/12	01/17/15		1		*		3.00	%	$	0			$	411	$	410
	Crossbow Taxi Inc ##	Term Loan	01/17/12	01/17/15		1		*		3.00	%	$	0			$	411	$	410
	Petia Cab Corporation ##	Term Loan	01/17/12	01/17/15		1		*		3.00	%	$	0			$	411	$	410
	King Verin Taxi Inc ##	Term Loan	01/17/12	01/17/15		1		*		3.00	%	$	0			$	411	$	410
	Cleopatra Cab Corp ##	Term Loan	01/17/12	01/17/15		1		*		3.00	%	$	0			$	411	$	410
	Pierre Jeune ##	Term Loan	12/14/12	12/14/15		1		*		3.50	%	$	0			$	407	$	408
	Eduard Neyman	Term Loan	05/24/13	05/24/20		1		*		4.00	%	$	0			$	404	$	406
	Daca Taxi Inc ##	Term Loan	06/02/11	06/02/17		1		*		3.68	%	$	0			$	406	$	405
	Verity Taxi Inc ##	Term Loan	02/08/13	02/08/18		1		*		3.60	%	$	0			$	400	$	402
	Y Joey Taxi Inc ##	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	400	$	401
	Pierre Cadet ##	Term Loan	03/19/13	03/19/16		1		*		3.30	%	$	0			$	395	$	396
	Yberto Santana ##	Term Loan	02/27/14	02/27/17		1		*		3.75	%	$	0	$	402	$	394	$	394
	Bucur Express Cab Corp ##	Term Loan	06/02/11	06/02/17		1		*		3.68	%	$	0			$	390	$	389
	Essa & Soliman Transit Inc ##	Term Loan	04/19/13	04/19/16		1		*		3.25	%	$	0			$	380	$	380
	Anthony Okyere Duah ##	Term Loan	06/10/11	06/10/17		1		*		3.63	%	$	0			$	379	$	378
	Shah M Rahman ##	Term Loan	11/25/13	11/25/16		1		*		3.75	%	$	0			$	377	$	377
	Serge Bonny ##	Term Loan	03/11/13	03/11/16		1		*		3.25	%	$	0			$	370	$	370
	Surjit Singh ##	Term Loan	10/25/13	10/25/18		1		*		3.80	%	$	0			$	367	$	369
	Tarafdar Abul & Tarafdar Luthf	Term Loan	08/13/10	08/13/16		1		*		7.00	%	$	0			$	362	$	362
	Rehmet Khan ##	Term Loan	03/24/14	03/24/17		1		*		3.50	%	$	0	$	371	$	358	$	360
	Double Cab Corp ##	Term Loan	07/13/12	07/13/15		1		*		3.75	%	$	0			$	359	$	359
	Malkit Singh ##	Term Loan	08/01/12	08/01/15		1		*		4.50	%	$	0			$	343	$	342
	Nour-Ditmars Zamalek Corp ##	Term Loan	04/01/11	04/01/16		1		*		3.75	%	$	0			$	339	$	338
	Georges Desrosiers ##	Term Loan	07/23/14	07/23/17		1		*		4.50	%	$	0	$	334	$	333	$	334
	Elsayed A Hassan ##	Term Loan	11/28/11	11/28/14		1		*		4.25	%	$	0			$	326	$	325
	Bj Cab Corp/Note 1 Of 2	Term Loan	06/12/13	06/12/16		1		*		3.63	%	$	0			$	315	$	318
	Bj Cab Corp/Note 2 Of 2	Term Loan	06/12/13	06/12/16		1		*		3.63	%	$	0			$	315	$	316
	Jean B Guerrier ##	Term Loan	08/08/12	08/08/15		1		*		3.75	%	$	0			$	298	$	298
	Zorro Taxi Inc ##	Term Loan	12/20/13	12/20/16		1		*		3.25	%	$	0			$	296	$	298
	Joubert Toussaint ##	Term Loan	01/10/14	01/10/17		1		*		4.00	%	$	0	$	300	$	295	$	297
	Medora Moreira &Juan Mendoza ##	Term Loan	02/18/11	02/18/16		1		*		3.25	%	$	0			$	297	$	295
	Kornos Taxi Inc ##	Term Loan	09/04/12	09/04/15		1		*		4.00	%	$	0			$	287	$	287
	Paros Taxi LLC	Term Loan	03/28/14	03/28/17		1		*		3.50	%	$	0	$	1,870	$	285	$	287
	Platform Taxi Service/Mbank	Term Loan	05/04/12	05/12/17		1		*		5.57	%	$	0			$	280	$	280
	Mohammmed H Iqbal ##	Term Loan	09/14/12	09/14/15		1		*		3.75	%	$	0			$	273	$	273
	Kesef Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	251	$	251
	Jened Cab Corp ##	Term Loan	03/13/12	01/13/17		1		*		3.50	%	$	0			$	237	$	237

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Daniel Victor ##	Term Loan	05/06/13	05/06/16		1		*		3.50	%	$	0			$	225	$	225
	Ede Service Corp	Term Loan	07/20/07	07/20/17		1		*		2.81	%	$	0			$	210	$	210
	Lissade Aurelus ##	Term Loan	05/01/13	05/01/16		1		*		3.75	%	$	0			$	204	$	204
	Frank Nobile ##	Term Loan	11/26/12	11/26/17		1		*		3.75	%	$	0			$	190	$	191
	Mohammad Ashraf Ali ##	Term Loan	01/17/12	01/09/15		1		*		3.25	%	$	0			$	191	$	190
	Jackie L Chaiken & Michael Cha ##	Term Loan	03/26/13	03/26/16		1		*		3.50	%	$	0			$	185	$	186
	Wan Sang Lau & Mary Quan Lau ##	Term Loan	03/20/13	03/20/16		1		*		3.25	%	$	0			$	183	$	183
	Roman Fermin ##	Term Loan	08/09/13	08/09/16		1		*		3.50	%	$	0			$	175	$	176
	Abdul H Abid ##	Term Loan	04/24/14	04/24/19		1		*		4.00	%	$	0	$	185	$	171	$	173
	Ede Service Corp/Mfun	Term Loan	07/24/07	07/20/17		1		*		2.81	%	$	0			$	151	$	151
	Ny Diploma Taxi Co	Term Loan	07/20/07	07/20/17		1		*		2.81	%	$	0			$	140	$	140
	Bella Hacking Corp	Term Loan	06/25/04	06/25/16		1		*		6.00	%	$	0			$	137	$	136
	Joseph Bologna ##	Term Loan	10/06/10	10/01/16		1		*		3.25	%	$	0			$	136	$	135
	Nicolae Blidariu	Term Loan	02/29/08	02/28/23		1		*		6.50	%	$	0			$	134	$	135
	Mode Service Corp	Term Loan	06/02/11	06/01/21		1		*		6.00	%	$	0			$	124	$	123
	Diin Taxi LLC/Mbnk	Term Loan	05/07/14	05/07/17		1		*		6.50	%	$	0	$	129	$	129	$	122
	Sunu Miah And M Jahangi/Mbnk	Term Loan	05/12/14	05/12/17		1		*		6.25	%	$	0	$	111	$	110	$	117
	Esg Hacking Corp/Mbnk	Term Loan	03/12/14	03/12/17		1		*		6.25	%	$	0	$	108	$	107	$	107
	Jeffrey Hacking Corp/Mbnk	Term Loan	03/12/14	03/12/17		1		*		6.25	%	$	0	$	108	$	107	$	107
	Mama Of 5 Hacking Corp/Mbnk	Term Loan	03/12/14	03/12/17		1		*		6.25	%	$	0	$	108	$	107	$	107
	Tlg Hacking Corp/Mbnk	Term Loan	03/12/14	03/12/17		1		*		6.25	%	$	0	$	108	$	107	$	107
	Papa Of 5 Hacking Corp/Mbnk	Term Loan	03/12/14	03/12/17		1		*		6.25	%	$	0	$	108	$	107	$	107
	Param Preet Cab Corp/Mbnk	Term Loan	05/30/14	05/30/17		1		*		6.50	%	$	0	$	90	$	97	$	104
	Ny Diploma Taxi Corp/Mfun	Term Loan	07/24/07	07/20/17		1		*		2.81	%	$	0			$	101	$	101
	Gagandeep Multani LLC/Mbnk	Term Loan	05/22/14	05/22/17		1		*		6.50	%	$	0	$	91	$	95	$	99
	Anastasios Tsiklidis	Term Loan	04/15/11	01/15/18		1		*		3.60	%	$	0			$	95	$	96
	D&P Baidwan LLC/Mbnk	Term Loan	05/20/14	05/20/17		1		*		6.50	%	$	0	$	91	$	95	$	95
	Muktar Hussain & K Hussain/Mbn	Term Loan	05/13/14	05/13/17		1		*		8.44	%	$	0	$	86	$	85	$	92
	United Four Stars LLC/Mbnk	Term Loan	06/04/14	06/04/17		1		*		8.57	%	$	0	$	84	$	83	$	90
	Hanu Manu Taxi Inc/Mbnk	Term Loan	05/19/14	05/19/17		1		*		6.00	%	$	0	$	90	$	89	$	89
	Mk Multani LLC/Mbnk	Term Loan	05/22/14	05/22/17		1		*		6.50	%	$	0	$	86	$	86	$	89
	Norberto Cardona ##	Term Loan	03/30/12	03/30/17		1		*		4.00	%	$	0			$	87	$	88
	Pj Moe LLC/Mbnk	Term Loan	07/08/14	07/08/17		1		*		8.44	%	$	0	$	80	$	80	$	87
	Ramdas 4 Taxi LLC/Mbnk	Term Loan	05/27/14	05/27/17		1		*		6.50	%	$	0	$	84	$	84	$	84
	Gni Taxi LLC	Term Loan	06/09/14	05/28/17		1		*		6.50	%	$	0	$	84	$	83	$	83
	Kero Taxi Corp/Mbnk	Term Loan	05/30/14	05/30/17		1		*		8.19	%	$	0	$	81	$	80	$	83
	Prabhneet Cab Corp/Mbnk	Term Loan	05/12/14	05/12/17		1		*		6.00	%	$	0	$	83	$	82	$	82
	Arjun & Simran LLC/Mbnk	Term Loan	05/21/14	05/21/17		1		*		6.50	%	$	0	$	83	$	82	$	82
	Hargobind Taxi LLC/Mbnk	Term Loan	05/23/14	05/23/17		1		*		6.00	%	$	0	$	81	$	81	$	81
	Soho Cab Corp	Term Loan	02/11/14	02/11/17		1		*		3.38	%	$	0	$	1,570	$	79	$	81
	Wilfrid Barreau	Term Loan	12/29/09	12/29/16		1		*		5.75	%	$	0			$	79	$	79
	Boris Ushman ##	Term Loan	05/21/03	04/13/15		1		*		5.75	%	$	0			$	78	$	78
	William G Ward ##	Term Loan	04/29/13	04/29/16		1		*		3.25	%	$	0			$	75	$	75
	Bu Taxi LLC/Mbank	Term Loan	12/29/10	11/01/16		1		*		3.10	%	$	0			$	75	$	75
	Calcium One Service Inc	Term Loan	02/23/07	02/23/17		1		*		1.73	%	$	0			$	71	$	71
	Ede Service Corp	Term Loan	07/20/07	07/20/17		1		*		2.81	%	$	0			$	69	$	69
	Jean Pierre Trans Inc	Term Loan	02/26/14	02/26/18		1		*		3.75	%	$	0	$	1,320	$	66	$	68
	Tyme Cab Corp	Term Loan	06/26/14	06/26/17		1		*		3.60	%	$	0	$	1,300	$	65	$	67
	Davinder Singh/Mbnk	Term Loan	04/23/14	04/23/17		1		*		8.58	%	$	0	$	65	$	64	$	64
	Chahal & Nahal LLC	Term Loan	04/21/14	04/21/17		1		*		6.50	%	$	0	$	62	$	61	$	61
	Ruckman Hacking Corp	Term Loan	08/30/13	02/22/16		1		*		2.80	%	$	0			$	60	$	61
	Sonnet Service Co Inc	Term Loan	08/30/13	02/22/16		1		*		2.80	%	$	0			$	60	$	61

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Y Mommy Taxi Inc/Mbank	Term Loan	12/23/10	11/01/16		1		*		3.10	%	$	0			$	60	$	60
	Birk Cab Corp	Term Loan	05/08/14	05/08/19		1		*		6.50	%	$	0	$	60	$	57	$	59
	Granny Hacking Corp	Term Loan	03/07/13	03/07/18		1		*		3.50	%	$	0			$	54	$	58
	Balwinder Singh/Mbnk	Term Loan	04/09/14	04/09/17		1		*		8.71	%	$	0	$	51	$	51	$	58
	Ar Rahman Express Cab Corp/Mbn	Term Loan	06/17/14	06/17/17		1		*		8.71	%	$	0	$	50	$	50	$	58
	Ptah Cab Corp	Term Loan	03/12/14	03/12/17		1		*		3.00	%	$	0	$	1,100	$	55	$	57
	Appoint Cab Corp/Mbank	Term Loan	12/06/10	06/06/17		1		*		6.62	%	$	0			$	56	$	56
	Cora Hacking Corp	Term Loan	03/07/13	03/07/18		1		*		3.50	%	$	0			$	54	$	56
	Goodspeed Transit Inc	Term Loan	08/14/13	08/14/16		1		*		2.80	%	$	0			$	54	$	56
	Rrc Express Corp/Mbnk	Term Loan	05/14/14	05/14/17		1		*		8.71	%	$	0	$	49	$	49	$	56
	Y Daddy Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	55	$	55
	Salih Boncukcu/Mbnk	Term Loan	06/18/14	06/18/17		1		*		8.96	%	$	0	$	50	$	50	$	54
	Network Agami Cab Corp	Term Loan	02/27/13	06/02/17		1		*		2.88	%	$	0			$	49	$	50
	Calcium One Service Inc	Term Loan	02/23/07	02/23/17		1		*		1.73	%	$	0			$	49	$	49
	Sushil Maggoo	Term Loan	06/27/13	06/27/17		1		*		3.75	%	$	0			$	47	$	49
	Orbit Agami Cab LLC	Term Loan	11/05/10	10/01/16		1		*		2.88	%	$	0			$	48	$	48
	Nirvair Trans LLC/Mbnk	Term Loan	02/04/14	02/04/17		1		*		8.50	%	$	0	$	49	$	48	$	48
	Jagjit Singh/Mbnk	Term Loan	02/14/14	02/14/17		1		*		8.58	%	$	0	$	49	$	48	$	48
	Ny Diploma Taxi Co	Term Loan	07/20/07	07/20/17		1		*		2.81	%	$	0			$	46	$	46
	Pakt Medallions LLC/Mbnk	Term Loan	08/26/14	08/26/17		1		*		8.46	%	$	0	$	46	$	45	$	45
	Justin Hacking Corp	Term Loan	08/14/13	08/14/16		1		*		2.80	%	$	0			$	42	$	44
	Hshmul Taxi LLC/Mbnk	Term Loan	03/17/14	03/17/17		1		*		6.50	%	$	0	$	40	$	39	$	39
	Nosea Taxi LLC	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	38	$	39
	Bursa Cab Corp/Note 1	Term Loan	03/23/01	09/10/23		1		*		6.00	%	$	0			$	37	$	37
	Zahav Taxi LLC/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	37	$	37
	Balwinder Singh	Term Loan	02/19/14	02/07/19		1		*		5.25	%	$	0	$	40	$	34	$	36
	Jose F Pimentel ##	Term Loan	05/14/14	05/14/19		1		*		4.25	%	$	0	$	35	$	33	$	35
	Yme Transit Inc	Term Loan	08/14/13	08/14/16		1		*		2.80	%	$	0			$	31	$	33
	Bursa Cab Corp/Note 2	Term Loan	03/23/01	09/10/23		1		*		6.00	%	$	0			$	31	$	31
	Y Mike Taxi Inc	Term Loan	01/06/11	11/01/16		1		*		3.10	%	$	0			$	30	$	31
	M.M.Y Taxi Inc	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	30	$	30
	Y Mati Taxi Inc/Mbnk	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	30	$	30
	N&A Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	30	$	30
	Y Meir Taxi Inc/Mbnk	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	30	$	30
	Y Michal Taxi Inc/Mbnk	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	30	$	30
	S&M Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	30	$	30
	Fido Cab Corp	Term Loan	08/14/13	08/14/16		1		*		2.80	%	$	0			$	26	$	28
	Eddy Joseph ##	Term Loan	12/20/00	12/02/15		1		*		4.00	%	$	0			$	27	$	27
	Barth Taxi LLC/Mbank	Term Loan	11/24/10	11/20/15		1		*		6.63	%	$	0			$	25	$	25
	Brandon Taxi LLC/Mbank	Term Loan	11/24/10	11/20/15		1		*		6.63	%	$	0			$	25	$	25
	Donald Singh	Term Loan	07/30/14	07/30/17		1		*		5.00	%	$	0	$	22	$	21	$	22
	Ronen Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	21	$	21
	Mry Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	21	$	21
	Opera Taxi Inc/Mbank	Term Loan	07/16/12	11/01/16		1		*		3.10	%	$	0			$	21	$	21
	Mohammed Abdu & H Hedru/Mbank	Term Loan	08/11/06	02/05/16		1		*		5.71	%	$	0			$	20	$	20
	Yegal Express Cab Co/Mbank	Term Loan	11/10/10	08/28/20		1		*		6.38	%	$	0			$	20	$	20
	Vosiem Hacking Corp	Term Loan	08/14/13	08/14/16		1		*		2.80	%	$	0			$	17	$	19
	Harold Torres ##	Term Loan	10/01/13	11/01/17		1		*		4.00	%	$	0			$	16	$	18
	Devinder P Singh & Guneet/Mbnk	Term Loan	02/19/14	02/19/17		1		*		6.50	%	$	0	$	16	$	16	$	16
	Surlak Taxi LLC/Mbnk	Term Loan	04/25/14	04/25/17		1		*		8.66	%	$	0	$	16	$	16	$	16
	Jean M Venord/Mbank	Term Loan	02/11/10	04/10/15		1		*		6.38	%	$	0			$	12	$	12
	Y.A.M. Associates Corp	Term Loan	04/30/13	10/24/15		1		*		4.25	%	$	0			$	6	$	7

