SECURITIES AND EXCHANGE COMMISSION
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported):
September 30, 2014
(Exact name of registrant as specified in
|(State or other jurisdiction of
|2190 Dividend Drive
|(Address of principal executive offices)
(Registrant's telephone number, including
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|¨||Written communications pursuant to Rule 425 under
the Securities Act.
|¨||Soliciting material pursuant to Rule 14a-12 under
the Exchange Act.
|¨||Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act.
|¨||Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act.
|Item 3.02|| Unregistered Sales of Equity Securities.
On September 30, 2014,
Intellinetics, Inc. (the “Company”), issued an aggregate of 357,144 restricted shares of the Company’s common
stock, par value, $0.001 per share (“Common Stock”) to 5 consultants (the “Consultants”) in exchange for
certain services rendered, including public relations services, investor relations services, marketing consulting services, and
management consulting services. The services were compensated with Common Stock at a rate of $250 per hour of services and $0.56
per share of Common Stock.
The shares of Common
Stock sold in the Offering were not registered under the Securities Act of 1933, as amended (the “Securities Act”),
or the securities laws of any state, and were offered and sold in reliance on the exemption from registration afforded by Section
4(2) under the Securities Act and corresponding provisions of state securities laws, which exempt transactions by an issuer not
involving any public offering. The investors are “accredited investors” as such term is defined in Regulation D promulgated
under the Securities Act. This Current Report shall not constitute an offer to sell or the solicitation of an offer
to buy, nor shall such securities be offered or sold in the United States absent registration or an applicable exemption from the
registration requirements and certificates evidencing such securities contain a legend stating the same.
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 6, 2014
GLOBALWISE INVESTMENTS, INC.
||/s/ Matthew L. Chretien
||Matthew L. Chretien|
||President and Chief Executive Officer|