Attached files
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| EX-99.1 - EXHIBIT 99.1 - PRINCIPLED EQUITY MARKET FUND | ex99_1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (date of earliest event reported): September 16, 2014
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PRINCIPLED EQUITY MARKET FUND
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(Exact name of registrant as specified in its charter)
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Massachusetts
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811-08482
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04-3306667
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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20 William Street
Wellesley, Massachusetts 02481
(Address of principal executive offices and zip code)
(239) 692-9154
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 7.01 – Regulation FD Disclosure; ITEM 8.01 – Other Events
Principled Equity Market Fund (the “Fund”) is filing herewith a press release issued on September 16, 2014, as Exhibit 99.1. The press release was issued by the Fund to announce (i) that its shares are being traded on the OTC Bulletin Board Market under the symbol PEQKL, and (ii) that as previously announced, the Fund recently provided an opportunity for its shareholders to liquidate some of their holdings through a tender offer which the Fund made for 5% of its outstanding shares.
The attached Exhibit is being furnished to the SEC and shall not be deemed to be “filed” for any purpose.
ITEM 9.01 – Financial Statements and Exhibits
| (d) | Exhibits |
99.1 – Press release issued on September 16, 2014 by Principled Equity Market Fund
SIGNATURES
Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Principled Equity Market Fund
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By:
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/s/ David W.C. Putnam
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President and Secretary
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Dated: September 16, 2014