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Joubert Toussaint ##	Term Loan	08/21/14	02/21/17		1		*			4.25	%	$	0	$	5	$	5	$	7
	Nestor R Trivino	Term Loan	02/22/12	02/22/15		1		*			10.00	%	$	0			$	6	$	6
	Guy Fouyolle ##	Term Loan	08/18/11	08/18/15		1		*			4.75	%	$	0			$	5	$	5
	Sonia M Trivino	Term Loan	02/22/12	02/22/15		1		*			10.00	%	$	0			$	5	$	5
Chicago						107		14	%		4.97	%	$	0	$	11,603	$	39,538	$	39,612
	Sweetgrass Peach &Chadwick Cap ##	Term Loan	08/28/12	08/28/15		1		1	%		5.50	%	$	0			$	1,674	$	1,668
	Regal Cab Company Et Al ##	Term Loan	08/29/13	08/29/16		1		*			5.00	%	$	0			$	1,373	$	1,369
	Chicago Medallion Nine LLC ##	Term Loan	05/02/12	05/02/17		1		*			5.75	%	$	0			$	1,339	$	1,335
	Blue Eyes Cab Corp ##	Term Loan	07/19/12	07/19/15		1		*			4.88	%	$	0			$	1,231	$	1,227
	Lucky Seven Chicago One Inc ##	Term Loan	07/19/12	07/19/15		1		*			4.88	%	$	0			$	1,231	$	1,227
	Michael Two Cab Corp ##	Term Loan	07/12/12	04/25/16		1		*			4.50	%	$	0			$	1,020	$	1,017
	Johns Cabs Corp ##	Term Loan	04/12/12	04/12/15		1		*			5.00	%	$	0			$	997	$	994
	Harriet C Inc ##	Term Loan	10/19/12	10/19/16		1		*			5.25	%	$	0			$	904	$	902
	Chicago Medallion Two LLC ##	Term Loan	12/02/11	12/02/16		1		*			5.75	%	$	0			$	854	$	852
	Chicago Medallion Three LLC ##	Term Loan	12/02/11	12/02/16		1		*			5.75	%	$	0			$	854	$	852
	Chicago Medallion Four LLC ##	Term Loan	12/02/11	12/02/16		1		*			5.75	%	$	0			$	854	$	852
	Chicago Medallion One LLC ##	Term Loan	12/02/11	12/02/16		1		*			5.75	%	$	0			$	854	$	852
	Lmb Taxi V Inc ##	Term Loan	07/12/12	04/25/16		1		*			4.50	%	$	0			$	850	$	847
	Lmb Taxi Iv Inc ##	Term Loan	07/12/12	04/25/16		1		*			4.50	%	$	0			$	850	$	847
	Tribeca Two Cab Corp ##	Term Loan	05/09/13	05/09/16		1		*			3.75	%	$	0			$	813	$	814
	Santorini Six Cab Corp ##	Term Loan	05/09/13	05/09/16		1		*			3.75	%	$	0			$	813	$	814
	Santorini Five Cab Corp	Term Loan	05/09/13	05/09/16		1		*			3.75	%	$	0			$	813	$	814
	Santorini Four Cab Corp	Term Loan	05/09/13	05/09/16		1		*			3.75	%	$	0			$	813	$	814
	Rahwa & Bros Cab Co, Et Al ##	Term Loan	04/11/14	04/11/19		1		*			5.00	%	$	0	$	738	$	728	$	727
	Carol Of Illinois Enterprises	Term Loan	09/19/14	09/19/17		1		*			5.00	%	$	0	$	714	$	714	$	710
	Chicago Medallion Seven LLC ##	Term Loan	05/02/12	05/02/17		1		*			5.75	%	$	0			$	669	$	668
	Met Cab Co ##	Term Loan	08/29/13	08/29/16		1		*			5.00	%	$	0			$	588	$	590
	Ray Cab Company ##	Term Loan	08/29/13	08/29/16		1		*			5.00	%	$	0			$	588	$	590
	N And M Valdof Hacking Corp ##	Term Loan	05/01/13	05/01/16		1		*			4.50	%	$	0			$	551	$	552
	Coffee Taxi LLC ##	Term Loan	10/10/13	10/10/16		1		*			4.25	%	$	0			$	517	$	518
	Mikhalia Cabs Nine Inc ##	Term Loan	07/12/12	04/25/16		1		*			4.50	%	$	0			$	510	$	509
	Kayla Hacking Corp ##	Term Loan	07/12/12	04/25/16		1		*			4.50	%	$	0			$	510	$	509
	Taxi For Less Inc	Term Loan	09/19/14	09/19/17		1		*			5.25	%	$	0	$	500	$	500	$	502
	Mike Taxi Corp ##	Term Loan	05/01/13	05/01/16		1		*			4.50	%	$	0			$	498	$	499
	Natasha Transportation Inc ##	Term Loan	05/01/13	05/01/16		1		*			4.50	%	$	0			$	498	$	499
	Natalia Taxi Corp ##	Term Loan	05/01/13	05/01/16		1		*			4.50	%	$	0			$	497	$	498
	Cozy Cab Co ##	Term Loan	08/29/13	08/29/16		1		*			5.00	%	$	0			$	490	$	492
	Dell Cab Corp ##	Term Loan	08/29/13	08/29/16		1		*			5.00	%	$	0			$	490	$	492
	Moo Moo Cab Co ##	Term Loan	08/14/13	08/14/16		1		*			4.00	%	$	0			$	468	$	469
	Musanour Cab Inc ##	Term Loan	09/27/13	09/27/18		1		*			5.25	%	$	0			$	464	$	466
	Blue Valentine Cab Corp	Term Loan	04/10/13	04/10/16		1		*			4.00	%	$	0			$	459	$	460
	Tumblin Dice Taxi Inc	Term Loan	04/10/13	04/10/16		1		*			4.00	%	$	0			$	459	$	460
	Little Wing Cab Corp	Term Loan	04/10/13	04/10/16		1		*			4.00	%	$	0			$	308	$	309
	American Buffalo Cab Corp	Term Loan	04/10/13	04/10/16		1		*			4.00	%	$	0			$	306	$	307
	Dome Cab Corp ##	Term Loan	08/29/13	08/29/16		1		*			5.00	%	$	0			$	294	$	296
	Valasia Cab Co ##	Term Loan	01/18/12	01/18/15		1		*			5.00	%	$	0			$	264	$	263
	Chicago Seven Inc/Mbnk	Term Loan	07/19/12	07/19/15		1		*			7.25	%	$	0			$	250	$	250
	Patriot Trans Inc	Term Loan	09/19/14	06/19/17		1		*			4.50	%	$	0	$	244	$	244	$	246
	Karbala Express Inc ##	Term Loan	02/26/13	02/26/18		1		*			6.00	%	$	0			$	243	$	243
	Les & Thera LLC	Term Loan	05/08/13	05/08/17		1		*			5.25	%	$	0			$	239	$	240
	Zeyrefda Inc ##	Term Loan	05/17/13	05/17/18		1		*			5.50	%	$	0			$	236	$	238

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Nakfa Corp ##	Term Loan	06/17/13	06/17/18		1		*		4.88	%	$	0			$	236	$	237
	Interwoodex Inc ##	Term Loan	11/07/13	11/07/18		1		*		5.00	%	$	0			$	235	$	237
	Tekezze Inc	Term Loan	12/11/13	12/11/18		1		*		5.00	%	$	0			$	235	$	237
	Adom Enterprise, Inc ##	Term Loan	09/27/13	09/27/18		1		*		5.25	%	$	0			$	234	$	236
	Helen Habte Corp ##	Term Loan	10/01/13	10/01/18		1		*		5.25	%	$	0			$	234	$	236
	Tad Taxi Co ##	Term Loan	11/13/13	11/13/18		1		*		5.00	%	$	0			$	234	$	236
	Shere Corp ##	Term Loan	07/26/13	07/26/18		1		*		5.25	%	$	0			$	233	$	235
	Tahoora Transportation Inc. ##	Term Loan	07/26/13	07/26/18		1		*		5.25	%	$	0			$	233	$	235
	Asmara Inc ##	Term Loan	04/11/13	04/11/18		1		*		5.50	%	$	0			$	232	$	234
	Aniba Management & Services In ##	Term Loan	09/27/13	09/27/18		1		*		5.25	%	$	0			$	232	$	234
	Alex Z Cab Corp	Term Loan	04/22/13	04/22/18		1		*		5.50	%	$	0			$	231	$	233
	Nike Yomi Inc ##	Term Loan	08/06/13	08/06/18		1		*		5.25	%	$	0			$	228	$	230
	Three Kids Corp	Term Loan	04/15/13	04/15/18		1		*		5.50	%	$	0			$	228	$	230
	Annabelle Cab Corporation ##	Term Loan	02/14/14	02/14/19		1		*		5.00	%	$	0	$	230	$	226	$	227
	Nour Enterprise Inc ##	Term Loan	09/16/13	09/16/18		1		*		5.75	%	$	0			$	223	$	225
	Yenemekoya Inc ##	Term Loan	06/28/13	06/28/18		1		*		5.25	%	$	0			$	217	$	219
	C Dortch Inc ##	Term Loan	12/04/13	12/04/16		1		*		4.25	%	$	0			$	215	$	216
	Showcase Sports Management Cor ##	Term Loan	01/22/10	01/11/16		1		*		5.00	%	$	0			$	216	$	215
	Alkarim Chicago Inc ##	Term Loan	11/27/13	11/27/18		1		*		5.50	%	$	0			$	210	$	212
	Rahel Express Inc ##	Term Loan	12/27/13	12/27/18		1		*		5.25	%	$	0			$	201	$	203
	Grapevine Taxi LLC ##	Term Loan	10/10/13	10/10/16		1		*		4.25	%	$	0			$	198	$	199
	Jiffy Cab Co ##	Term Loan	08/29/13	08/29/16		1		*		5.00	%	$	0			$	196	$	198
	Pireas Taxi Corp ##	Term Loan	06/07/13	06/07/16		1		*		4.50	%	$	0			$	195	$	196
	Life Cab Corp ##	Term Loan	09/18/13	09/18/18		1		*		5.25	%	$	0			$	188	$	190
	Kalib 2010 Inc ##	Term Loan	07/16/13	07/16/17		1		*		5.50	%	$	0			$	175	$	177
	Naneffe Inc ##	Term Loan	03/15/13	03/15/18		1		*		5.50	%	$	0			$	171	$	172
	Alem B Cab Inc ##	Term Loan	01/22/13	01/22/18		1		*		5.50	%	$	0			$	169	$	170
	Adi Express Inc ##	Term Loan	09/21/12	09/21/17		1		*		5.75	%	$	0			$	161	$	162
	Wubshet Inc ##	Term Loan	09/25/13	09/25/18		1		*		5.25	%	$	0			$	154	$	156
	Semhar Corp ##	Term Loan	01/31/12	01/31/17		1		*		5.50	%	$	0			$	153	$	153
	Significant Trans Inc ##	Term Loan	04/06/12	04/06/17		1		*		6.50	%	$	0			$	152	$	152
	Jpg Cab Corp	Term Loan	04/23/12	04/23/17		1		*		6.50	%	$	0			$	140	$	141
	Sabina Cab Inc	Term Loan	04/19/13	04/19/18		1		*		5.50	%	$	0			$	134	$	136
	Antar Trans Inc	Term Loan	01/17/14	01/17/19		1		*		5.00	%	$	0	$	133	$	131	$	133
	Ultra Investment Corp ##	Term Loan	03/22/11	03/22/16		1		*		6.50	%	$	0			$	124	$	124
	Asmara Cab Company ##	Term Loan	12/01/11	12/01/16		1		*		6.00	%	$	0			$	124	$	124
	Delina Cab Inc	Term Loan	01/22/13	01/22/18		1		*		5.50	%	$	0			$	116	$	117
	Bedford Cab Two Corp	Term Loan	07/30/10	03/14/16		1		*		4.50	%	$	0			$	115	$	115
	Paik Cab Co	Term Loan	05/30/14	05/30/19		1		*		5.00	%	$	0	$	110	$	109	$	111
	Addis Flower Taxi Cab Service	Term Loan	02/27/14	02/27/19		1		*		5.50	%	$	0	$	111	$	109	$	111
	Imc Cab Corp	Term Loan	08/27/10	03/14/16		1		*		4.50	%	$	0			$	110	$	110
	Bashiru Habib	Term Loan	07/09/14	07/09/18		1		*		6.25	%	$	0	$	105	$	105	$	107
	Moses J Frank	Term Loan	04/26/13	04/26/18		1		*		7.00	%	$	0			$	105	$	106
	Yemi Taxi Corp ##	Term Loan	08/01/13	08/01/18		1		*		5.25	%	$	0			$	92	$	94
	Tyrone Henderson	Term Loan	03/12/14	03/12/19		1		*		6.50	%	$	0	$	92	$	91	$	93
	Tigray Cab Inc	Term Loan	03/28/13	03/28/18		1		*		5.50	%	$	0			$	89	$	91
	Measho Cab Corp	Term Loan	06/16/11	06/16/16		1		*		5.50	%	$	0			$	87	$	88
	Sny Cab Inc ##	Term Loan	12/14/11	12/14/16		1		*		6.00	%	$	0			$	64	$	65
	Oia Cab Corp	Term Loan	08/01/14	08/01/17		1		*		4.15	%	$	0	$	1,175	$	59	$	61
	Hudson Cab Corp	Term Loan	05/22/14	05/22/17		1		*		4.13	%	$	0	$	1,150	$	58	$	60
	Tribeca Three Cab Corp	Term Loan	05/22/14	05/22/17		1		*		4.13	%	$	0	$	920	$	47	$	49
	Madison Cab Corp	Term Loan	05/22/14	05/22/17		1		*		4.13	%	$	0	$	928	$	47	$	49

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Laight Taxi Corp	Term Loan	05/22/14	05/22/17		1		*			4.13	%	$	0	$	928	$	47	$	49
	Santorini Two Cab Corp	Term Loan	08/01/14	08/01/17		1		*			4.15	%	$	0	$	940	$	47	$	49
	Stny Taxi Corp	Term Loan	08/01/14	08/01/17		1		*			4.15	%	$	0	$	940	$	47	$	49
	Greenwich Cab Corp	Term Loan	05/22/14	05/22/17		1		*			4.13	%	$	0	$	690	$	35	$	37
	Bashiru Habib/B Note	Term Loan	07/09/14	07/09/18		1		*			6.25	%	$	0	$	35	$	34	$	36
	Ali Taxi Corp ##	Term Loan	08/13/13	08/13/18		1		*			5.25	%	$	0			$	32	$	34
	Francis King Boat Inc	Term Loan	04/17/13	04/17/18		1		*			5.50	%	$	0			$	30	$	32
	St Petersburg Taxi LLC	Term Loan	05/22/14	05/22/17		1		*			4.13	%	$	0	$	460	$	23	$	25
	Any Cab Two Corp	Term Loan	05/22/14	05/22/17		1		*			4.13	%	$	0	$	460	$	23	$	25
Newark						111		9	%		5.36	%	$	0	$	7,146	$	24,727	$	24,837
	Viergella Inc ##	Term Loan	02/20/14	02/20/18		1		*			4.75	%	$	0	$	1,400	$	1,383	$	1,380
	Rachel LLC	Term Loan	04/25/13	04/25/18		1		*			5.25	%	$	0			$	722	$	722
	Cherubin Vincent &	Term Loan	01/23/14	01/23/18		1		*			5.25	%	$	0	$	650	$	645	$	647
	K And N Taxi LLC	Term Loan	09/26/13	09/26/16		1		*			4.80	%	$	0			$	636	$	638
	A.M.E. Transit Limited Liabili ##	Term Loan	01/10/13	01/10/18		1		*			5.25	%	$	0			$	580	$	579
	Briana Taxi LLC	Term Loan	01/23/14	01/23/18		1		*			5.00	%	$	0	$	360	$	355	$	357
	Saintvillien & Larochelle LLC	Term Loan	11/14/13	11/14/18		1		*			4.90	%	$	0			$	341	$	343
	Airport Travel LLC	Term Loan	01/23/14	01/23/18		1		*			4.75	%	$	0	$	330	$	325	$	327
	Two Daughters Taxi LLC ##	Term Loan	06/12/14	06/12/18		1		*			5.25	%	$	0	$	325	$	323	$	324
	Mr. Milicent & Sons, LLC ##	Term Loan	04/24/14	04/24/17		1		*			4.80	%	$	0	$	318	$	317	$	319
	P.C. Taxi Corp	Term Loan	06/13/13	06/13/17		1		*			6.00	%	$	0			$	307	$	309
	Clair 282 LLC ##	Term Loan	09/12/13	09/12/17		1		*			5.00	%	$	0			$	301	$	303
	1 Hope LLC	Term Loan	09/26/13	09/26/17		1		*			5.50	%	$	0			$	293	$	295
	Carvin Taxi Inc ##	Term Loan	12/12/13	12/12/16		1		*			4.75	%	$	0			$	293	$	294
	Cmgv #2 Taxi Inc ##	Term Loan	12/12/13	12/12/16		1		*			4.75	%	$	0			$	293	$	294
	Dern #2 Taxi Inc ##	Term Loan	12/12/13	12/12/16		1		*			4.75	%	$	0			$	293	$	294
	Romise Taxi LLC	Term Loan	04/25/13	04/25/18		1		*			5.25	%	$	0			$	291	$	293
	Owned By Mr Vincent LLC &	Term Loan	01/10/13	01/10/17		1		*			5.50	%	$	0			$	291	$	292
	Bidon Taxi Inc ##	Term Loan	11/14/13	11/14/17		1		*			5.25	%	$	0			$	290	$	292
	Lagrande Taxi Corp ##	Term Loan	02/14/13	02/14/17		1		*			5.50	%	$	0			$	291	$	291
	B Gene And Fil LLC	Term Loan	01/10/13	01/10/17		1		*			5.25	%	$	0			$	290	$	291
	Center Taxi LLC ##	Term Loan	08/15/13	08/15/17		1		*			5.50	%	$	0			$	287	$	289
	Angel Taxi LLC	Term Loan	08/14/14	08/14/18		1		*			5.25	%	$	0	$	284	$	284	$	283
	Dorvilma LLC ##	Term Loan	02/14/13	02/14/16		1		*			5.25	%	$	0			$	282	$	282
	Hg & Zg Corporation	Term Loan	10/25/12	10/25/17		1		*			5.25	%	$	0			$	278	$	279
	Magdala Corp ##	Term Loan	08/16/13	08/16/17		1		*			5.25	%	$	0			$	273	$	273
	One At A Time Time Transport I ##	Term Loan	09/20/12	09/20/16		1		*			5.25	%	$	0			$	272	$	272
	Jovin Taxi Inc ##	Term Loan	01/10/13	01/10/17		1		*			5.00	%	$	0			$	271	$	272
	Maitre Joa LLC	Term Loan	09/12/13	09/12/17		1		*			5.25	%	$	0			$	267	$	269
	Simone Francois ##	Term Loan	04/25/13	04/25/17		1		*			5.50	%	$	0			$	263	$	265
	Hg & Zg Corporation	Term Loan	10/25/12	10/25/17		1		*			5.25	%	$	0			$	259	$	260
	Kesh & Kelo LLC ##	Term Loan	04/25/13	04/25/17		1		*			5.00	%	$	0			$	255	$	257
	Three Sons 2 Taxi Inc ##	Term Loan	05/09/13	05/09/17		1		*			5.50	%	$	0			$	252	$	254
	Peter Doe	Term Loan	08/14/14	08/14/18		1		*			5.25	%	$	0	$	250	$	250	$	252
	D,D Trans Inc	Term Loan	09/18/14	09/18/18		1		*			4.75	%	$	0	$	250	$	250	$	250
	St Abraam Corp	Term Loan	04/25/13	04/22/18		1		*			5.00	%	$	0			$	249	$	249
	Nahla Taxi Inc ##	Term Loan	04/24/14	04/24/18		1		*			5.50	%	$	0	$	250	$	247	$	249
	Rowfida Incorporated ##	Term Loan	12/12/13	12/12/17		1		*			4.75	%	$	0			$	244	$	246
	Timax 426 Inc	Term Loan	11/14/13	11/14/17		1		*			5.25	%	$	0			$	244	$	246
	Laboule LLC	Term Loan	09/18/14	09/18/18		1		*			5.25	%	$	0	$	244	$	244	$	243
	Les & Thera Transportation LLC	Term Loan	07/12/13	07/12/17		1		*			5.25	%	$	0			$	241	$	243

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets		Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Sonson Taxi Inc ## &	Term Loan	10/25/12	10/25/17		1		*		5.50	%	$	0			$	239	$	240
	Luckner Etienne ##	Term Loan	10/25/12	10/25/16		1		*		5.50	%	$	0			$	236	$	236
	T-Bozo Trans LLC	Term Loan	04/25/13	04/25/17		1		*		5.25	%	$	0			$	233	$	235
	Grec Taxi Corp	Term Loan	12/08/11	12/08/15		1		*		6.00	%	$	0			$	231	$	232
	Anasta.S. Taxi LLC	Term Loan	04/25/13	04/25/17		1		*		5.25	%	$	0			$	227	$	229
	Wilner Novaly &	Term Loan	08/12/10	07/22/14		1		*		7.50	%	$	0			$	227	$	227
	M.K. Taxi Inc	Term Loan	01/23/14	01/23/18		1		*		4.50	%	$	0	$	233	$	224	$	226
	Semsema Trans Corporation	Term Loan	09/18/14	09/18/18		1		*		5.00	%	$	0	$	225	$	225	$	225
	E H 88 Taxi Corp ##	Term Loan	06/12/14	06/12/17		1		*		4.75	%	$	0	$	225	$	223	$	223
	Mpaul 596 LLC	Term Loan	04/25/13	04/25/17		1		*		5.25	%	$	0			$	221	$	223
	Ekny Fils-Aime ##	Term Loan	10/17/11	10/17/16		1		*		6.25	%	$	0			$	221	$	222
	Zoune Taxi #2 Inc ##	Term Loan	01/10/13	01/10/17		1		*		5.75	%	$	0			$	218	$	219
	Jacob Joseph	Term Loan	04/25/13	04/25/17		1		*		5.00	%	$	0			$	216	$	218
	S.J.L.T Joujean Inc	Term Loan	03/15/12	03/15/16		1		*		6.00	%	$	0			$	216	$	217
	Dmd Taxi LLC	Term Loan	09/26/13	09/26/17		1		*		4.75	%	$	0			$	213	$	215
	Boss Carmel Taxi Inc ##	Term Loan	11/14/13	11/14/17		1		*		5.50	%	$	0			$	209	$	211
	Erick Fleuridor	Term Loan	07/19/12	07/19/15		1		*		5.50	%	$	0			$	209	$	210
	Chell 11 Corp	Term Loan	07/10/14	07/10/18		1		*		5.25	%	$	0	$	204	$	204	$	206
	Joseph Duverneau ##	Term Loan	02/17/11	02/17/15		1		*		7.00	%	$	0			$	204	$	203
	Joseph And Jamar Inc ##	Term Loan	10/07/10	10/07/14		1		*		7.50	%	$	0			$	201	$	200
	Chavensky Cab Inc	Term Loan	12/12/13	12/12/17		1		*		5.00	%	$	0			$	196	$	198
	Saintilia Charles	Term Loan	09/18/14	09/18/18		1		*		5.25	%	$	0	$	196	$	196	$	196
	Stany Inc	Term Loan	05/12/11	05/12/15		1		*		6.75	%	$	0			$	195	$	195
	Clermise LLC	Term Loan	09/18/14	09/18/18		1		*		5.25	%	$	0	$	193	$	193	$	193
	Daniele Taxi LLC ##	Term Loan	05/15/14	05/15/18		1		*		5.75	%	$	0	$	194	$	191	$	193
	Thomas Lahens	Term Loan	07/11/13	07/11/17		1		*		4.90	%	$	0			$	185	$	186
	Herve Dameus & James Dameus ##	Term Loan	01/25/11	01/20/15		1		*		7.50	%	$	0			$	182	$	182
	S Gladys Taxi LLC ##	Term Loan	06/12/14	06/12/18		1		*		6.00	%	$	0	$	181	$	180	$	181
	Mfc Taxi Corp ##	Term Loan	09/20/11	09/19/16		1		*		6.50	%	$	0			$	180	$	180
	Erick Fleuridor	Term Loan	10/25/12	10/25/16		1		*		5.50	%	$	0			$	178	$	179
	Micheline Luxeus ##	Term Loan	12/13/12	12/13/17		1		*		5.50	%	$	0			$	178	$	179
	Serge Previlon LLC	Term Loan	08/15/13	08/15/18		1		*		5.25	%	$	0			$	173	$	175
	Marie Jeanne Philemon	Term Loan	07/07/11	07/07/15		1		*		6.50	%	$	0			$	169	$	169
	Just 8 Taxi #2 Inc ##	Term Loan	09/20/11	09/19/15		1		*		6.00	%	$	0			$	163	$	163
	Cassandra & Joseph Sejour Inc	Term Loan	04/09/10	03/13/18		1		*		4.50	%	$	0			$	163	$	162
	Monise Lubintus	Term Loan	12/12/13	12/12/17		1		*		4.50	%	$	0			$	160	$	161
	Charata Taxi Inc	Term Loan	12/12/13	12/12/17		1		*		4.50	%	$	0			$	151	$	153
	A.N.T.K. LLC	Term Loan	04/25/13	04/25/18		1		*		5.50	%	$	0			$	150	$	152
	Pierre Family 084 LLC	Term Loan	07/12/13	07/12/17		1		*		5.00	%	$	0			$	147	$	149
	Saintvillien & Larochelle LLC	Term Loan	11/14/13	11/14/18		1		*		4.63	%	$	0			$	146	$	148
	Antoines Dortin	Term Loan	08/14/14	08/14/18		1		*		5.25	%	$	0	$	148	$	147	$	147
	534 Taxi LLC	Term Loan	08/14/14	08/14/18		1		*		5.25	%	$	0	$	146	$	146	$	147
	Ahmad Taxi Inc	Term Loan	06/09/11	06/09/16		1		*		6.75	%	$	0			$	138	$	139
	424 Taxi LLC	Term Loan	01/20/12	01/20/17		1		*		7.00	%	$	0			$	138	$	139
	Charles K Agesilas	Term Loan	08/14/14	08/14/21		1		*		6.50	%	$	0	$	137	$	136	$	137
	Forward Taxi Corp	Term Loan	03/15/12	03/15/17		1		*		6.00	%	$	0			$	133	$	134
	R & Z Trans Service Inc	Term Loan	01/10/13	01/10/23		1		*		5.00	%	$	0			$	132	$	134
	Yves Frantz Philemon	Term Loan	01/20/11	01/20/15		1		*		7.50	%	$	0			$	124	$	124
	Alhayat Taxi Inc	Term Loan	02/14/13	02/14/17		1		*		5.00	%	$	0			$	118	$	117
	0127 Incorporated ##	Term Loan	07/19/12	07/19/16		1		*		5.50	%	$	0			$	114	$	115
	Olga Morales	Term Loan	03/15/12	03/15/16		1		*		6.00	%	$	0			$	112	$	113
	Cosmos 2 Taxi Corporation ##	Term Loan	11/14/13	11/14/18		1		*		5.00	%	$	0			$	109	$	111

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Louibert Julien	Term Loan	06/18/14	06/16/21		1		*			5.50	%	$	0	$	113	$	107	$	109
	Hercule Jean-Baptiste	Term Loan	06/13/13	06/13/17		1		*			5.00	%	$	0			$	105	$	107
	Don Taxi Inc/Mbnk	Term Loan	01/23/14	01/23/18		1		*			6.50	%	$	0	$	105	$	103	$	103
	Gerald Jean-Louis ##	Term Loan	04/25/13	04/25/17		1		*			5.25	%	$	0			$	98	$	99
	E-Z-4-U Inc	Term Loan	01/19/12	01/19/16		1		*			6.00	%	$	0			$	93	$	94
	Gethsemane Inc	Term Loan	02/20/14	02/20/19		1		*			4.50	%	$	0	$	88	$	85	$	87
	Clameus Estimable	Term Loan	05/06/10	06/06/18		1		*			5.25	%	$	0			$	85	$	85
	Praise The Lord Taxi Inc	Term Loan	05/20/11	05/20/15		1		*			6.75	%	$	0			$	82	$	82
	Pola Trans Inc ##	Term Loan	07/19/12	07/19/17		1		*			5.50	%	$	0			$	78	$	78
	Mr Clean Sdam Taxi LLC	Term Loan	06/09/11	06/09/15		1		*			6.75	%	$	0			$	75	$	75
	Fraline Taxi Inc ##	Term Loan	09/18/14	09/18/19		1		*			5.50	%	$	0	$	62	$	62	$	63
	Reyes Okoroagu ##	Term Loan	11/14/13	11/14/17		1		*			4.75	%	$	0			$	48	$	50
	Pegy Taxi Corp	Term Loan	02/17/11	02/17/17		1		*			6.50	%	$	0			$	48	$	49
	Pierre Sterling	Term Loan	01/19/12	01/19/17		1		*			6.00	%	$	0			$	47	$	48
	Webert Joseph	Term Loan	02/17/11	02/17/17		1		*			6.50	%	$	0			$	38	$	39
	Farar LLC ##	Term Loan	03/13/14	03/13/19		1		*			5.25	%	$	0	$	35	$	32	$	34
	Jean Belony	Term Loan	06/09/11	06/09/16		1		*			6.50	%	$	0			$	30	$	31
	100 Taxi #2 Corp	Term Loan	07/25/08	07/25/15		1		*			8.00	%	$	0			$	19	$	19
Boston						58		10	%		4.69	%	$	0	$	7,814	$	27,435	$	27,460
	Chiso Trans Inc	Term Loan	11/26/13	11/26/16		1		*			4.25	%	$	0			$	826	$	828
	Chiso Trans Inc	Term Loan	04/20/12	04/20/15		1		*			5.50	%	$	0			$	585	$	585
	Johnson Holdings Inc	Term Loan	04/23/14	04/23/17		1		*			4.50	%	$	0	$	1,401	$	1,388	$	1,390
	Gabriel Trans Holdings Inc	Term Loan	04/23/14	04/23/17		1		*			4.50	%	$	0	$	1,131	$	1,121	$	1,123
	Sasun Cab Inc	Term Loan	02/20/13	02/20/16		1		*			4.50	%	$	0			$	926	$	927
	Southside Enterprises Inc ##	Term Loan	12/28/12	12/28/16		1		*			4.00	%	$	0			$	884	$	882
	Mish Inc ##	Term Loan	12/28/12	12/28/16		1		*			4.00	%	$	0			$	884	$	877
	Arinze Trans Inc ##	Term Loan	04/22/14	04/22/17		1		*			4.50	%	$	0	$	727	$	719	$	718
	Chidi Trans Inc ##	Term Loan	11/17/11	11/17/14		1		*			6.00	%	$	0			$	666	$	664
	Baton Moise Cab Inc ##	Term Loan	04/14/14	04/14/17		1		*			4.90	%	$	0	$	630	$	625	$	627
	Ngozi Trans Inc.	Term Loan	12/31/12	12/31/15		1		*			4.50	%	$	0			$	625	$	626
	Oke Auguste Cab Inc ##	Term Loan	01/31/14	01/31/17		1		*			4.90	%	$	0	$	630	$	623	$	625
	Chidi Trans Inc	Term Loan	04/20/12	04/20/15		1		*			5.50	%	$	0			$	620	$	620
	Arinze Trans Inc	Term Loan	02/05/10	02/05/16		1		*			4.25	%	$	0			$	580	$	580
	Chenal Cab Inc	Term Loan	12/03/13	12/03/16		1		*			5.00	%	$	0			$	538	$	540
	Britney Cab Inc	Term Loan	12/18/13	12/18/16		1		*			5.00	%	$	0			$	538	$	540
	Farb Inc ##	Term Loan	02/20/13	02/20/16		1		*			5.13	%	$	0			$	533	$	532
	Ser-Vil Cab Inc	Term Loan	03/28/14	03/28/17		1		*			4.63	%	$	0	$	534	$	528	$	530
	Amazing Grace Cab Inc	Term Loan	02/06/14	02/06/17		1		*			4.25	%	$	0	$	522	$	513	$	515
	God-Will Inc	Term Loan	02/11/14	02/11/17		1		*			4.25	%	$	0	$	518	$	508	$	510
	Jason Cab Inc ##	Term Loan	03/15/13	03/15/16		1		*			4.88	%	$	0			$	507	$	508
	Memory Cab Company Inc ##	Term Loan	01/14/11	01/14/17		1		*			4.13	%	$	0			$	507	$	505
	Margo Cab Inc ##	Term Loan	01/16/13	01/16/16		1		*			4.00	%	$	0			$	500	$	499
	S.P.B. Taxi Inc	Term Loan	09/18/13	09/18/16		1		*			5.75	%	$	0			$	493	$	495
	Myra Inc	Term Loan	08/12/13	08/12/16		1		*			5.75	%	$	0			$	492	$	493
	Saint Inc	Term Loan	08/12/13	08/12/16		1		*			5.75	%	$	0			$	492	$	493
	Good Time Cab Inc ##	Term Loan	03/20/14	03/20/17		1		*			4.13	%	$	0	$	500	$	492	$	492
	Loren Cab Inc ##	Term Loan	03/20/14	03/20/17		1		*			4.13	%	$	0	$	500	$	492	$	492
	Bailey Cab Inc ##	Term Loan	11/09/12	11/09/15		1		*			5.50	%	$	0			$	484	$	485
	Odat Taxi, Inc. ##	Term Loan	03/07/13	03/07/16		1		*			5.50	%	$	0			$	464	$	463
	Theo Cab Inc ##	Term Loan	03/07/13	03/07/16		1		*			5.50	%	$	0			$	464	$	463
	Ruth Cab Inc	Term Loan	11/26/13	11/26/16		1		*			4.25	%	$	0			$	459	$	461

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Tomorrow’S Tree Inc	Term Loan	10/08/13	10/08/18		1		*			4.25	%	$	0			$	456	$	458
	Dadou Cab Inc	Term Loan	11/16/12	11/16/15		1		*			5.38	%	$	0			$	449	$	450
	Joyful Ride Inc ##	Term Loan	12/28/12	12/28/16		1		*			4.00	%	$	0			$	442	$	442
	P&P Dumerant Corp ##	Term Loan	10/25/13	10/25/16		1		*			4.25	%	$	0			$	439	$	441
	Eldali Transportation Inc	Term Loan	11/09/12	11/26/16		1		*			4.25	%	$	0			$	438	$	438
	Jv Taxi Inc ##	Term Loan	03/15/13	03/15/16		1		*			4.75	%	$	0			$	430	$	430
	Djbell Love Inc ##	Term Loan	09/27/12	09/27/15		1		*			5.00	%	$	0			$	415	$	414
	God Is Able Inc ##	Term Loan	02/11/14	02/11/17		1		*			4.00	%	$	0	$	402	$	395	$	395
	H And H Taxi Inc ##	Term Loan	10/11/13	10/11/16		1		*			4.25	%	$	0			$	374	$	376
	Ngozi Trans Inc. ##	Term Loan	04/20/12	04/20/15		1		*			5.50	%	$	0			$	346	$	345
	Jesus Denis Cab Inc	Term Loan	03/22/13	03/22/16		1		*			4.50	%	$	0			$	339	$	340
	Urzal Taxi Inc	Term Loan	07/29/13	07/29/16		1		*			4.25	%	$	0			$	322	$	323
	Ngozi Trans Inc.	Term Loan	12/31/12	12/31/15		1		*			4.50	%	$	0			$	313	$	314
	Shemarjamalie Cab Inc ##	Term Loan	02/17/12	02/17/15		1		*			6.15	%	$	0			$	313	$	313
	Jre Taxi Inc ##	Term Loan	07/25/14	07/25/17		1		*			4.70	%	$	0	$	289	$	287	$	289
	Boband Cab Inc ##	Term Loan	11/06/12	06/06/17		1		*			4.00	%	$	0			$	288	$	287
	Louine Cab Inc &	Term Loan	11/30/12	11/30/15		1		*			4.50	%	$	0			$	285	$	286
	Sarhad Coach Inc	Term Loan	07/23/13	05/25/16		1		*			4.00	%	$	0			$	280	$	281
	Phatricksey Cab Inc ##	Term Loan	07/14/11	07/14/17		1		*			5.25	%	$	0			$	256	$	255
	Stanley & Rachelle Cab Inc	Term Loan	05/23/11	05/23/17		1		*			4.25	%	$	0			$	170	$	170
	Dabola Cab Inc ##	Term Loan	11/10/11	07/10/16		1		*			4.25	%	$	0			$	170	$	169
	Kena Cab Inc	Term Loan	11/06/12	11/06/15		1		*			4.75	%	$	0			$	72	$	73
	Sasun Cab Inc	Term Loan	02/20/13	02/20/16		1		*			4.50	%	$	0			$	32	$	33
	Theo Cab Inc	Term Loan	05/01/14	05/01/18		1		*			5.00	%	$	0	$	30	$	28	$	30
	Sunshine Cab Inc ##	Term Loan	06/12/07	06/12/18		1		*			5.00	%	$	0			$	19	$	19
	Marthine Cab Inc	Term Loan	09/17/10	09/17/14		1		*			6.25	%	$	0			$	1	$	1
Cambridge						14		2	%		4.83	%	$	0	$	1,087	$	5,981	$	5,994
	Gcf Taxi Inc, Et Al	Term Loan	12/30/13	12/30/16		1		*			6.00	%	$	0			$	1,370	$	1,370
	Gcf Taxi Inc	Term Loan	10/08/13	10/08/18		1		*			4.00	%	$	0			$	656	$	658
	Eureka Cab Inc	Term Loan	07/01/14	07/01/17		1		*			4.25	%	$	0	$	432	$	431	$	433
	Patrick Cab Inc And Saad Inc &	Term Loan	03/29/13	03/29/16		1		*			4.88	%	$	0			$	405	$	406
	Hope-Lynn Cabworks Inc ##	Term Loan	03/22/13	03/22/16		1		*			4.00	%	$	0			$	380	$	380
	Lynn Maha Taxi Inc	Term Loan	05/13/13	05/13/16		1		*			5.00	%	$	0			$	372	$	373
	Mgf Taxi Inc	Term Loan	05/06/11	05/06/17		1		*			4.00	%	$	0			$	356	$	356
	Desdunes Cab Inc	Term Loan	09/21/12	09/21/15		1		*			5.00	%	$	0			$	332	$	333
	Drumman Trans Inc	Term Loan	12/07/12	12/07/15		1		*			4.50	%	$	0			$	330	$	331
	Sam Taxi Inc	Term Loan	03/12/14	03/12/17		1		*			4.50	%	$	0	$	330	$	325	$	327
	Raad Taxi Inc ##	Term Loan	05/30/14	05/30/17		1		*			4.50	%	$	0	$	325	$	321	$	322
	Marcia And Everton Cab Inc ##	Term Loan	11/09/12	11/09/15		1		*			4.00	%	$	0			$	282	$	282
	Walger Inc	Term Loan	01/26/12	01/26/15		1		*			5.50	%	$	0			$	274	$	274
	Taxi Technology Inc ##	Term Loan	12/11/13	12/11/16		1		*			5.00	%	$	0			$	147	$	149
Other						10		0	%		6.58	%	$	0	$	278	$	837	$	841
	Tjp Inc ##	Term Loan	01/03/14	01/03/17		1		*			4.75	%	$	0	$	278	$	274	$	275
	Wiljean Marcelin	Term Loan	08/21/13	09/01/23		1		*			6.75	%	$	0			$	166	$	168
	Jean C Mathurin/Norcal	Term Loan	01/15/13	02/01/18		1		*			8.50	%	$	0			$	162	$	162
	Hantin Trans/Aventura Taxi	Term Loan	06/16/10	06/16/17		1		*			8.25	%	$	0			$	94	$	95
	Zelalem S. Alemu	Term Loan	04/28/08	04/28/18		1		*			5.00	%	$	0			$	75	$	74
	Elzira & Luc Cab Inc.	Term Loan	08/17/10	02/17/18		1		*			8.25	%	$	0			$	32	$	32
	Elysse Corporation &	Term Loan	09/10/10	03/10/18		1		*			8.25	%	$	0			$	23	$	24
	Odney Cab Inc/Mbank &	Term Loan	12/22/10	12/22/15		1		*			11.50	%	$	0			$	7	$	7

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*		Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
		Oddy Transportation Services I	Term Loan	11/26/07	11/27/14		1		*			8.00	%	$	0			$	2	$	2
		Durosier Xavier/Mbank	Term Loan	08/16/10	07/01/15		1		*			7.25	%	$	0			$	2	$	2

Total medallion loans ($230,957 pledged as collateral under borrowing arrangements)							666		109	%		4.06	%	$	0	$	94,140	$	303,180	$	303,502

Commercial Loans
Secured mezzanine (36% Minnesota, 10% Wisconsin, 10% North Carolina, 7% New York, 7% Oklahoma,
7% Texas, 7% Ohio, 5% Delaware, 4% Arizona and 7% all other states) ⁽²⁾
Manufacturing (64% of the total)		EGC (interest rate includes PIK interest of 3 %)	Term Loan	09/30/14	09/30/19		1		1	%		15.00	%	$	0	$	3,100	$	3,100	$	3,111
	+	Bluff Manufacturing (interest rate includes PIK interest of 3.5 %)	Term Loan	12/14/12	12/14/17		1		1	%		15.50	%	$	0			$	3,000	$	3,007
		Animal Adventures (interest rate includes PIK interest of 2 %)	Term Loan	08/15/14	08/15/19		1		1	%		14.00	%	$	8	$	3,000	$	3,008	$	2,995
		Quaker Bakery (interest rate includes PIK interest of 5 %)	Term Loan	03/28/12	03/28/17		1		1	%		17.00	%	$	352			$	2,952	$	2,945
		BreathableBaby (interest rate includes PIK interest of 2 %)	Term Loan	08/01/14	08/01/19		1		1	%		14.00	%	$	8	$	2,500	$	2,508	$	2,513
		American Cylinder (interest rate includes PIK interest of 5 %)	Term Loan	07/03/13	01/03/18		1		1	%		17.00	%	$	98			$	1,598	$	1,598
		American Cylinder	Term Loan	07/03/13	07/03/17		1		*			10.00	%	$	0			$	800	$	796
	+	Packaging Specialists (interest rate includes PIK interest of 6 %)	Term Loan	04/01/08	12/31/14		1		1	%		14.00	%	$	10			$	2,000	$	2,000
		Dynamic Systems (interest rate includes PIK interest of 3.5 %)	Term Loan	12/23/10	12/23/17		1		1	%		15.50	%	$	152			$	1,977	$	1,977
	+	PACA Foods &	Term Loan	12/31/10	12/31/15		1		1	%		13.00	%	$	0			$	2,189	$	1,588
	+	GAF Manufacturing (interest rate includes PIK interest of 2 %)	Term Loan	03/06/14	03/06/19		1		1	%		14.00	%	$	18	$	1,500	$	1,518	$	1,526
	+	RespirTech	Term Loan	04/25/12	04/25/17		1		1	%		12.00	%	$	0			$	1,500	$	1,506
	+	Door Engineering	Term Loan	12/15/04	04/30/16		1		*			13.00	%	$	0			$	1,050	$	1,049
		Orchard &	Term Loan	03/10/99	03/31/10		1		*			13.00	%	$	0			$	1,390	$	1,390
		Process Fab & (interest rate includes PIK interest of 8 %)	Term Loan	04/17/08	12/31/15		1		*			8.00	%	$	0			$	4,500	-$	4
		Storflex (interest rate includes PIK interest of 2 %)	Term Loan	07/17/12	01/31/19		1		*			14.00	%	$	0			$	1,000	$	1,008
	+	Waltek	Term Loan	03/31/06	03/31/16		1		*			12.00	%	$	0			$	956	$	956
Information (12% of the total)		US Internet	Term Loan	06/12/13	06/12/20		1		1	%		14.50	%	$	0			$	3,000	$	3,017
		Centare (interest rate includes PIK interest of 2 %)	Term Loan	08/30/13	08/30/18		1		1	%		14.00	%	$	0			$	2,500	$	2,485
Arts, Entertainment, and Recreation (10% of the total)		RPAC Racing (interest rate includes PIK interest of 10 %)	Term Loan	11/19/10	11/19/15		1		2	%		10.00	%	$	1,409			$	4,448	$	4,448
Administrative and Support Services (8% of the total)	+	Staff One	Term Loan	06/30/08	03/31/16		1		1	%		3.00	%	$	0			$	2,964	$	2,964
	+	Staff One	Term Loan	09/15/11	03/31/16		1		*			3.00	%	$	0			$	485	$	485
		Ecological Systems (ESI) &	Term Loan	01/14/05	01/14/10		1		*			0.00	%	$	44			$	628	$	45
Professional, Scientific, and Technical Services (5% of the total)	+	Portu-Sunberg	Term Loan	12/31/12	12/31/17		1		1	%		12.00	%	$	0			$	2,500	$	2,509

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	McCaully &	Term Loan	10/26/11	11/01/14		1		*			10.00	%	$	5			$	5	$	5
Accommodation and Food Services (1% of the total)	Javier & David &	Term Loan	11/05/10	11/05/15		1		*			9.25	%	$	0			$	509	$	508
	Multiconcepts &	Term Loan	06/30/00	10/01/15		1		*			10.00	%	$	0			$	946	$	53
	Star &	Term Loan	06/30/00	10/01/15		1		*			10.00	%	$	0			$	839	$	59
Retail Trade (0% of the total)	Retail &	Term Loan	06/30/00	10/01/15		1		*			10.00	%	$	0			$	395	$	36

Total secured mezzanine ⁽²⁾						29		17	%		12.25	%	$	2,104	$	10,100	$	54,265	$	46,575

Asset-based (66% New York, 29% New Jersey and 5% all other states)
Transportation and Warehousing (31% of the total)	Fleet Radio Dispatch Corp. ##	Revolving line of credit	12/31/01	12/31/14		1		*			6.00	%	$	0			$	603	$	589
	Chauffeured Services Unlimited &	Revolving line of credit	05/02/06	05/02/15		1		*			8.00	%	$	0			$	205	$	199
	Big Daddy Drayage, Inc.	Revolving line of credit	10/18/06	10/18/14		1		*			5.25	%	$	0			$	95	$	91
Wholesale Trade (28% of the total)	Atlantic Veal & Lamb, Inc. ##	Revolving line of credit	08/15/01	08/15/15		1		*			5.50	%	$	0			$	582	$	568
	Capitalsea, LLC ##	Revolving line of credit	11/07/05	11/07/14		1		*			4.50	%	$	0			$	238	$	205
	Pride of Neptune, Inc. ##	Revolving line of credit	01/14/02	01/14/15		1		*			4.75	%	$	0			$	184	$	179
	Banner Smoked Fish, Inc. ##	Revolving line of credit	03/27/01	03/27/15		1		*			5.25	%	$	0			$	54	$	52
	Benco Inc.	Revolving line of credit	11/06/13	11/06/14		1		*			6.25	%	$	0			$	35	$	38
	Snow Shoe Refractories, LLC	Revolving line of credit	11/30/11	11/30/14		1		*			6.00	%	$	0			$	30	$	28
	A.E. Seafood Distributors Inc d/b/a Oceanline Seafood	Revolving line of credit	06/30/14	06/30/15		1		*			6.50	%	$	0	$	15	$	17	$	20
	Two Cousins Fish Market, Inc.	Revolving line of credit	01/23/99	01/23/15		1		*			5.25	%	$	0			$	1	$	0
	Newburg Egg Corp. ##	Revolving line of credit	03/16/99	03/16/15		1		*			6.00	%	$	0			-$	268	-$	268
Retail Trade (16% of the total)	The Dependable Food Corp. ##	Revolving line of credit	10/19/98	10/19/14		1		*			4.75	%	$	0			$	321	$	313
	CNC Associated N.Y.	Revolving line of credit	07/24/01	07/24/15		1		*			5.75	%	$	0			$	111	$	108
	Cyrus R. Fox, Inc. ##	Revolving line of credit	08/31/06	08/31/15		1		*			5.75	%	$	0			$	37	$	25
	Colt, Inc.	Revolving line of credit	10/12/04	10/12/14		1		*			7.12	%	$	0			$	22	$	18
	I & E Tire Corp. ##	Revolving line of credit	12/21/98	12/21/14		1		*			5.75	%	$	0			$	14	$	13
Construction (10% of the total)	Triple A. Supplies, Inc. ##	Revolving line of credit	07/20/99	07/20/15		1		*			5.75	%	$	0			$	288	$	280
	Mathusek, Incorporated	Revolving line of credit	07/23/13	07/23/15		1		*			6.75	%	$	0			$	16	$	17
Manufacturing (7% of the total)	Fine Line Graphics, Inc.	Revolving line of credit	11/29/05	11/29/14		1		*			6.50	%	$	0			$	105	$	100
	Absecon Mills, Inc. ##	Revolving line of credit	07/07/04	07/07/15		1		*			6.25	%	$	0			$	74	$	63
	Douglass Industries, Inc. ##	Revolving line of credit	07/07/04	07/07/15		1		*			6.25	%	$	0			$	33	$	29
	JLM Couture Inc.	Revolving line of credit	06/22/10	06/22/15		1		*			5.75	%	$	0			$	13	$	8
	International Rollforms, Inc	Revolving line of credit	01/27/14	01/27/15		1		*			7.25	%	$	0	$	10	$	2	$	5
Health Care and Social Assistance (4% of the total)	Mrs. Mary’s Place HCS Inc. ##	Revolving line of credit	10/02/07	10/02/14		1		*			5.75	%	$	0			$	90	$	86
	Heart to Heart Health Care	Revolving line of credit	11/09/12	11/09/14		1		*			5.81	%	$	0			$	47	$	45
Finance and Insurance (3% of the total)	RAS Group, Inc. &	Revolving line of credit	02/14/08	02/14/15		1		*			5.50	%	$	0			$	99	$	96
Administrative and Support Services (1% of the total)	Raritan Building Service Corp	Revolving line of credit	06/30/07	06/30/15		1		*			5.50	%	$	0			$	23	$	21

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
Total asset-based ($2,519 pledged as collateral under borrowing arrangements)						28		1	%		5.66	%	$	0	$	25	$	3,071	$	2,928
Other secured commercial (76% New York and 24% New Jersey)
Retail Trade (79% of the total)	Medallion Fine Art Inc (interest rate includes PIK interest of 12.00%)	Term Loan	12/17/12	12/17/17		1		2	%		12.00	%	$	939			$	6,542	$	6,542
	Guyonamar Food Corp	Term Loan	03/17/11	03/17/16		1		*			9.25	%	$	0			$	601	$	596
	Antonio Rosado	Term Loan	03/15/12	03/15/17		1		*			9.50	%	$	0			$	562	$	555
	La Conga Food Market Inc	Term Loan	10/09/12	01/09/20		1		*			9.00	%	$	0			$	490	$	486
	A Food Mart Inc	Term Loan	06/03/14	06/03/20		1		*			9.00	%	$	0	$	420	$	407	$	403
	Anthony Supermarket LLC	Term Loan	04/02/13	07/02/18		1		*			9.00	%	$	0			$	403	$	399
	Fresco Bagels & Supermarket In	Term Loan	08/13/14	08/13/20		1		*			9.00	%	$	0	$	400	$	396	$	392
	Hansel Batista	Term Loan	02/06/14	05/06/20		1		*			9.00	%	$	0	$	410	$	394	$	390
	La Conga Meat Market Inc	Term Loan	12/17/13	03/17/20		1		*			9.00	%	$	0			$	376	$	372
	Ar Supermarket LLC	Term Loan	08/02/13	08/02/18		1		*			8.50	%	$	0			$	348	$	345
	616 Broadway LLC	Term Loan	02/10/11	12/17/14		1		*			8.50	%	$	0			$	308	$	308
	324 Gem Meat Market Inc &	Term Loan	04/03/14	07/03/19		1		*			9.00	%	$	0	$	410	$	405	$	251
	F.J.P. Meat Market Inc	Term Loan	02/06/12	09/06/17		1		*			9.50	%	$	0			$	237	$	236
	Drr Enterprises LLC	Term Loan	10/28/08	10/17/18		1		*			10.50	%	$	0			$	138	$	138
	Moderne Barn Wines&Spirits Inc	Term Loan	05/09/13	05/09/18		1		*			4.75	%	$	0			$	114	$	115
	New Era Meat Supermarket LLC	Term Loan	09/13/06	09/16/16		1		*			10.00	%	$	0			$	59	$	59
	G&C Grocery Inc &	Term Loan	05/19/08	08/23/15		1		*			0.00	%	$	0			$	23	$	23
	Julio Castillo &	Term Loan	08/18/08	03/03/15		1		*			9.50	%	$	0			$	20	$	20
Accommodation and Food Services (19% of the total)	Dune Deck Owners Corp ##	Term Loan	04/24/07	03/31/16		1		1	%		7.00	%	$	0			$	2,071	$	2,071
	El Mangu Sabroso Restaurant In	Term Loan	06/06/14	09/06/19		1		*			9.00	%	$	0	$	375	$	375	$	371
	Bistro Caterers Corporation	Term Loan	07/25/13	07/25/18		1		*			9.00	%	$	0			$	235	$	234
	El Tropico Family Rest Ii LLC &	Term Loan	11/29/05	03/16/16		1		*			6.75	%	$	0			$	260	$	168
Real Estate and Rental and Leasing (1% of the total)	Thursday Morning Inc	Term Loan	04/01/10	04/01/15		1		*			6.00	%	$	0			$	75	$	75
	Rala Management	Term Loan	04/22/99	09/01/15		1		*			4.75	%	$	0			$	63	$	63
	T.P. Hon LLC	Term Loan	07/15/13	07/15/16		1		*			4.00	%	$	0			$	24	$	25
Health Care and Social Assistance (1% of the total)	Craig Feuerman M.D. P.C.	Term Loan	05/14/13	05/14/18		1		*			7.50	%	$	0			$	115	$	116

Total other secured commercial loans ($2,072 pledged as collateral under borrowing arrangements)						26		5	%		9.92	%	$	939	$	2,015	$	15,041	$	14,753

Total commercial loans ($4,591 pledged as collateral under borrowing arrangements)⁽²⁾						83		23	%		11.49	%	$	3,043	$	12,140	$	72,377	$	64,256

Commercial Banking	Medallion Bank **	100% of common stock	05/16/02	None		1		43	%		11.24	%	$	0			$	120,106	$	120,106
Art Dealer	Medallion Fine Art, Inc.	100% of common stock	12/03/12	None		1		*			0.00	%	$	0			$	1,359	$	1,359
Real Estate	Medallion Hamptons Holding LLC	100% of membership interests	06/21/05	None		1		2	%		0.00	%	$	0			$	4,400	$	4,400
Loan Servicing	Medallion Servicing Corp.	100% of common stock	11/05/10	None		1		*			0.00	%	$	0			$	715	$	715

Medallion Financial Corp.

Consolidated Schedule of Investments

September 30, 2014


*(Dollars in thousands)*		Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2014 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
Professional Sports Team		Lax Group LLC	42% of membership interests	05/23/12	None		1		*			0.00	%	$	0			$	468	$	468
Advertising		Generation Outdoor, Inc.	100% of common stock	12/20/04	None		1		*			0.00	%	$	0			$	660	$	660

Investment in Medallion Bank and other controlled subsidiaries, net							6		46	%		10.57	%	$	0	$	0	$	127,708	$	127,708

Equity investments Commercial Finance		Convergent Capital, Ltd **	7% of limited partnership interest	07/20/07	None		1		1	%		0.00	%	$	0			$	967	$	2,600
NASCAR Race Team		Medallion MotorSports, LLC	75% of limited liability interest	11/24/10	None		1		1	%		0.00	%	$	0			$	1,954	$	1,794
Appliance Recycler #		Appliance Recycling Centers of America, Inc.	8.86% of common stock	09/10/98	None		1		*			0.00	%	$	0			$	0	$	1,283
Employee Leasing Services		Staff One	46.4% preferred stock	06/30/08	None		2		*			0.00	%	$	0			$	472	$	472
Bakery		Quaker Bakery	* of senior preferred stock	03/28/12	None		1		*			0.00	%	$	0			$	359	$	359
IT Services		Centare	7.23% of common stock, 3.88% of preferred stock	08/30/13	None		1		*			0.00	%	$	0			$	103	$	103
Banking		Bridge Bancorp Inc.**	*	03/30/12	None		1		*			0.00	%	$	0			$	76	$	70
Machinery Manufacturer	+	Reel Power International, Inc.	2.65% of common stock	08/04/08	None		1		*			0.00	%	$	0			$	318	$	318
Real Estate Investment		CIM Commercial Trust Corp**	*	12/30/10	None		1		*			3.97	%	$	0			$	902	$	144
Surgical Instruments		Summit Medical, Inc.	9.25% of common stock	11/01/10	None		1		*			0.00	%	$	0			$	135	$	135
Stuffed Toy Manufacturer		Animal Adventure	1.6% LLC common units	08/15/14	None		1		*			0.00	%	$	0			$	300	$	300
Baby Sleep Products		BreathableBaby	3.6% LLC units	08/01/14	None		1		*			0.00	%	$	0			$	250	$	250

Equity investments, net							13		3	%		0.61	%	$	0	$	0	$	5,836	$	7,828

Investment securities
Investment securities, net							0		0	%		0.00	%	$	0	$	0	$	0	$	0

Net Investments ($235,548 pledged as collateral under borrowing arrangements)⁽³⁾							768		181	%		6.71	%	$	3,043	$	106,280	$	509,101	$	503,294

(1)	Represents the actual or weighted average interest or dividend rate of the respective security or portfolio as of the date indicated. Investments without an interest rate or with a rate of 0.00% are considered non-income producing.

(2)	Included in secured mezzanine commercial loans and other commercial loans was $3,043 of interest income capitalized into the outstanding investment balances, in accordance with the terms of the investment contract.

(3)	The ratio of restricted securities fair value to net assets is 181%.

(4)	Gross unrealized appreciation, gross unrealized depreciation, and net appreciation for federal income tax purposes totaled $56,161, $11,614 and $44,547, respectively. The tax cost of investments was $458,747.

(5)	For revolving lines of credit the amount shown is the cost at September 30, 2014.

*	Less than 1.0%

Not an eligible portfolio company as such term is defined in Section 2(a)(46) of the 1940 Act. The percentage value of all non-eligible portfolio companies to totaled assets of Medallion Financial on an unconsolidated basis was up to 25% and up to 29% on a consolidated basis. Under the 1940 Act, we may not acquire any non-qualifying assets, unless at the time such acquisition is made, qualifying assets, which include securities of eligible portfolio companies, represent at least 70% of our total assets. The status of these assets under the 1940 Act are subject to change. We monitor the status of these assets on an ongoing basis.

&	Loan is on nonaccrual status, or past due on contractual payments, and is therefore considered non-income producing.

#	Publicly traded but sales subject to applicable Rule 144 limitations.

##	Pledged as collateral under borrowing arrangements.

+	Includes various warrants, all of which have a cost and fair value of zero at September 30, 2014.

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013

(Dollars in thousands)

Obligor Name

Security Type
(all restricted unless
otherwise
noted)

Acquisition
Date

Maturity
Date

No. of
Invest.

% of
Net
Assets

Interest
Rate ⁽¹⁾

Capitalized
Interest

Original
Cost of
2013
Acquisitions ⁽⁵⁾

Cost ⁽⁴⁾

Fair
Value

Medallion Loans

New York

358

3.52

133,978

202,954

202,947

Sean Cab Corp ##

Term Loan

12/09/11

12/08/15

3.60

3,581

3,566

Real Cab Corp

Term Loan

07/20/07

07/20/17

2.81

2,545

Real Cab Corp

Term Loan

07/20/07

07/20/17

2.81

350

Sifnos, Van-Dim, Kitriani Incs ##

Term Loan

06/08/10

05/01/15

4.00

2,460

2,454

Whispers Taxi Inc ##

Term Loan

05/28/13

05/28/16

3.35

2,197

2,164

2,156

Slo Cab Corp

Term Loan

07/20/07

07/20/17

2.81

1,527

Slo Cab Corp

Term Loan

07/20/07

07/20/17

2.81

210

Lety Cab Corp ##

Term Loan

10/21/10

10/20/15

3.13

1,557

1,550

Nancy Transit Inc ##

Term Loan

03/11/13

03/11/16

3.50

1,575

1,546

1,542

Bunty & Jyoti Inc ##

Term Loan

03/13/13

03/13/16

3.75

1,575

1,546

1,541

Junaid Trans Corp ##

Term Loan

04/30/13

04/30/16

3.75

1,550

1,524

1,519

Christian Cab Corp

Term Loan

11/27/12

11/27/15

4.00

1,504

1,513

Ocean Hacking Corp ##

Term Loan

12/20/13

12/20/16

3.50

1,500

1,502

Devin Taxi Corp ##

Term Loan

05/28/13

05/28/16

3.35

1,465

1,443

1,438

Dayna Hacking Corp ##

Term Loan

05/28/13

05/28/16

3.35

1,465

1,443

1,438

Benson Hacking Corp ##

Term Loan

05/28/13

05/28/16

3.35

1,465

1,443

1,438

Silke Hacking Corp ##

Term Loan

06/28/13

06/28/16

2.90

1,450

1,424

1,426

Sonu-Seema Corp ##

Term Loan

12/07/12

12/07/15

3.75

1,415

1,410

Lil Amandachaka Hacking Corp ##

Term Loan

07/23/13

07/23/16

3.00

1,425

1,407

1,409

Flow Taxi Corp ##

Term Loan

07/23/13

07/23/16

3.00

1,425

1,407

1,409

Ukraine Service Co ##

Term Loan

07/23/13

07/23/16

3.00

1,425

1,407

1,409

Nosilla Service Co., Inc ##

Term Loan

07/23/13

07/23/16

3.00

1,425

1,407

1,409

Orys Trans Corp ##

Term Loan

07/24/13

07/24/16

2.75

1,400

1,402

Alltaxitwo Cab Corp ##

Term Loan

07/24/13

07/24/16

2.75

1,400

1,402

Perem Hacking Corp ##

Term Loan

02/21/13

02/21/16

3.00

1,396

1,362

1,358

S600 Service Co Inc ##

Term Loan

02/21/13

02/21/16

3.00

1,396

1,362

1,358

Uddin Taxi Corp ##

Term Loan

11/14/12

11/14/15

5.25

1,358

1,353

Daytona Hacking Corp ##

Term Loan

06/28/13

06/28/16

2.90

1,364

1,346

1,348

Concourse Cab Corp ##

Term Loan

11/14/13

11/14/16

3.75

1,335

1,333

1,342

Kby Taxi Inc ##

Term Loan

05/17/13

05/17/16

3.50

1,300

1,296

Anniversary Taxi Corp ##

Term Loan

05/17/13

05/17/16

3.50

1,300

1,296

Hj Taxi Corp ##

Term Loan

05/17/13

05/17/16

3.50

1,300

1,296

Apple Cab Corp ##

Term Loan

05/17/13

05/17/16

3.50

1,300

1,296

Avi Taxi Corporation ##

Term Loan

05/17/13

05/17/16

3.50

1,300

1,296

Ming Trans Corp ##

Term Loan

11/19/12

12/01/16

3.70

1,270

1,266

Ride Yellow LLC ##

Term Loan

02/01/13

11/01/16

3.10

1,200

1,196

Avilie Service Inc ##

Term Loan

02/11/13

02/11/16

3.00

1,183

1,162

1,164

Red Army Cab Corp ##

Term Loan

02/21/13

08/21/16

3.00

1,177

1,148

1,144

Big Ari Taxi Corp ##

Term Loan

08/14/13

08/14/16

2.80

1,152

1,139

1,141

New Direction Cab Corp ##

Term Loan

11/18/11

11/18/14

4.00

1,140

1,137

D & G Taxi Inc ##

Term Loan

05/28/13

05/28/16

3.35

1,142

1,124

1,121

Jump Service Co Inc ##

Term Loan

02/11/13

02/22/16

2.80

1,123

1,099

1,096

Gaultier Hacking Corp ##

Term Loan

08/27/12

08/27/15

3.90

1,096

1,095

Whats Yellow LLC ##

Term Loan

10/03/12

10/03/15

3.65

1,059

1,060

Rs Hacking Corp ##

Term Loan

05/28/13

05/28/16

3.35

1,052

1,049

Yosi Transit Inc

Term Loan

07/20/07

07/20/17

2.81

1,018

Nelsk Taxi Inc ##

Term Loan

08/20/13

08/20/16

3.50

1,025

1,016

1,018

Global Agami Cab LLC ##

Term Loan

02/27/13

02/27/16

3.00

1,000

991

988

Universal Agami Transit Inc ##

Term Loan

02/27/13

02/27/16

3.00

1,000

991

988

Planet Agami Cab LLC ##

Term Loan

02/27/13

02/27/16

3.00

1,000

991

988

Holdem Cab Corp ##

Term Loan

04/10/13

04/10/16

3.00

1,000

982

979

Go Boy Cab Corp ##

Term Loan

04/10/13

04/10/16

3.00

1,000

982

979

Nedrag Trans Corp ##

Term Loan

05/30/13

05/30/18

3.50

975

961

963

Typhoon Hacking Corp ##

Term Loan

05/30/13

05/30/18

3.50

975

961

963

Hedy Hacking Corp. ##

Term Loan

05/30/13

05/30/18

3.50

975

961

963

M.Y. Taxi Inc ##

Term Loan

01/06/11

11/01/16

3.10

960

961

Mixfuel Transit LLC ##

Term Loan

10/31/06

10/31/16

3.00

890

Lowvolt Transit LLC ##

Term Loan

10/31/06

10/31/16

3.00

890

Kinetic Transit LLC ##

Term Loan

10/31/06

10/31/16

3.00

890

Neutron Transit LLC ##

Term Loan

10/16/06

10/16/16

3.00

890

Proton Transit LLC ##

Term Loan

10/16/06

10/16/16

3.00

890

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013

(Dollars in thousands)

Obligor Name

Security Type
(all restricted unless
otherwise
noted)

Acquisition
Date

Maturity
Date

No. of
Invest.

% of
Net
Assets

Interest
Rate ⁽¹⁾

Capitalized
Interest

Original
Cost of
2013
Acquisitions ⁽⁵⁾

Cost ⁽⁴⁾

Fair
Value

Rechargeable Transit LLC ##

Term Loan

10/16/06

10/16/16

3.00

890

Quark Transit LLC ##

Term Loan

10/16/06

10/16/16

3.00

890

Juiced Transit LLC ##

Term Loan

10/31/06

10/31/16

3.00

890

886

Isotope Transit LLC ##

Term Loan

10/31/06

10/31/16

3.00

890

886

Composite Transit LLC ##

Term Loan

11/03/06

11/03/16

3.00

890

886

Blend Transit LLC ##

Term Loan

11/03/06

11/03/16

3.00

890

886

Hybrid Transit LLC ##

Term Loan

10/23/06

10/23/16

2.67

890

886

Iddy Biddy Cab Corp ##

Term Loan

08/06/10

08/05/15

3.13

864

860

Malcolm Hacking Corp ##

Term Loan

08/06/10

08/05/15

3.13

864

860

Jbob Hacking Corp ##

Term Loan

08/06/10

08/05/15

3.13

864

860

Oyaz Hacking Corp ##

Term Loan

08/06/10

08/05/15

3.13

864

860

Copper One Cab Corp ##

Term Loan

02/17/12

02/12/17

3.90

853

855

Agape-Mou Cab Corp

Term Loan

02/17/12

02/12/17

3.90

853

855

Asterik Cab Co Inc

Term Loan

02/17/12

02/12/17

3.90

853

855

Ghotra & Ghotra LLC

Term Loan

12/19/13

12/19/16

3.85

833

843

Gurpreet Singh & Manpreet Sing ##

Term Loan

06/25/13

06/25/16

3.88

835

826

828

Arman And Mehtab Padda Taxi Co ##

Term Loan

06/19/13

06/19/16

3.88

835

824

826

Garcha Randhawa Taxi Corp ##

Term Loan

05/31/13

05/30/16

3.88

835

823

825

Zus Trading Inc ##

Term Loan

08/09/13

08/09/16

3.85

820

814

816

Dhuri And Barnala Cab Corp ##

Term Loan

06/03/13

06/03/16

3.80

810

800

802

Haroon Sharif ##

Term Loan

05/21/13

05/21/16

3.80

810

799

800

Ghulam Abbas ##

Term Loan

04/17/13

04/17/16

3.80

810

797

798

Gohar Cab Corp

Term Loan

10/11/13

10/11/16

3.85

786

784

794

Alika Awan Trans Corp ##

Term Loan

09/04/13

09/04/16

3.85

786

782

784

1212 Taxi LLC ##

Term Loan

01/06/11

11/01/16

3.10

750

751

Samy Baddar ##

Term Loan

07/18/13

07/18/16

3.50

750

743

745

Ilker Altaygil ##

Term Loan

07/18/13

07/18/16

3.50

750

742

744

Joseph Gerard Pierre ##

Term Loan

12/02/13

12/02/16

3.00

740

742

Amr Aly Shafshak ##

Term Loan

11/04/13

11/04/16

4.13

740

738

739

Hot Wheels Taxi LLC ##

Term Loan

03/01/13

12/01/16

3.10

740

738

737

Btr Taxi Inc ##

Term Loan

04/15/13

04/15/16

3.50

750

737

735

Rakesh Aggarwal & Jasvir Singh ##

Term Loan

11/06/13

11/06/16

3.85

735

733

735

Binh Pham ##

Term Loan

12/18/13

12/18/16

4.00

730

729

Bliss Cab Corp ##

Term Loan

10/21/10

10/20/15

3.13

731

728

Jaswinder Singh ##

Term Loan

03/29/13

03/29/16

3.80

744

730

728

Joseph R Jean ##

Term Loan

04/15/13

04/15/16

3.75

736

725

Leo P. Roland ##

Term Loan

12/03/13

12/03/16

3.75

720

722

Jacob Apoh ##

Term Loan

12/11/13

12/11/16

3.75

720

722

Kawarjeet Singh & Maan Singh ##

Term Loan

05/15/13

05/15/16

3.50

730

719

721

Aminder Pal Singh ##

Term Loan

11/21/13

11/21/16

3.75

720

719

721

Atef A Khalil ##

Term Loan

11/26/13

11/26/16

3.75

709

708

710

Gilberto Barrera ##

Term Loan

08/16/13

08/16/16

3.75

710

704

706

Strivers Way Inc ##

Term Loan

12/17/13

12/17/16

3.85

700

702

Sukhdev Singh & Harpal S Bhola ##

Term Loan

12/04/13

12/04/16

3.75

700

698

700

Bruce Schneider ##

Term Loan

05/10/13

05/10/16

4.00

700

699

Balwinder Singh ##

Term Loan

09/16/13

09/16/15

3.75

700

696

698

Marian Cab Corp ##

Term Loan

06/19/12

06/19/16

3.75

698

696

Samiullah Zaman ##

Term Loan

08/21/13

08/21/16

3.63

700

693

695

Eugenio & Ayodele Trans Corp ##

Term Loan

09/26/13

09/26/16

4.25

695

693

694

Parvinder Singh ##

Term Loan

08/13/13

08/13/16

3.63

700

694

693

Georges Salomon ##

Term Loan

06/13/13

06/13/16

3.50

700

692

693

Preslert Louis ##

Term Loan

05/30/13

05/30/16

3.50

700

691

692

Amr & Rina Taxi Inc ##

Term Loan

07/15/13

07/15/16

3.75

700

690

692

Shanu Miah ##

Term Loan

06/20/13

06/20/16

3.63

695

686

688

Jasvir S Dhaliwal ##

Term Loan

07/01/13

07/01/16

4.25

700

686

Rousseau Ductan ##

Term Loan

05/01/13

05/01/16

3.90

693

684

Kerolus Waheib Makhail

Term Loan

12/27/12

12/27/15

3.50

681

Joseph L Flovel ##

Term Loan

10/31/13

10/30/16

3.63

680

673

678

Birk Cab Corp ##

Term Loan

05/22/13

05/22/16

3.50

683

672

677

Robell Hacking Corp ##

Term Loan

09/11/13

09/11/16

2.80

680

675

674

Jordan O Ohene ##

Term Loan

05/24/13

05/24/16

3.50

675

667

672

Donald Singh ##

Term Loan

10/11/13

10/11/16

3.75

662

659

658

Jean Pierre Trans Inc ##

Term Loan

10/21/10

10/20/15

3.13

660

657

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013

(Dollars in thousands)

Obligor Name

Security Type
(all restricted unless
otherwise
noted)

Acquisition
Date

Maturity
Date

No. of
Invest.

% of
Net
Assets

Interest
Rate ⁽¹⁾

Capitalized
Interest

Original
Cost of
2013
Acquisitions ⁽⁵⁾

Cost ⁽⁴⁾

Fair
Value

Cfn Cab Corp ##

Term Loan

10/21/10

10/20/15

3.13

660

657

Charanjeet Kaur & Manjit Singh ##

Term Loan

10/28/13

10/28/16

3.50

655

652

654

Miklos Hacking Corp ##

Term Loan

10/21/10

10/20/15

3.13

655

652

Carmay Latendresse ##

Term Loan

09/17/13

09/17/16

4.25

650

646

648

Gur & Dev Taxi LLC ##

Term Loan

05/10/13

05/10/16

3.40

657

648

647

Joseph Paul Desir ##

Term Loan

11/19/13

11/19/16

3.75

646

645

647

Wisly Noel ##

Term Loan

07/25/13

07/25/16

3.63

650

642

644

Pierre Goguin Joseph ##

Term Loan

03/06/13

03/06/15

3.75

642

643

Lesly Jeanjoseph ##

Term Loan

05/08/13

05/08/16

3.50

650

641

640

Brunet Lucas ##

Term Loan

06/06/13

06/06/16

3.50

641

639

Carlos Govea ##

Term Loan

02/28/13

02/28/16

3.50

646

633

632

Anwar Khalifa ##

Term Loan

07/11/13

07/11/16

3.75

642

633

632

Nobert Auguste ##

Term Loan

01/09/13

01/09/16

4.15

645

632

631

Ravinder Singh & Mandeep Multa ##

Term Loan

12/19/12

12/19/15

3.75

631

630

Spyridon Tzorzis ##

Term Loan

07/10/13

07/10/16

3.50

635

628

630

Mohammed Hossen & Abrar Hanif ##

Term Loan

03/11/13

03/11/16

3.50

640

628

Michael Avitan ##

Term Loan

04/11/13

04/11/16

3.90

635

625

627

Man Singh ##

Term Loan

02/25/13

02/25/16

3.75

640

627

626

Marc C Bastien ##

Term Loan

04/11/13

04/10/16

3.65

630

621

622

Karamjit Panchhi ##

Term Loan

08/28/13

08/28/16

3.50

626

621

620

Alexander Vizueta ##

Term Loan

09/12/13

09/12/16

4.25

620

617

619

Guivarch Thimothe

Term Loan

09/19/12

09/19/15

4.50

616

617

Shahdad Bhatti Cab Corp ##

Term Loan

04/11/13

04/11/16

4.25

625

616

615

Sincere Cab Corp ##

Term Loan

06/21/11

06/21/16

4.50

611

609

Oradeanul Taxi Corp ##

Term Loan

01/30/13

02/01/16

3.63

620

605

606

Turgut Duman ##

Term Loan

12/06/12

12/06/15

3.50

604

605

Sushil Maggoo ##

Term Loan

12/14/12

12/14/15

3.50

604

605

Manuel F Pena ##

Term Loan

11/26/13

11/26/16

3.50

600

602

Yvon Louissaint ##

Term Loan

12/17/12

12/17/15

3.75

600

601

Humberto Ontaneda ##

Term Loan

10/17/13

10/17/16

3.50

600

598

600

Joseph W Charles ##

Term Loan

04/17/13

04/17/16

3.75

610

600

599

Patrick Sattaur ##

Term Loan

03/15/13

03/15/16

3.63

600

599

598

Guy Merisier ##

Term Loan

08/20/13

08/20/16

4.00

600

596

598

Alexander A Malamud ##

Term Loan

02/28/13

02/28/16

3.55

604

593

595

Rafi Mohammad ##

Term Loan

02/27/13

02/27/16

3.50

600

589

588

Erwich Chery ##

Term Loan

11/01/13

11/01/16

3.70

587

585

587

Roudy Moliere &Jean B Letang ##

Term Loan

12/17/12

12/17/15

4.25

587

586

Eli Parada ##

Term Loan

11/27/13

11/27/16

3.65

579

581

Newton Sodhi ##

Term Loan

05/06/13

05/06/16

3.38

587

578

576

Jose F Pimentel

Term Loan

11/27/12

11/27/15

4.00

575

576

Jean J Monteau ##

Term Loan

12/06/12

12/06/15

4.00

575

573

Gerardo Barrera ##

Term Loan

12/23/13

12/23/16

3.75

573

Bhai Bhai Taxi Corp

Term Loan

06/02/11

10/01/15

3.75

571

I&I Cab Corp ##

Term Loan

03/19/13

03/19/16

3.60

568

569

Rafael A Pena ##

Term Loan

09/18/13

09/18/16

4.00

565

559

561

Tamimu Aliu ##

Term Loan

05/28/13

05/28/16

4.25

567

560

559

Fernande Paul Cab Corp ##

Term Loan

01/24/13

01/24/16

3.50

570

557

559

Mian Cab Corp ##

Term Loan

01/22/13

01/22/16

4.00

570

558

557

Amjad Abbas ##

Term Loan

12/19/13

12/19/16

3.40

555

Ulrick Racine ##

Term Loan

03/08/13

03/08/16

3.50

555

548

547

Muhammad Saqib ##

Term Loan

10/04/11

10/04/14

3.50

545

543

Shabir Khalid ##

Term Loan

05/29/13

05/29/16

3.25

556

544

543

Hasina Farazi & Rafiul Farazi ##

Term Loan

02/25/13

02/25/16

3.50

555

543

542

Jasvinder Chhoker + Dam Singh

Term Loan

11/10/11

12/05/15

3.50

542

Magloire David ##

Term Loan

09/09/13

09/09/15

3.95

540

542

Dani Taxi Inc/Mbank

Term Loan

07/16/12

11/01/16

3.10

541

Albert A Agyemang ##

Term Loan

07/09/13

07/09/16

3.50

550

541

Pierre Chery ##

Term Loan

09/24/12

09/24/15

4.00

538

539

Ptah Cab Corp ##

Term Loan

05/25/11

05/01/16

3.00

540

538

Albro Hacking, Corp. ##

Term Loan

10/21/10

10/20/15

3.13

537

535

Jaswinder Sharma ##

Term Loan

11/02/11

11/02/14

3.50

537

534

Frantz Louhis & Joseph Paul ##

Term Loan

06/08/12

06/08/15

4.25

530

Dominique Ismael ##

Term Loan

05/07/13

05/07/16

3.75

529

521

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013

(Dollars in thousands)

Obligor Name

Security Type
(all restricted unless
otherwise
noted)

Acquisition
Date

Maturity
Date

No. of
Invest.

% of
Net
Assets

Interest
Rate ⁽¹⁾

Capitalized
Interest

Original
Cost of
2013
Acquisitions ⁽⁵⁾

Cost ⁽⁴⁾

Fair
Value

Ahmed Elsayed ##

Term Loan

11/22/13

11/22/16

3.50

521

519

521

Olmedo Nocua ##

Term Loan

01/25/13

01/25/16

3.50

530

518

517

Avner Ben-Levy ##

Term Loan

05/29/12

05/29/15

4.25

506

505

Louis A Alphonse ##

Term Loan

02/21/13

02/21/16

3.75

510

500

501

M Irshad Chaudhry & Mhd Ramzan ##

Term Loan

03/21/11

03/21/16

3.50

504

500

Avtar Singh ##

Term Loan

11/22/11

11/07/14

3.50

499

497

Mukhtiar Singh ##

Term Loan

11/22/11

11/22/14

3.50

499

497

Frands Fequiere ##

Term Loan

01/03/13

01/03/16

3.75

510

495

494

Harold Torres ##

Term Loan

02/12/13

02/12/16

3.50

505

494

Romain Eustache ##

Term Loan

02/26/13

02/26/16

4.00

500

492

Chuhar Singh ##

Term Loan

06/06/13

06/06/16

3.38

500

488

492

Joseph Jean ##

Term Loan

03/14/12

03/14/15

4.50

490

Gustavo E Cabrejos ##

Term Loan

10/15/12

10/15/15

3.90

490

488

Malkiat S Multani

Term Loan

06/01/11

06/07/14

3.25

487

Abdullah Zivali ##

Term Loan

03/22/13

03/22/16

3.50

500

484

485

Momar Diagne ##

Term Loan

04/30/13

04/30/16

4.00

482

476

Shubal C Ghose ##

Term Loan

12/18/12

12/18/15

3.75

470

469

Mohammad Azhar ##

Term Loan

06/01/12

06/01/15

4.00

464

463

Kang & Dhillon Taxi Inc ##

Term Loan

12/03/10

07/07/14

3.50

463

461

Ny Berts Cab Corp ##

Term Loan

07/02/13

07/02/16

3.90

470

458

460

Jasvir Singh

Term Loan

11/27/12

11/27/22

4.25

456

460

Anba Taxi Inc ##

Term Loan

06/21/11

06/21/16

4.50

458

457

Corsi Cab Corp ##

Term Loan

06/21/11

06/21/16

4.50

458

457

Santokh Bangay ##

Term Loan

12/10/12

12/10/15

3.50

457

456

Lelio Bresier & Jeanne Bresier ##

Term Loan

03/06/13

03/06/16

3.50

460

451

452

W.B.L.S Taxi Inc

Term Loan

08/09/12

11/01/16

3.10

450

451

David Mashkabov ##

Term Loan

10/26/11

10/24/14

4.00

440

438

Dady Hamel ##

Term Loan

12/26/13

12/26/16

3.50

435

Gonel Seraphin & Evelyne Serap ##

Term Loan

12/09/11

12/09/14

4.25

430

428

Saba Moshe Taxi Inc ##

Term Loan

01/06/11

11/01/16

3.10

422

423

Mtr Taxi Inc ##

Term Loan

01/06/11

11/01/16

3.10

422

423

Maya Taxi Inc ##

Term Loan

01/06/11

11/01/16

3.10

422

423

M&J Taxi Inc ##

Term Loan

01/06/11

11/01/16

3.10

422

423

Neomi & Z Taxi Inc ##

Term Loan

01/06/11

11/01/16

3.10

422

423

Eduard Neyman

Term Loan

05/24/13

05/24/20

4.00

430

419

421

Pierre Jeune ##

Term Loan

12/14/12

12/14/15

3.50

419

421

Carlot Dalce ##

Term Loan

07/09/13

07/09/16

3.00

425

420

Jacob Kuruvilla ##

Term Loan

11/11/09

12/05/17

3.75

421

419

Rahul Amin ##

Term Loan

08/26/13

08/26/16

3.50

420

418

Daca Taxi Inc ##

Term Loan

06/02/11

06/02/14

3.90

413

411

King “D” Taxi Inc ##

Term Loan

01/17/12

01/17/15

3.00

411

410

Nautilus Service Cor ##

Term Loan

01/17/12

01/17/15

3.00

411

410

Run Service Corp ##

Term Loan

01/17/12

01/17/15

3.00

411

410

Crossbow Taxi Inc ##

Term Loan

01/17/12

01/17/15

3.00

411

410

Petia Cab Corporation ##

Term Loan

01/17/12

01/17/15

3.00

411

410

King Verin Taxi Inc ##

Term Loan

01/17/12

01/17/15

3.00

411

410

Cleopatra Cab Corp ##

Term Loan

01/17/12

01/17/15

3.00

411

410

Pierre Cadet ##

Term Loan

03/19/13

03/19/16

3.30

410

402

403

Verity Taxi Inc ##

Term Loan

02/08/13

02/08/18

3.60

400

403

Luis E Perez ##

Term Loan

01/17/13

01/17/16

3.50

410

401

Y Joey Taxi Inc ##

Term Loan

01/06/11

11/01/16

3.10

400

401

Essa & Soliman Transit Inc ##

Term Loan

04/19/13

04/19/16

3.25

414

398

Bucur Express Cab Corp ##

Term Loan

06/02/11

06/02/14

3.90

397

396

Anthony Okyere Duah ##

Term Loan

06/10/11

06/10/14

5.00

386

385

Shah M Rahman ##

Term Loan

11/25/13

11/25/16

3.75

385

384

385

Surjit Singh ##

Term Loan

10/25/13

10/25/18

3.80

385

382

384

Serge Bonny ##

Term Loan

03/11/13

03/11/16

3.25

385

378

Double Cab Corp ##

Term Loan

07/13/12

07/13/15

3.75

367

368

Tarafdar Abul & Tarafdar Luthf

Term Loan

08/13/10

08/13/16

7.00

365

Malkit Singh ##

Term Loan

08/01/12

08/01/15

4.50

349

Nour-Ditmars Zamalek Corp ##

Term Loan

04/01/11

04/01/14

4.90

349

348

Elsayed A Hassan ##

Term Loan

11/28/11

11/28/14

4.25

342

341

Yberto Santana ##

Term Loan

09/05/12

09/05/15

4.25

341

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013

(Dollars in thousands)

Obligor Name

Security Type
(all restricted unless
otherwise
noted)

Acquisition
Date

Maturity
Date

No. of
Invest.

% of
Net
Assets

Interest
Rate ⁽¹⁾

Capitalized
Interest

Original
Cost of
2013
Acquisitions ⁽⁵⁾

Cost ⁽⁴⁾

Fair
Value

Rehmet Khan ##

Term Loan

02/11/13

02/11/16

3.50

351

326

327

Bj Cab Corp/Note 1 Of 2

Term Loan

06/12/13

06/12/16

3.63

325

321

326

Bj Cab Corp/Note 2 Of 2

Term Loan

06/12/13

06/12/16

3.63

325

321

323

Georges Desrosiers ##

Term Loan

06/26/12

06/26/15

5.00

319

Jened Cab Corp ##

Term Loan

03/13/12

01/13/17

3.50

312

Zorro Taxi Inc

Term Loan

12/20/13

12/20/16

3.25

309

311

Jean B Guerrier ##

Term Loan

08/08/12

08/08/15

3.75

306

307

Medora Moreira &Juan Mendoza ##

Term Loan

02/18/11

02/18/16

3.25

308

306

Kornos Taxi Inc ##

Term Loan

09/04/12

09/04/15

4.00

292

Platform Taxi Service/Mbank

Term Loan

05/04/12

05/12/17

5.57

287

Mohammmed H Iqbal ##

Term Loan

09/14/12

09/14/15

3.75

283

Chaim Tepper ##

Term Loan

02/10/11

02/10/14

5.25

283

282

Joubert Toussaint ##

Term Loan

09/21/12

09/21/15

4.00

277

Tarek Elsaid ##

Term Loan

05/27/11

04/25/16

3.00

252

251

Kesef Taxi Inc/Mbank

Term Loan

07/16/12

11/01/16

3.10

251

Daniel Victor ##

Term Loan

05/06/13

05/06/16

3.50

235

231

Ede Service Corp

Term Loan

07/20/07

07/20/17

2.81

210

Lissade Aurelus ##

Term Loan

05/01/13

05/01/16

3.75

211

208

Mohammad Ashraf Ali ##

Term Loan

01/17/12

01/09/15

3.25

199

Roman Fermin ##

Term Loan

08/09/13

08/09/16

3.50

200

193

194

Wan Sang Lau & Mary Quan Lau ##

Term Loan

03/20/13

03/20/16

3.25

204

193

Frank Nobile ##

Term Loan

11/26/12

11/26/17

3.75

190

192

Ali Akbar ##

Term Loan

03/04/10

10/11/14

3.75

190

189

Bella Hacking Corp

Term Loan

06/25/04

06/25/16

6.00

190

189

Jackie L Chaiken & Michael Cha ##

Term Loan

03/26/13

03/26/16

3.50

185

187

Gasless Transit LLC/Bnote

Term Loan

10/23/06

10/23/16

2.67

175

Electron Transit LLC/B Note

Term Loan

10/23/06

10/23/16

2.67

175

Fusion Transit LLC/B Note

Term Loan

10/23/06

10/23/16

2.67

175

Atom Transit LLC/B Note

Term Loan

11/03/06

11/03/16

3.00

175

Duracell Transit LLC/B Note

Term Loan

11/03/06

11/03/16

3.00

175

Abdul H Abid ##

Term Loan

06/09/09

06/09/14

6.38

173

172

Ede Service Corp/Mfun

Term Loan

07/24/07

07/20/17

2.81

151

Nicolae Blidariu

Term Loan

02/29/08

02/28/23

6.50

146

147

Yosi Transit Inc

Term Loan

07/20/07

07/20/17

2.81

140

Ny Diploma Taxi Co

Term Loan

07/20/07

07/20/17

2.81

140

Joseph Bologna ##

Term Loan

10/06/10

10/01/16

3.25

140

139

Mode Service Corp

Term Loan

06/02/11

06/01/21

6.00

139

138

Anastasios Tsiklidis

Term Loan

04/15/11

01/15/18

3.60

114

116

Norberto Cardona ##

Term Loan

03/30/12

03/30/17

4.00

110

111

Wilfrid Barreau

Term Loan

12/29/09

12/29/16

5.75

102

Ny Diploma Taxi Corp/Mfun

Term Loan

07/24/07

07/20/17

2.81

101

Boris Ushman ##

Term Loan

05/21/03

04/13/15

5.75

Kinetic Transit LLC/B Note

Term Loan

10/31/06

10/31/16

3.00

Mixfuel Transit LLCb Note

Term Loan

10/31/06

10/31/16

3.00

Lowvolt Transit LLC

Term Loan

10/31/06

10/31/16

3.00

Juiced Transit LLC/B Note

Term Loan

10/31/06

10/31/16

3.00

Isotope Transit LLC/B Note

Term Loan

10/31/06

10/31/16

3.00

Proton Transit LLC/B Note

Term Loan

10/16/06

10/16/16

3.00

Neutron Transit LLC/B Note

Term Loan

10/16/06

10/16/16

3.00

Quark Transit LLC/B Note

Term Loan

10/16/06

10/16/16

3.00

Rechargeable Transit LLC/Bnote

Term Loan

10/16/06

10/16/16

3.00

Hybrid Transit LLC/B Note

Term Loan

10/23/06

10/23/16

2.67

William G Ward ##

Term Loan

04/29/13

04/29/16

3.25

Bu Taxi LLC/Mbank

Term Loan

12/29/10

11/01/16

3.10

Calcium One Service Inc

Term Loan

02/23/07

02/23/17

2.22

Ede Service Corp

Term Loan

07/20/07

07/20/17

2.81

Ruckman Hacking Corp

Term Loan

08/30/13

02/22/16

2.80

1,200

Sonnet Service Co Inc

Term Loan

08/30/13

02/22/16

2.80

1,200

Y Mommy Taxi Inc/Mbank

Term Loan

12/23/10

11/01/16

3.10

Sushil Maggoo

Term Loan

06/27/13

06/27/17

3.75

Kaderee M & G Corp

Term Loan

06/28/13

06/28/16

2.90

1,158

Soho Cab Corp

Term Loan

06/28/13

06/28/16

2.90

1,158

Goodspeed Transit Inc

Term Loan

08/14/13

08/14/16

2.80

1,142

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date		Maturity Date		No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2013 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Granny Hacking Corp	Term Loan		03/07/13		03/07/18		1		*			3.50	%			$	1,050	$	54	$	59
	Appoint Cab Corp/Mbank	Term Loan		12/06/10		04/06/14		1		*			7.96	%					$	57	$	57
	Composite Transit LLC	Term Loan		11/03/06		11/03/16		1		*			3.00	%					$	56	$	56
	Blend Transit LLC/B Note	Term Loan		11/03/06		11/03/16		1		*			3.00	%					$	56	$	56
	Cora Hacking Corp	Term Loan		03/07/13		03/07/18		1		*			3.50	%			$	1,050	$	54	$	56
	Y Daddy Taxi Inc/Mbank	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	55	$	55
	Network Agami Cab Corp	Term Loan		02/27/13		02/27/16		1		*			3.00	%			$	1,000	$	50	$	52
	Calcium One Service Inc	Term Loan		02/23/07		02/23/17		1		*			2.22	%					$	49	$	49
	Orbit Agami Cab LLC	Term Loan		11/05/10		10/01/16		1		*			2.88	%					$	48	$	48
	Justin Hacking Corp	Term Loan		08/14/13		08/14/16		1		*			2.80	%			$	894	$	45	$	47
	Ny Diploma Taxi Co	Term Loan		07/20/07		07/20/17		1		*			2.81	%					$	46	$	46
	Samiullah Zaman	Term Loan		12/02/13		12/02/17		1		*			4.50	%			$	43	$	42	$	44
	Eddy Joseph	Term Loan		12/20/00		12/02/15		1		*			4.00	%					$	42	$	42
	Bursa Cab Corp/Note 1	Term Loan		03/23/01		09/10/23		1		*			6.00	%					$	41	$	41
	Nosea Taxi LLC	Term Loan		01/06/11		11/01/16		1		*			3.10	%					$	38	$	39
	Y.A.M. Associates Corp	Term Loan		10/18/11		04/18/14		1		*			6.00	%					$	38	$	38
	Zahav Taxi LLC/Mbank	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	38	$	38
	Bursa Cab Corp/Note 2	Term Loan		03/23/01		09/10/23		1		*			6.00	%					$	33	$	33
	Yme Transit Inc	Term Loan		08/14/13		08/14/16		1		*			2.80	%			$	619	$	31	$	33
	Y Mike Taxi Inc	Term Loan		01/06/11		11/01/16		1		*			3.10	%					$	30	$	31
	Y Meir Taxi Inc/Mbnk	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	30	$	30
	Y Michal Taxi Inc/Mbnk	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	30	$	30
	S&M Taxi Inc/Mbank	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	30	$	30
	N&A Taxi Inc/Mbank	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	30	$	30
	Y Mati Taxi Inc/Mbnk	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	30	$	30
	M.M.Y Taxi Inc	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	30	$	30
	Fido Cab Corp	Term Loan		08/14/13		08/14/16		1		*			2.80	%			$	524	$	26	$	28
	Barth Taxi LLC/Mbank	Term Loan		11/24/10		11/20/15		1		*			6.63	%					$	25	$	25
	Brandon Taxi LLC/Mbank	Term Loan		11/24/10		11/20/15		1		*			6.63	%					$	25	$	25
	Mohammed Abdu & H Hedru/Mbank	Term Loan		08/11/06		02/05/16		1		*			5.71	%					$	22	$	22
	Yegal Express Cab Co/Mbank	Term Loan		11/10/10		08/28/20		1		*			6.38	%					$	22	$	22
	Opera Taxi Inc/Mbank	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	21	$	21
	Ronen Taxi Inc/Mbank	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	21	$	21
	Mry Taxi Inc/Mbank	Term Loan		07/16/12		11/01/16		1		*			3.10	%					$	21	$	21
	Harold Torres ##	Term Loan		10/01/13		11/01/17		1		*			4.00	%			$	20	$	19	$	21
	Vosiem Hacking Corp	Term Loan		08/14/13		08/14/16		1		*			2.80	%			$	343	$	17	$	19
	Sonia M Trivino	Term Loan		02/22/12		02/22/15		1		*			10.00	%					$	13	$	14
	Nestor R Trivino	Term Loan		02/22/12		02/22/15		1		*			10.00	%					$	13	$	14
	Jean M Venord/Mbank	Term Loan		02/11/10		04/10/15		1		*			6.38	%					$	13	$	13
	Y.A.M. Associates Corp	Term Loan		04/30/13		10/24/15		1		*			4.25	%			$	15	$	11	$	13
	Guy Fouyolle ##	Term Loan		08/18/11		08/18/15		1		*			4.75	%					$	10	$	10
	Y.A.M. Associates Corp	Term Loan		11/14/11		05/14/14		1		*			6.00	%					$	6	$	6
	Joubert Toussaint/B Note	Term Loan		03/04/13		09/04/15		1		*			5.00	%			$	5	$	4	$	6
	Two Filoi Taxi Inc	Term Loan		01/15/04		01/15/14		1		*			5.75	%					$	4	$	4
	Jorge R Sahad/Mbank	Term Loan		04/27/10		02/03/15		1		*			8.83	%					$	4	$	4
Chicago								111		15	%		4.94	%	$	0	$	32,540	$	42,175	$	42,239
	Sweetgrass Peach &Chadwick Cap ##	Term Loan		08/28/12		08/28/15		1		1	%		5.50	%					$	1,696	$	1,689
	Regal Cab Company Et Al ##	Term Loan		08/29/13		08/29/16		1		1	%		5.00	%			$	1,400	$	1,395	$	1,391
	Chicago Medallion Nine LLC ##	Term Loan		05/02/12		05/02/17		1		1	%		5.75	%					$	1,373	$	1,368
	Lucky Seven Chicago One Inc ##	Term Loan		07/19/12		07/19/15		1		*			4.88	%					$	1,252	$	1,248
	Blue Eyes Cab Corp ##	Term Loan		07/19/12		07/19/15		1		*			4.88	%					$	1,252	$	1,247
	Oia Cab Corp ##	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	1,050	$	1,035	$	1,036
	Michael Two Cab Corp ##	Term Loan		07/12/12		04/25/16		1		*			4.50	%					$	1,037	$	1,033
	Johns Cabs Corp ##	Term Loan		04/12/12		04/12/15		1		*			5.00	%					$	1,014	$	1,010
	Harriet C Inc ##	Term Loan		10/19/12		10/19/16		1		*			5.25	%					$	918	$	915
	Chicago Medallion Two LLC ##	Term Loan		12/02/11		12/02/16		1		*			5.75	%					$	885	$	882
	Chicago Medallion Three LLC ##	Term Loan		12/02/11		12/02/16		1		*			5.75	%					$	885	$	882
	Chicago Medallion Four LLC ##	Term Loan		12/02/11		12/02/16		1		*			5.75	%					$	885	$	882
	Chicago Medallion One LLC ##	Term Loan		12/02/11		12/02/16		1		*			5.75	%					$	885	$	882
	Lmb Taxi V Inc ##	Term Loan		07/12/12		04/25/16		1		*			4.50	%					$	865	$	862
	Lmb Taxi Iv Inc ##	Term Loan		07/12/12		04/25/16		1		*			4.50	%					$	865	$	862
	Santorini Four Cab Corp ##	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	840	$	828	$	829

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013

(Dollars in thousands)

Obligor Name

Security Type
(all restricted unless
otherwise
noted)

Acquisition
Date

Maturity
Date

No. of
Invest.

% of
Net
Assets

Interest
Rate ⁽¹⁾

Capitalized
Interest

Original
Cost of
2013
Acquisitions ⁽⁵⁾

Cost ⁽⁴⁾

Fair
Value

Santorini Five Cab Corp ##

Term Loan

05/09/13

05/09/16

3.75

840

828

829

Santorini Six Cab Corp ##

Term Loan

05/09/13

05/09/16

3.75

840

828

829

Tribeca Two Cab Corp ##

Term Loan

05/09/13

05/09/16

3.75

840

828

829

Stny Taxi Corp ##

Term Loan

05/09/13

05/09/16

3.75

840

828

829

Carol Of Illinois Enterprises ##

Term Loan

03/28/13

03/28/18

5.50

701

689

688

Chicago Medallion Seven LLC ##

Term Loan

05/02/12

05/02/17

5.75

686

684

Coffee Taxi LLC ##

Term Loan

10/10/13

10/10/16

4.25

640

638

640

Rahwa & Bros Cab Co, Et Al ##

Term Loan

01/08/13

01/08/18

5.50

657

640

639

Ray Cab Company ##

Term Loan

08/29/13

08/29/16

5.00

600

598

600

Met Cab Co ##

Term Loan

08/29/13

08/29/16

5.00

600

598

600

N And M Valdof Hacking Corp

Term Loan

05/01/13

05/01/16

4.50

569

560

561

Mikhalia Cabs Nine Inc ##

Term Loan

07/12/12

04/25/16

4.50

519

518

Kayla Hacking Corp ##

Term Loan

07/12/12

04/25/16

4.50

519

518

Natasha Transportation Inc

Term Loan

05/01/13

05/01/16

4.50

515

507

508

Mike Taxi Corp

Term Loan

05/01/13

05/01/16

4.50

514

506

507

Natalia Taxi Corp

Term Loan

05/01/13

05/01/16

4.50

513

505

506

Dell Cab Corp ##

Term Loan

08/29/13

08/29/16

5.00

500

498

500

Cozy Cab Co ##

Term Loan

08/29/13

08/29/16

5.00

500

498

500

Moo Moo Cab Co ##

Term Loan

08/14/13

08/14/16

4.00

480

476

478

Musanour Cab Inc ##

Term Loan

09/27/13

09/27/18

5.25

480

476

478

Blue Valentine Cab Corp

Term Loan

04/10/13

04/10/16

4.00

475

468

469

Tumblin Dice Taxi Inc

Term Loan

04/10/13

04/10/16

4.00

475

468

469

Grapevine Taxi LLC ##

Term Loan

10/10/13

10/10/16

4.25

320

319

321

Little Wing Cab Corp

Term Loan

04/10/13

04/10/16

4.00

319

314

315

American Buffalo Cab Corp

Term Loan

04/10/13

04/10/16

4.00

317

312

313

Dome Cab Corp ##

Term Loan

08/29/13

08/29/16

5.00

300

298

300

Valasia Cab Co ##

Term Loan

01/18/12

01/18/15

5.00

268

267

C Dortch Inc ##

Term Loan

12/04/13

12/04/16

4.25

265

267

Taxi For Less Inc

Term Loan

05/06/13

05/06/17

5.25

265

262

264

Chicago Seven Inc/Mbnk

Term Loan

07/19/12

07/19/15

7.25

255

Karbala Express Inc ##

Term Loan

02/26/13

02/26/18

6.00

250

246

Taxi For Less Inc ##

Term Loan

09/20/12

09/20/16

5.25

244

Les & Thera LLC

Term Loan

05/08/13

05/08/17

5.25

245

242

244

Zeyrefda Inc ##

Term Loan

05/17/13

05/17/18

5.50

245

241

243

Nakfa Corp ##

Term Loan

06/17/13

06/17/18

4.88

245

241

243

Tekezze Inc

Term Loan

12/11/13

12/11/18

5.00

240

242

Adom Enterprise, Inc ##

Term Loan

09/27/13

09/27/18

5.25

240

239

241

Tad Taxi Co ##

Term Loan

11/13/13

11/13/18

5.00

240

239

241

Interwoodex Inc ##

Term Loan

11/07/13

11/07/18

5.00

240

239

241

Shere Corp ##

Term Loan

07/26/13

07/26/18

5.25

240

238

240

Tahoora Transportation Inc. ##

Term Loan

07/26/13

07/26/18

5.25

240

238

240

Aniba Management & Services In ##

Term Loan

09/27/13

09/27/18

5.25

240

238

240

Helen Habte Corp ##

Term Loan

10/01/13

10/01/18

5.25

240

238

240

Alex Z Cab Corp

Term Loan

04/22/13

04/22/18

5.50

240

236

238

Asmara Inc ##

Term Loan

04/11/13

04/11/18

5.50

240

236

238

Three Kids Corp

Term Loan

04/15/13

04/15/18

5.50

236

232

234

Nike Yomi Inc ##

Term Loan

08/06/13

08/06/18

5.25

233

232

234

Nour Enterprise Inc ##

Term Loan

09/16/13

09/16/18

5.75

230

228

230

Yenemekoya Inc ##

Term Loan

06/28/13

06/28/18

5.25

225

222

224

Showcase Sports Management Cor ##

Term Loan

01/22/10

01/11/16

5.00

223

222

Alkarim Chicago Inc ##

Term Loan

11/27/13

11/27/18

5.50

220

219

221

Rahel Express Inc

Term Loan

12/27/13

12/27/18

5.25

205

207

Jiffy Cab Co ##

Term Loan

08/29/13

08/29/16

5.00

200

199

201

Pireas Taxi Corp ##

Term Loan

06/07/13

06/07/16

4.50

200

198

200

Life Cab Corp ##

Term Loan

09/18/13

09/18/18

5.25

193

192

194

Kalib 2010 Inc ##

Term Loan

07/16/13

07/16/17

5.50

180

178

180

Naneffe Inc ##

Term Loan

03/15/13

03/15/18

5.50

177

174

175

Alem B Cab Inc ##

Term Loan

01/22/13

01/22/18

5.50

177

172

173

Annabelle Cab Corporation ##

Term Loan

07/30/12

07/30/16

5.75

172

Tedom Inc

Term Loan

10/29/12

10/29/17

5.50

168

170

Adi Express Inc ##

Term Loan

09/21/12

09/21/17

5.75

165

166

Wubshet Inc ##

Term Loan

09/25/13

09/25/18

5.25

160

159

161

Semhar Corp ##

Term Loan

01/31/12

01/31/17

5.50

157

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date		Maturity Date		No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2013 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Significant Trans Inc ##	Term Loan		04/06/12		04/06/17		1		*			6.50	%					$	156	$	157
	Harris 6741 Inc	Term Loan		03/02/11		03/02/16		1		*			5.50	%					$	145	$	146
	Jpg Cab Corp	Term Loan		04/23/12		04/23/17		1		*			6.50	%					$	143	$	144
	Sabina Cab Inc	Term Loan		04/19/13		04/19/18		1		*			5.50	%			$	140	$	137	$	139
	Asmara Cab Company ##	Term Loan		12/01/11		12/01/16		1		*			6.00	%					$	131	$	132
	Ultra Investment Corp ##	Term Loan		03/22/11		03/22/16		1		*			6.50	%					$	127	$	127
	Antar Trans Inc	Term Loan		04/23/13		04/23/18		1		*			5.50	%			$	124	$	122	$	124
	Delina Cab Inc	Term Loan		01/22/13		01/22/18		1		*			5.50	%			$	125	$	120	$	122
	Bedford Cab Two Corp	Term Loan		07/30/10		03/14/16		1		*			4.50	%					$	117	$	117
	Imc Cab Corp	Term Loan		08/27/10		03/14/16		1		*			4.50	%					$	115	$	115
	Moses J Frank	Term Loan		04/26/13		04/26/18		1		*			7.00	%			$	107	$	106	$	108
	Yemi Taxi Corp ##	Term Loan		08/01/13		08/01/18		1		*			5.25	%			$	100	$	98	$	100
	Tigray Cab Inc	Term Loan		03/28/13		03/28/18		1		*			5.50	%			$	95	$	92	$	94
	Paik Cab Co	Term Loan		05/26/10		05/26/15		1		*			8.50	%					$	93	$	93
	Measho Cab Corp	Term Loan		06/16/11		06/16/16		1		*			5.50	%					$	91	$	92
	Addis Flower Taxi Cab Service	Term Loan		05/23/11		05/23/16		1		*			6.50	%					$	80	$	81
	Sny Cab Inc ##	Term Loan		12/14/11		12/14/16		1		*			6.00	%					$	75	$	76
	Tyrone Henderson	Term Loan		06/25/13		06/25/18		1		*			7.25	%			$	68	$	67	$	69
	Any Cab Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	1,260	$	64	$	65
	Deka Cab Corp (Chicago)	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	1,050	$	54	$	55
	Hudson Cab Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	1,050	$	54	$	55
	Tribeca Three Cab Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	840	$	43	$	44
	Deka Three Cab Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	840	$	43	$	44
	Santorini Two Cab Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	840	$	43	$	44
	Laight Taxi Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	840	$	41	$	42
	Madison Cab Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	840	$	41	$	42
	Francis King Boat Inc	Term Loan		04/17/13		04/17/18		1		*			5.50	%			$	40	$	36	$	38
	Ali Taxi Corp ##	Term Loan		08/13/13		08/13/18		1		*			5.25	%			$	35	$	34	$	36
	Greenwich Cab Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	630	$	32	$	33
	Any Cab Two Corp	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	420	$	22	$	23
	St Petersburg Taxi LLC	Term Loan		05/09/13		05/09/16		1		*			3.75	%			$	420	$	21	$	22
	Mai Sheka Inc	Term Loan		06/27/11		06/27/16		1		*			5.50	%					$	18	$	19
Newark								106		8	%		5.58	%	$	0	$	13,103	$	21,681	$	21,792
	Rachel LLC	Term Loan		04/25/13		04/25/18		1		*			5.25	%			$	743	$	732	$	732
	K And N Taxi LLC	Term Loan		09/26/13		09/26/16		1		*			4.80	%			$	650	$	647	$	649
	A.M.E. Transit Limited Liabili ##	Term Loan		01/10/13		01/10/18		1		*			5.25	%			$	600	$	589	$	588
	Saintvillien & Larochelle LLC	Term Loan		11/14/13		11/14/18		1		*			4.90	%			$	350	$	349	$	351
	P.C. Taxi Corp	Term Loan		06/13/13		06/13/17		1		*			6.00	%			$	317	$	313	$	315
	Clair 282 LLC ##	Term Loan		09/12/13		09/12/17		1		*			5.00	%			$	310	$	308	$	310
	Cmgv #2 Taxi Inc ##	Term Loan		12/12/13		12/12/16		1		*			4.75	%			$	300	$	300	$	301
	Carvin Taxi Inc ##	Term Loan		12/12/13		12/12/16		1		*			4.75	%			$	300	$	300	$	301
	Dern #2 Taxi Inc	Term Loan		12/12/13		12/12/16		1		*			4.75	%			$	300	$	300	$	301
	1 Hope LLC	Term Loan		09/26/13		09/26/17		1		*			5.50	%			$	300	$	299	$	301
	Romise Taxi LLC	Term Loan		04/25/13		04/25/18		1		*			5.25	%			$	300	$	296	$	298
	Bidon Taxi Inc ##	Term Loan		11/14/13		11/14/17		1		*			5.25	%			$	297	$	296	$	298
	Lagrande Taxi Corp ##	Term Loan		02/14/13		02/14/17		1		*			5.50	%			$	300	$	296	$	297
	Owned By Mr Vincent LLC	Term Loan		01/10/13		01/10/17		1		*			5.50	%			$	300	$	295	$	297
	B Gene And Fil LLC	Term Loan		01/10/13		01/10/17		1		*			5.25	%			$	300	$	295	$	297
	Center Taxi LLC ##	Term Loan		08/15/13		08/15/17		1		*			5.50	%			$	296	$	293	$	295
	Hg & Zg Corporation	Term Loan		10/25/12		10/25/17		1		*			5.25	%					$	285	$	286
	Dorvilma LLC ##	Term Loan		02/14/13		02/14/16		1		*			5.25	%			$	290	$	285	$	285
	Magdala Corp ##	Term Loan		08/16/13		08/16/17		1		*			5.25	%			$	283	$	281	$	281
	Aspil Taxi #2 Corp	Term Loan		12/12/13		12/12/17		1		*			4.50	%			$	280	$	280	$	281
	United Seven Trans Inc	Term Loan		06/14/12		06/14/17		1		*			5.75	%					$	278	$	280
	One At A Time Time Transport I ##	Term Loan		09/20/12		09/20/16		1		*			5.25	%					$	279	$	279
	Jovin Taxi Inc ##	Term Loan		01/10/13		01/10/17		1		*			5.00	%			$	280	$	275	$	277
	Levangile Milcent ##	Term Loan		12/13/12		12/13/16		1		*			5.25	%					$	277	$	275
	Maitre Joa LLC	Term Loan		09/12/13		09/12/17		1		*			5.25	%			$	274	$	272	$	274
	Simone Francois ##	Term Loan		04/25/13		04/25/17		1		*			5.50	%			$	273	$	269	$	271
	Mido Taxi Inc ##	Term Loan		10/25/12		10/25/16		1		*			5.25	%					$	270	$	270
	Kesh & Kelo LLC ##	Term Loan		04/25/13		04/25/17		1		*			5.00	%			$	275	$	267	$	269
	Hg & Zg Corporation	Term Loan		10/25/12		10/25/17		1		*			5.25	%					$	266	$	267

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013

(Dollars in thousands)

Obligor Name

Security Type
(all restricted unless
otherwise
noted)

Acquisition
Date

Maturity
Date

No. of
Invest.

% of
Net
Assets

Interest
Rate ⁽¹⁾

Capitalized
Interest

Original
Cost of
2013
Acquisitions ⁽⁵⁾

Cost ⁽⁴⁾

Fair
Value

Three Sons 2 Taxi Inc ##

Term Loan

05/09/13

05/09/17

5.50

264

259

261

St Abraam Corp

Term Loan

04/25/13

04/22/18

5.00

260

255

256

Alix Junior Exavier LLC ## &

Term Loan

05/09/13

05/09/17

5.25

255

252

253

Rowfida Incorporated ##

Term Loan

12/12/13

12/12/17

4.75

250

252

Timax 426 Inc

Term Loan

11/14/13

11/14/17

5.25

250

249

251

Les & Thera Transportation LLC

Term Loan

07/12/13

07/12/17

5.25

249

246

248

Sonson Taxi Inc ##

Term Loan

10/25/12

10/25/17

5.50

243

244

Luckner Etienne ##

Term Loan

10/25/12

10/25/16

5.50

242

243

T-Bozo Trans LLC

Term Loan

04/25/13

04/25/17

5.25

245

240

242

Grec Taxi Corp

Term Loan

12/08/11

12/08/15

6.00

237

238

Anasta.S. Taxi LLC

Term Loan

04/25/13

04/25/17

5.25

236

231

233

Wilner Novaly

Term Loan

08/12/10

07/22/14

7.50

231

M.K. Taxi Inc

Term Loan

04/14/11

04/14/15

6.75

230

231

Rosemond Mathurin ##

Term Loan

12/13/12

12/13/17

5.25

230

231

Mpaul 596 LLC

Term Loan

04/25/13

04/25/17

5.25

230

227

229

Ekny Fils-Aime ##

Term Loan

10/17/11

10/17/16

6.25

226

227

Jacob Joseph

Term Loan

04/25/13

04/25/17

5.00

230

224

226

Zoune Taxi #2 Inc ##

Term Loan

01/10/13

01/10/17

5.75

230

224

226

S.J.L.T Joujean Inc

Term Loan

03/15/12

03/15/16

6.00

221

222

Dmd Taxi LLC

Term Loan

09/26/13

09/26/17

4.75

220

218

220

Erick Fleuridor

Term Loan

07/19/12

07/19/15

5.50

215

216

Boss Carmel Taxi Inc ##

Term Loan

11/14/13

11/14/17

5.50

213

215

Joseph Duverneau ##

Term Loan

02/17/11

02/17/15

7.00

209

Joseph And Jamar Inc ##

Term Loan

10/07/10

10/07/14

7.50

206

Semsema Trans Corporation

Term Loan

05/17/12

05/17/17

6.00

204

206

Chavensky Cab Inc

Term Loan

12/12/13

12/12/17

5.00

200

202

Stany Inc

Term Loan

05/12/11

05/12/15

6.75

200

201

United Seven Trans Inc

Term Loan

06/14/12

06/14/17

5.75

196

198

Thomas Lahens

Term Loan

07/11/13

07/11/17

4.90

195

191

192

Herve Dameus & James Dameus ##

Term Loan

01/25/11

01/20/15

7.50

187

Micheline Luxeus ##

Term Loan

12/13/12

12/13/17

5.50

185

186

Mfc Taxi Corp ##

Term Loan

09/20/11

09/19/16

6.50

185

Chell 11 Corp

Term Loan

08/12/10

08/05/14

7.00

183

Serge Previlon LLC

Term Loan

08/15/13

08/15/18

5.25

182

179

181

Erick Fleuridor

Term Loan

10/25/12

10/25/16

5.50

177

179

Marie Jeanne Philemon

Term Loan

07/07/11

07/07/15

6.50

173

174

Just 8 Taxi #2 Inc ##

Term Loan

09/20/11

09/19/15

6.00

169

Cassandra & Joseph Sejour Inc

Term Loan

04/09/10

04/09/14

7.75

167

Monise Lubintus

Term Loan

12/12/13

12/12/17

4.50

166

167

Saintilia Charles ##

Term Loan

09/13/10

09/13/14

7.50

165

Adieula Figaro ##

Term Loan

10/06/11

10/06/15

6.00

160

Charata Taxi Inc

Term Loan

12/12/13

12/12/17

4.50

158

160

Pierre Family 084 LLC

Term Loan

07/12/13

07/12/17

5.00

160

155

157

A.N.T.K. LLC

Term Loan

04/25/13

04/25/18

5.50

156

153

155

Saintvillien & Larochelle LLC

Term Loan

11/14/13

11/14/18

4.63

152

151

153

Antoines Dortin ##

Term Loan

08/12/10

08/12/14

7.50

148

R & Z Trans Service Inc

Term Loan

01/10/13

01/10/23

5.00

160

145

147

Ahmad Taxi Inc

Term Loan

06/09/11

06/09/16

6.75

144

145

424 Taxi LLC

Term Loan

01/20/12

01/20/17

7.00

143

144

Forward Taxi Corp

Term Loan

03/15/12

03/15/17

6.00

139

141

Charles Agesilas ##

Term Loan

07/10/09

07/10/14

7.50

139

138

Yves Frantz Philemon

Term Loan

01/20/11

01/20/15

7.50

129

130

Renelus Dieujuste ##

Term Loan

12/03/09

11/13/14

5.25

129

128

0127 Incorporated ##

Term Loan

07/19/12

07/19/16

5.50

127

128

Cosmos 2 Taxi Corporation ##

Term Loan

11/14/13

11/14/18

5.00

124

123

125

Alhayat Taxi Inc

Term Loan

02/14/13

02/14/17

5.00

131

124

123

Olga Morales

Term Loan

03/15/12

03/15/16

6.00

116

117

Hercule Jean-Baptiste

Term Loan

06/13/13

06/13/17

5.00

116

112

114

E-Z-4-U Inc

Term Loan

01/19/12

01/19/16

6.00

107

108

Don Taxi Corp ##

Term Loan

09/02/10

09/02/14

7.50

105

Louibert Julien

Term Loan

06/19/09

06/19/14

7.00

104

Gerald Jean-Louis ##

Term Loan

04/25/13

04/25/17

5.25

103

101

103

Clameus Estimable

Term Loan

05/06/10

05/06/14

7.50

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date		Maturity Date		No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2013 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
	Praise The Lord Taxi Inc	Term Loan		05/20/11		05/20/15		1		*			6.75	%					$	85	$	86
	Gethsemane Inc	Term Loan		02/27/09		02/27/14		1		*			7.68	%					$	85	$	85
	Pola Trans Inc ##	Term Loan		07/19/12		07/19/17		1		*			5.50	%					$	80	$	80
	Mr Clean Sdam Taxi LLC	Term Loan		06/09/11		06/09/15		1		*			6.75	%					$	78	$	79
	Pierre Sterling	Term Loan		01/19/12		01/19/17		1		*			6.00	%					$	61	$	62
	Pegy Taxi Corp	Term Loan		02/17/11		02/17/17		1		*			6.50	%					$	61	$	62
	Reyes Okoroagu ##	Term Loan		11/14/13		11/14/17		1		*			4.75	%			$	50	$	50	$	52
	Webert Joseph	Term Loan		02/17/11		02/17/17		1		*			6.50	%					$	49	$	50
	Jean Belony	Term Loan		06/09/11		06/09/16		1		*			6.50	%					$	42	$	43
	Saeiid LLC	Term Loan		09/06/11		09/06/16		1		*			6.25	%					$	37	$	38
	100 Taxi #2 Corp	Term Loan		07/25/08		07/25/15		1		*			8.00	%					$	32	$	32
	Abanob Trans Inc	Term Loan		06/14/07		06/14/14		1		*			8.00	%					$	12	$	12
	Graciela Carbajal	Term Loan		05/10/07		05/10/14		1		*			8.00	%					$	6	$	6
	Marie C Taxi Inc	Term Loan		04/12/07		04/12/14		1		*			8.00	%					$	7	$	7
Boston								53		9	%		4.91	%	$	0	$	11,642	$	23,622	$	23,656
	Chiso Trans Inc	Term Loan		11/26/13		11/26/16		1		*			4.25	%	$	0	$	845	$	845	$	847
	Chiso Trans Inc	Term Loan		04/20/12		04/20/15		1		*			5.50	%	$	0			$	599	$	600
	Sasun Cab Inc	Term Loan		02/20/13		02/20/16		1		*			4.50	%	$	0	$	975	$	951	$	953
	Southside Enterprises Inc ##	Term Loan		12/28/12		12/28/16		1		*			4.00	%	$	0			$	903	$	901
	Mish Inc ##	Term Loan		12/28/12		12/28/16		1		*			4.00	%	$	0			$	901	$	899
	Johnson Holdings Inc	Term Loan		07/23/13		07/23/16		1		*			4.25	%	$	0	$	790	$	783	$	785
	Chidi Trans Inc ##	Term Loan		11/17/11		11/17/14		1		*			6.00	%	$	0			$	680	$	678
	Ngozi Trans Inc.	Term Loan		12/31/12		12/31/15		1		*			4.50	%	$	0			$	641	$	643
	Chidi Trans Inc	Term Loan		04/20/12		04/20/15		1		*			5.50	%	$	0			$	634	$	635
	Arinze Trans Inc	Term Loan		02/05/10		02/05/16		1		*			4.25	%	$	0			$	595	$	595
	Arinze Trans Inc	Term Loan		04/20/12		04/20/15		1		*			5.50	%	$	0			$	593	$	594
	Margo Cab Inc ##	Term Loan		01/16/13		01/16/16		1		*			4.00	%	$	0	$	650	$	573	$	572
	Chenal Cab Inc	Term Loan		12/03/13		12/03/16		1		*			5.00	%	$	0	$	550	$	550	$	552
	Britney Cab Inc	Term Loan		12/18/13		12/18/16		1		*			5.00	%	$	0	$	550	$	550	$	552
	Farb Inc ##	Term Loan		02/20/13		02/20/16		1		*			5.13	%	$	0	$	550	$	542	$	541
	Jason Cab Inc ##	Term Loan		03/15/13		03/15/16		1		*			4.88	%	$	0	$	530	$	518	$	520
	Memory Cab Company Inc ##	Term Loan		01/14/11		01/14/14		1		*			6.25	%	$	0			$	518	$	516
	Gabriel Trans Holdings Inc	Term Loan		04/20/12		04/20/15		1		*			5.50	%	$	0			$	511	$	512
	B&M Cab Inc ##	Term Loan		12/20/13		12/20/16		1		*			4.13	%	$	0	$	500	$	500	$	500
	Myra Inc	Term Loan		08/12/13		08/12/16		1		*			5.75	%	$	0	$	500	$	497	$	499
	Saint Inc	Term Loan		08/12/13		08/12/16		1		*			5.75	%	$	0	$	500	$	497	$	499
	S.P.B. Taxi Inc	Term Loan		09/18/13		09/18/16		1		*			5.75	%	$	0	$	500	$	497	$	499
	Bailey Cab Inc ##	Term Loan		11/09/12		11/09/15		1		*			5.50	%	$	0			$	495	$	496
	Ruth Cab Inc	Term Loan		11/26/13		11/26/16		1		*			4.25	%	$	0	$	470	$	470	$	472
	Odat Taxi, Inc. ##	Term Loan		03/07/13		03/07/16		1		*			5.50	%	$	0	$	480	$	471	$	471
	Theo Cab Inc ##	Term Loan		03/07/13		03/07/16		1		*			5.50	%	$	0	$	480	$	471	$	471
	Tomorrow’S Tree Inc	Term Loan		10/08/13		10/08/18		1		*			4.25	%	$	0	$	465	$	464	$	466
	Dadou Cab Inc	Term Loan		11/16/12		11/16/15		1		*			5.38	%	$	0			$	455	$	457
	Joyful Ride Inc ##	Term Loan		12/28/12		12/28/16		1		*			4.00	%	$	0			$	450	$	450
	P&P Dumerant Corp ##	Term Loan		10/25/13		10/25/16		1		*			4.25	%	$	0	$	450	$	448	$	450
	Eldali Transportation Inc	Term Loan		11/09/12		11/26/16		1		*			4.25	%	$	0			$	448	$	448
	Jv Taxi Inc ##	Term Loan		03/15/13		03/15/16		1		*			4.75	%	$	0	$	450	$	440	$	440
	Djbell Love Inc ##	Term Loan		09/27/12		09/27/15		1		*			5.00	%	$	0			$	425	$	424
	H And H Taxi Inc ##	Term Loan		10/11/13		10/11/16		1		*			4.25	%	$	0	$	385	$	383	$	385
	Ngozi Trans Inc. ##	Term Loan		04/20/12		04/20/15		1		*			5.50	%	$	0			$	356	$	355
	Jesus Denis Cab Inc	Term Loan		03/22/13		03/22/16		1		*			4.50	%	$	0	$	355	$	347	$	349
	Jmf Cab Inc ##	Term Loan		03/27/12		03/27/15		1		*			5.70	%	$	0			$	341	$	340
	Urzal Taxi Inc	Term Loan		07/29/13		07/29/16		1		*			4.25	%	$	0	$	335	$	331	$	333
	Ngozi Trans Inc.	Term Loan		12/31/12		12/31/15		1		*			4.50	%	$	0			$	321	$	323
	Shemarjamalie Cab Inc ##	Term Loan		02/17/12		02/17/15		1		*			6.15	%	$	0			$	319	$	320
	Boband Cab Inc ##	Term Loan		11/06/12		11/06/15		1		*			4.75	%	$	0			$	294	$	293
	Louine Cab Inc	Term Loan		11/30/12		11/30/15		1		*			4.50	%	$	0			$	291	$	293
	Sarhad Coach Inc	Term Loan		07/23/13		05/25/16		1		*			4.00	%	$	0	$	292	$	288	$	290
	Jre Taxi Inc ##	Term Loan		08/26/11		08/26/14		1		*			6.00	%	$	0			$	282	$	281
	Phatricksey Cab Inc ##	Term Loan		07/14/11		07/14/14		1		*			5.50	%	$	0			$	259	$	258
	Chardon Taxi Inc	Term Loan		10/20/11		10/20/14		1		*			6.75	%	$	0			$	251	$	252
	Stanley & Rachelle Cab Inc	Term Loan		05/23/11		05/23/14		1		*			6.00	%	$	0			$	174	$	174

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013


*(Dollars in thousands)*		Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date		Maturity Date		No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2013 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
		Dabola Cab Inc ##	Term Loan		11/10/11		11/10/14		1		*			5.50	%	$	0			$	174	$	174
		Mwinkteana Cab Inc ##	Term Loan		05/10/11		05/10/14		1		*			6.00	%	$	0			$	157	$	157
		Kena Cab Inc	Term Loan		11/06/12		11/06/15		1		*			4.75	%	$	0			$	75	$	76
		Sasun Cab Inc	Term Loan		02/20/13		02/20/16		1		*			4.50	%	$	0	$	40	$	36	$	38
		Sunshine Cab Inc ##	Term Loan		06/12/07		06/12/18		1		*			5.00	%	$	0			$	22	$	22
		Marthine Cab Inc	Term Loan		09/17/10		09/17/14		1		*			6.25	%	$	0			$	6	$	6
Cambridge									14		2	%		5.06	%	$	0	$	3,850	$	6,008	$	6,043
		Gcf Taxi Inc, Et Al	Term Loan		12/30/13		12/30/16		1		1	%		6.00	%	$	0	$	1,398	$	1,397	$	1,417
		Gcf Taxi Inc	Term Loan		10/08/13		10/08/18		1		*			4.00	%	$	0	$	670	$	667	$	669
		Andrew Cab Inc And Saad Inc	Term Loan		03/29/13		03/29/16		1		*			4.88	%	$	0	$	425	$	417	$	419
		Patrick Cab Inc And Saad Inc	Term Loan		03/29/13		03/29/16		1		*			4.88	%	$	0	$	425	$	416	$	418
		Hope-Lynn Cabworks Inc ##	Term Loan		03/22/13		03/22/16		1		*			4.00	%	$	0	$	400	$	391	$	391
		Lynn Maha Taxi Inc	Term Loan		05/13/13		05/13/16		1		*			5.00	%	$	0	$	382	$	378	$	380
		Mgf Taxi Inc	Term Loan		05/06/11		05/06/14		1		*			6.50	%	$	0			$	365	$	365
		Desdunes Cab Inc	Term Loan		09/21/12		09/21/15		1		*			5.00	%	$	0			$	340	$	341
		Drumman Trans Inc	Term Loan		12/07/12		12/07/15		1		*			4.50	%	$	0			$	338	$	340
		Sam Taxi Inc	Term Loan		03/19/10		03/10/16		1		*			4.25	%	$	0			$	300	$	300
		Marcia And Everton Cab Inc ##	Term Loan		11/09/12		11/09/15		1		*			4.00	%	$	0			$	289	$	289
		Walger Inc	Term Loan		01/26/12		01/26/15		1		*			5.50	%	$	0			$	281	$	282
		Raad Taxi Inc	Term Loan		06/26/12		06/26/15		1		*			5.50	%	$	0			$	278	$	279
		Taxi Technology Inc ##	Term Loan		12/11/13		12/11/16		1		*			5.00	%	$	0	$	150	$	151	$	153
Other									12		0	%		6.52	%	$	0	$	860	$	1,178	$	1,184
		Komboya Trans Inc	Term Loan		04/23/13		04/23/16		1		*			5.25	%	$	0	$	267	$	264	$	266
		Tjp Inc ##	Term Loan		02/22/13		02/22/16		1		*			5.25	%	$	0	$	250	$	246	$	247
		Wiljean Marcelin &	Term Loan		08/21/13		09/01/23		1		*			6.75	%	$	0	$	171	$	171	$	173
		Jean C Mathurin/Norcal	Term Loan		01/15/13		02/01/18		1		*			8.50	%	$	0	$	172	$	167	$	167
		Hantin Trans/Aventura Taxi	Term Loan		06/16/10		06/16/17		1		*			8.25	%	$	0			$	115	$	116
		Zelalem S. Alemu	Term Loan		04/28/08		04/28/18		1		*			5.00	%	$	0			$	90	$	89
		Getrot Michel	Term Loan		03/07/08		03/23/14		1		*			7.75	%	$	0			$	46	$	46
		Elzira & Luc Cab Inc.	Term Loan		08/17/10		02/17/18		1		*			8.25	%	$	0			$	38	$	38
		Elysse Corporation	Term Loan		09/10/10		03/10/18		1		*			8.25	%	$	0			$	25	$	26
		Oddy Transportation Services I	Term Loan		11/26/07		11/27/14		1		*			8.00	%	$	0			$	7	$	7
		Odney Cab Inc/Mbank	Term Loan		12/22/10		12/22/15		1		*			11.50	%	$	0			$	7	$	7
		Durosier Xavier/Mbank	Term Loan		08/16/10		07/01/15		1		*			7.25	%	$	0			$	2	$	2

Total medallion loans ($233,789 pledged as collateral under borrowing arrangements)									654		109	%		4.02	%	$	0	$	195,973	$	297,618	$	297,861

Commercial Loans
Secured mezzanine (29% Minnesota, 10% North Carolina, 9% New York, 9% Oklahoma, 8% Texas,
7% Wisconsin, 6% Delaware, 6% Arizona, 4% Florida, 4% California, 4% Tennessee and 4% all other states) ⁽²⁾
Manufacturing (56% of the total)	+	Bluff Manufacturing (interest rate includes PIK interest of 3.50%)	Term Loan		12/14/12		12/14/17		1		1	%		15.50	%	$	0			$	3,000	$	3,009
		Quaker Bakery (interest rate includes PIK interest of 5.00%)	Term Loan		03/28/12		03/28/17		1		1	%		17.00	%	$	243			$	2,843	$	2,834
		American Cylinder (interest rate includes PIK interest of 5.00%)	Term Loan		07/03/13		01/03/18		1		1	%		17.00	%	$	38	$	1,500	$	1,538	$	1,538
		American Cylinder	Term Loan		07/03/13		07/03/17		1		*			10.00	%	$	0	$	800	$	800	$	796
	+	Packaging Specialists (interest rate includes PIK interest of 6.00%)	Term Loan		04/01/08		12/31/14		1		1	%		14.00	%	$	224			$	2,214	$	2,214
		Dynamic Systems (interest rate includes PIK interest of 3.50%)	Term Loan		12/23/10		12/23/17		1		1	%		15.50	%	$	100			$	1,925	$	1,925
	+	PACA Foods &	Term Loan		12/31/10		12/31/15		1		1	%		13.00	%	$	0			$	2,375	$	1,774
		Process Fab & (interest rate includes PIK interest of 8.00%)	Term Loan		04/17/08		12/31/15		1		1	%		8.00	%	$	0			$	4,500	$	1,590
	+	RespirTech	Term Loan		04/25/12		04/25/17		1		1	%		12.00	%	$	0			$	1,500	$	1,507
		Orchard &	Term Loan		03/10/99		03/31/10		1		1	%		13.00	%	$	0			$	1,390	$	1,390
	+	Door Engineering	Term Loan		12/15/04		12/31/14		1		*			13.00	%	$	0			$	1,050	$	1,046
	+	Storflex (interest rate includes PIK interest of 2.00%)	Term Loan		07/17/12		07/17/17		1		*			14.00	%	$	0			$	1,000	$	1,010
	+	Waltek &	Term Loan		03/31/06		03/31/14		1		*			12.00	%	$	20			$	992	$	992
	+	DMI Acquisition (interest rate includes PIK interest of 2.00%)	Term Loan		06/22/12		06/22/15		1		*			14.00	%	$	20			$	645	$	651

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013


*(Dollars in thousands)*		Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date		Maturity Date		No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2013 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
Information (14% of the total)		US Internet	Term Loan		06/12/13		06/12/20		1		1	%		14.50	%	$	0	$	3,000	$	3,000	$	3,019
		Centare (interest rate includes PIK interest of 2.00%)	Term Loan		08/30/13		08/30/18		1		1	%		14.00	%	$	0	$	2,500	$	2,500	$	2,482
Arts, Entertainment, and Recreation (10% of the total)		RPAC Racing (interest rate includes PIK interest of 10.00%)	Term Loan		11/19/10		11/19/15		1		2	%		10.00	%	$	1,091			$	4,131	$	4,131
Administrative and Support Services (9% of the total)		Staff One &	Term Loan		06/30/08		03/31/15		1		1	%		3.00	%	$	0			$	2,964	$	2,964
		Staff One &	Term Loan		09/15/11		03/31/15		1		*			3.00	%	$	0			$	485	$	485
		Ecological Systems (ESI) &	Term Loan		01/14/05		01/14/10		1		*			0.00	%	$	44			$	628	$	43
Professional, Scientific, and Technical Services (6% of the total)	+	Portu-Sunberg	Term Loan		12/31/12		12/31/17		1		1	%		12.00	%	$	0			$	2,500	$	2,511
		McCaully &	Term Loan		10/26/11		11/01/14		1		*			10.00	%	$	46			$	46	$	46
Health Care and Social Assistance (2% of the total)	+	Will Vision &	Term Loan		06/28/07		06/30/17		1		*			7.00	%	$	0			$	1,078	$	760
Accommodation and Food Services (2% of the total)		Javier & David &	Term Loan		11/05/10		11/05/15		1		*			9.25	%	$	0			$	520	$	518
		Star &	Term Loan		06/30/00		10/01/15		1		*			10.00	%	$	0			$	958	$	59
		Multiconcepts &	Term Loan		06/30/00		10/01/15		1		*			10.00	%	$	0			$	1,051	$	53
Retail Trade (1% of the total)		Retail &	Term Loan		06/30/00		10/01/15		1		*			10.00	%	$	0			$	467	$	91

Total secured mezzanine ⁽²⁾									27		14	%		11.69	%	$	1,826	$	7,800	$	46,100	$	39,438

Asset-based (74% New York, 20% New Jersey and 6% all other states)
Wholesale Trade (59% of the total)		Capitalsea, LLC ##	Revolving line of credit		11/07/05		11/07/14		1		1	%		4.50	%					$	2,902	$	2,799
		Newburg Egg Corp. ##	Revolving line of credit		03/16/99		03/16/14		1		*			6.00	%					$	345	$	334
		Atlantic Veal & Lamb, Inc. ##	Revolving line of credit		08/15/01		08/15/14		1		*			5.50	%					$	310	$	300
		REL International	Revolving line of credit		04/11/07		04/11/14		1		*			5.25	%					$	272	$	259
		Pride of Neptune, Inc. ##	Revolving line of credit		01/14/02		01/14/14		1		*			4.75	%					$	250	$	242
		Magic Moments &	Revolving line of credit		01/23/08		01/23/14		1		*			6.75	%					$	190	$	183
		Snow Shoe Refractories, LLC	Revolving line of credit		11/30/11		11/30/14		1		*			6.00	%					$	120	$	109
		Southstream Seafoods, Inc	Revolving line of credit		06/01/12		06/01/14		1		*			6.25	%					$	90	$	84
		Banner Smoked Fish, Inc. ##	Revolving line of credit		03/27/01		03/27/14		1		*			5.25	%					$	54	$	52
		Two Cousins Fish Market, Inc.	Revolving line of credit		01/23/99		01/23/14		1		*			5.25	%					$	23	$	22
		Benco Inc.	Revolving line of credit		11/06/13		11/06/14		1		*			6.25	%			$	26	$	32	$	35
Transportation and Warehousing (14% of the total)		Fleet Radio Dispatch Corp. ##	Revolving line of credit		12/31/01		12/31/14		1		*			6.00	%					$	765	$	740
		Chauffeured Services Unlimited &	Revolving line of credit		05/02/06		05/02/14		1		*			8.00	%					$	205	$	198
		Big Daddy Drayage, Inc.	Revolving line of credit		10/18/06		10/18/14		1		*			5.25	%					$	146	$	133
Retail Trade (11% of the total)		The Dependable Food Corp. ##	Revolving line of credit		10/19/98		10/19/14		1		*			4.75	%					$	460	$	445
		CNC Associated N.Y.	Revolving line of credit		07/24/01		07/24/14		1		*			5.75	%					$	170	$	164
		Cyrus R. Fox, Inc. ##	Revolving line of credit		08/31/06		08/31/14		1		*			5.75	%					$	149	$	136
		Colt, Inc.	Revolving line of credit		10/12/04		10/12/14		1		*			6.44	%					$	47	$	42
		I & E Tire Corp. ##	Revolving line of credit		12/21/98		12/21/14		1		*			5.75	%					$	26	$	25
Construction (6% of the total)		Triple A. Supplies, Inc. ##	Revolving line of credit		07/20/99		07/20/14		1		*			5.75	%					$	256	$	248
		Walsh Electrical Contracting	Revolving line of credit		02/26/13		02/26/14		1		*			6.25	%			$	363	$	144	$	142
		Mathusek, Incorporated	Revolving line of credit		07/23/13		07/23/14		1		*			6.75	%			$	10	$	28	$	32
Manufacturing (5% of the total)		Absecon Mills, Inc. ##	Revolving line of credit		07/07/04		07/07/14		1		*			6.25	%					$	210	$	197
		Douglass Industries, Inc. ##	Revolving line of credit		07/07/04		07/07/14		1		*			6.25	%					$	128	$	122
		Matthew Die Division LLC	Revolving line of credit		02/18/10		02/18/14		1		*			6.25	%					$	28	$	26
		JLM Couture Inc.	Revolving line of credit		06/22/10		06/22/14		1		*			5.75	%					$	11	$	8
		Fine Line Graphics, Inc.	Revolving line of credit		11/29/05		11/29/14		1		*			6.50	%					$	11	$	1

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013


*(Dollars in thousands)*	Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date		Maturity Date		No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2013 Acquisitions ⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
Health Care and Social Assistance (2% of the total)	Mrs. Mary’s Place HCS Inc. ##	Revolving line of credit		10/02/07		10/02/14		1		*			5.75	%					$	125	$	109
	Heart to Heart Health Care	Revolving line of credit		11/09/12		11/09/14		1		*			5.82	%					$	48	$	43
Administrative and Support Services (2% of the total)	Raritan Building Service Corp	Revolving line of credit		06/30/07		06/30/14		1		*			5.50	%					$	159	$	151
Finance and Insurance (1% of the total)	RAS Group, Inc. &	Revolving line of credit		02/14/08		02/14/14		1		*			5.50	%					$	99	$	94

Total asset-based ($5,977 pledged as collateral under borrowing arrangements)								31		3	%		5.32	%	$	0	$	399	$	7,803	$	7,475

Other secured commercial (73% New York, 26% New Jersey, 1% Illinois)
Retail Trade (77% of the total)	Medallion Fine Art Inc (interest rate includes PIK interest of 12.00%)	Term Loan		12/17/12		12/17/17		1		2	%		12.00	%	$	376			$	5,977	$	5,977
	Guyonamar Food Corp	Term Loan		03/17/11		03/17/16		1		*			9.25	%					$	651	$	647
	Antonio Rosado	Term Loan		03/15/12		03/15/17		1		*			9.50	%					$	599	$	595
	La Conga Food Market Inc	Term Loan		10/09/12		01/09/20		1		*			9.00	%					$	542	$	537
	Anthony Supermarket LLC	Term Loan		04/02/13		07/02/18		1		*			9.00	%			$	500	$	467	$	463
	La Conga Meat Market Inc	Term Loan		12/17/13		03/17/20		1		*			9.00	%			$	400	$	400	$	396
	Ar Supermarket LLC	Term Loan		08/02/13		08/02/18		1		*			8.50	%			$	375	$	367	$	364
	616 Broadway LLC	Term Loan		02/10/11		12/17/14		1		*			8.50	%					$	322	$	323
	F.J.P. Meat Market Inc	Term Loan		02/06/12		09/06/17		1		*			9.50	%					$	286	$	285
	Drr Enterprises LLC	Term Loan		10/28/08		10/17/18		1		*			10.50	%					$	159	$	159
	Moderne Barn Wines&Spirits Inc	Term Loan		05/09/13		05/09/18		1		*			4.75	%			$	150	$	134	$	135
	New Era Meat Supermarket LLC	Term Loan		09/13/06		09/16/16		1		*			10.00	%					$	79	$	79
	Mi Favorita Food Corp &	Term Loan		08/13/09		12/26/14		1		*			9.25	%					$	51	$	51
	39-04 Skillman LLC & G&A Auto	Term Loan		08/04/11		08/04/14		1		*			6.00	%					$	46	$	46
	G&C Grocery Inc &	Term Loan		05/19/08		08/23/15		1		*			0.00	%					$	45	$	45
	Julio Castillo	Term Loan		08/18/08		03/03/15		1		*			9.50	%					$	39	$	39
Accommodation and Food Services (19% of the total)	Dune Deck Owners Corp ##	Term Loan		04/24/07		03/31/14		1		1	%		7.25	%					$	2,074	$	2,074
	Bistro Caterers Corporation	Term Loan		07/25/13		07/25/18		1		*			9.00	%			$	260	$	256	$	255
	El Tropico Family Rest Ii LLC &	Term Loan		11/29/05		03/18/14		1		*			7.50	%					$	278	$	219
	Pc One Inc	Term Loan		05/25/05		03/25/15		1		*			8.50	%					$	81	$	81
Real Estate and Rental and Leasing (2% of the total)	Rala Management	Term Loan		04/22/99		09/01/15		1		*			4.75	%					$	90	$	90
	Thursday Morning Inc	Term Loan		04/01/10		04/01/15		1		*			6.00	%					$	77	$	77
	T.P. Hon LLC	Term Loan		07/15/13		07/15/16		1		*			4.00	%			$	40	$	35	$	36
Other Services (except Public Administration) (1% of the total)	2617 S Wabash Ave Realty LLC	Term Loan		01/16/04		01/16/14		1		*			5.50	%					$	121	$	121
	Newco Laundry Systems I Inc	Term Loan		05/02/09		05/02/14		1		*			6.50	%					$	25	$	25
Health Care and Social Assistance (1% of the total)	Craig Feuerman M.D. P.C.	Term Loan		05/14/13		05/14/18		1		*			7.50	%			$	150	$	135	$	136

Total other secured commercial loans ($2,074 pledged as collateral under borrowing arrangements)								26		5	%		9.89	%	$	376	$	1,875	$	13,336	$	13,255

Total commercial loans ($8,051 pledged as collateral under borrowing arrangements)⁽²⁾								84		22	%		10.60	%	$	2,202	$	10,074	$	67,239	$	60,168

Commercial Banking	Medallion Bank **	100% of common stock		05/16/02		None		1		37	%		11.83	%	$	0			$	101,478	$	101,478
Art Dealer	Medallion Fine Art, Inc.	100% of common stock		12/03/12		None		1		1	%		0.00	%	$	0			$	1,880	$	1,880
Real Estate	Medallion Hamptons Holding LLC	100% of membership interests		06/21/05		None		1		1	%		0.00	%	$	0			$	3,750	$	3,750
Loan Servicing	Medallion Servicing Corp.	100% of common stock		11/05/10		None		1		*			0.00	%	$	0			$	822	$	822

Medallion Financial Corp.

Consolidated Schedule of Investments

December 31, 2013


*(Dollars in* *thousands)*		Obligor Name	Security Type (all restricted unless otherwise noted)	Acquisition Date	Maturity Date	No. of Invest.		% of Net Assets			Interest Rate ⁽¹⁾			Capitalized Interest		Original Cost of 2013 Acquisitions⁽⁵⁾		Cost ⁽⁴⁾		Fair Value
Professional Sports Team		Lax Group LLC	42% of membership interests	5/23/2012	None		1		*			0.00	%	$	0			$	254	$	254
Advertising		Generation Outdoor, Inc.	100% of common stock	12/20/04	None		1		*			0.00	%	$	0			$	439	$	439

Investment in Medallion Bank and other controlled subsidiaries, net							6		40	%		11.05	%	$	0	$	0	$	108,623	$	108,623

Equity investments
Commercial Finance		Convergent Capital, Ltd **	7% of limited partnership interest	07/20/07	None		1		1	%		0.00	%	$	0			$	1,132	$	1,981
Banking		FNBNY, Inc.	*	03/30/12	None		1		*			0.00	%	$	0			$	750	$	75
Appliance Recycler #		Appliance Recycling Centers of America, Inc. **	8.86% of common stock	09/10/98	None		1		*			0.00	%	$	0			$	0	$	1,299
NASCAR Race Team		Medallion MotorSports, LLC	75% of limited liability interest	11/24/10	None		1		1	%		0.00	%	$	0			$	1,954	$	1,954
Bakery		Quaker Bakery	* of senior preferred stock	03/28/12	None		1		*			0.00	%	$	0			$	359	$	359
Machinery Manufacturer	+	Reel Power International, Inc.	2.65% of common stock	08/04/08	None		1		*			0.00	%	$	0			$	318	$	318
Real Estate Investment		PMC Commercial Trust **	*	12/30/10	None		1		*			5.81	%	$	0			$	902	$	281
Surgical Instruments		Summit Medical, Inc.	9.25% of common stock	11/01/10	None		1		*			0.00	%	$	0			$	134	$	135
IT Services		Centare	7.23% of common stock, 3.88% of preferred stock	08/30/13	None		1		*			0.00	%	$	0			$	103	$	103
Employee Leasing Services		Staff One	46.4% preferred stock	06/30/08	None		2		*			0.00	%	$	0			$	472	$	0

Equity investments, net							11		2	%		0.86	%	$	0	$	0	$	6,124	$	6,505

Investment securities
Investment securities, net							0		0	%		0.00	%	$	0	$	0	$	0	$	0

Net Investments ($241,840 pledged as collateral under borrowing arrangements)⁽³⁾							755		173	%		6.49	%	$	2,202	$	206,047	$	479,604	$	473,157

(1)	Represents the actual or weighted average interest or dividend rate of the respective security or portfolio as of the date indicated. Investments without an interest rate or with a rate of 0.00% are considered non-income producing.

(2)	Included in secured mezzanine commercial loans and other commercial loans was $2,202 of interest income capitalized into the outstanding investment balances, in accordance with the terms of the investment contract.

(3)	The ratio of restricted securities fair value to net assets is 172%.

(4)	Gross unrealized appreciation, gross unrealized depreciation, and net appreciation for federal income tax purposes totaled $46,196, $12,155 and $34,041, respectively. The tax cost of investments was $439,116.

(5)	For revolving lines of credit the amount shown is the cost at December 31, 2013.

*	Less than 1.0%

Not an eligible portfolio company as such term is defined in Section 2(a)(46) of the 1940 Act. The percentage value of all non-eligible portfolio companies to totaled assets of Medallion Financial on an unconsolidated basis was up to 23% and up to 27% on a consolidated basis. Under the 1940 Act, we may not acquire any non-qualifying assets, unless at the time such acquisition is made, qualifying assets, which include securities of eligible portfolio companies, represent at least 70% of our total assets. The status of these assets under the 1940 Act are subject to change. We monitor the status of these assets on an ongoing basis.

&	Loan is on nonaccrual status, or past due on contractual payments, and is therefore considered non-income producing.

#	Publicly traded but sales subject to applicable Rule 144 limitations.

##	Pledged as collateral under borrowing arrangements.

+	Includes various warrants, all of which have a cost and fair value of zero at December 31, 2013.

Attached files

Stock widget

Investing forum

MEDALLION FINANCIAL CORP Reports