Attached files

file filename
EX-1.1 - EX-1.1 - CONSUMERS ENERGY COa14-18563_4ex1d1.htm
EX-4.1 - EX-4.1 - CONSUMERS ENERGY COa14-18563_4ex4d1.htm
EX-5.1 - EX-5.1 - CONSUMERS ENERGY COa14-18563_4ex5d1.htm
EX-99.1 - EX-99.1 - CONSUMERS ENERGY COa14-18563_4ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported) August 18, 2014

 

Commission

File Number

 

Registrant; State of Incorporation;

Address; and Telephone Number

 

IRS Employer

Identification No.

 

 

 

 

 

1-5611

 

CONSUMERS ENERGY COMPANY

(A Michigan Corporation)

One Energy Plaza

Jackson, Michigan 49201

(517) 788-0550

 

38-0442310

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01. Other Events.

 

On August 18, 2014, Consumers Energy Company (“Consumers”) issued and sold $250,000,000 principal amount of its 3.125% First Mortgage Bonds due 2024 and $250,000,000 principal amount of its 4.35% First Mortgage Bonds due 2064 (collectively, the “Bonds”), pursuant to a registration statement on Form S-3 that Consumers filed with the Securities and Exchange Commission utilizing a “shelf” registration process (No. 333-195496-01) (the “Registration Statement”), a Preliminary Prospectus Supplement dated August 11, 2014 to Prospectus dated April 25, 2014, an Issuer Free Writing Prospectus that included the final terms of the transaction, a Final Prospectus Supplement dated August 11, 2014 to Prospectus dated April 25, 2014 and an underwriting agreement among Consumers and the underwriters named in that agreement with respect to the Bonds.  Consumers intends to use the net proceeds from the offering for general corporate purposes.

 

This Current Report on Form 8-K is being filed to file certain documents in connection with the offering as exhibits to the Registration Statement.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

1.1                               Underwriting Agreement dated August 11, 2014 among Consumers and Barclays Capital Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., SunTrust Robinson Humphrey, Inc., Wells Fargo Securities, LLC, Blaylock Beal Van, LLC, Drexel Hamilton, LLC, Loop Capital Markets LLC, MFR Securities, Inc., Mischler Financial Group, Inc., Samuel A. Ramirez & Company, Inc. and The Williams Capital Group, L.P., as underwriters.

 

4.1                               124th Supplemental Indenture dated as of August 18, 2014 between Consumers and The Bank of New York Mellon, as Trustee.

 

4.2                               Form of 3.125% First Mortgage Bonds due 2024 (included in Exhibit 4.1).

 

4.3                               Form of 4.35% First Mortgage Bonds due 2064 (included in Exhibit 4.1).

 

5.1                               Opinion of Shelley J. Ruckman, Esq., Assistant General Counsel of Consumers, dated August 18, 2014, regarding the legality of the Bonds.

 

23.1                        Consent of Shelley J. Ruckman, Esq. (included in Exhibit 5.1).

 

99.1                        Information relating to Item 14 of the Registration Statement on Form S-3 (No. 333-195496-01).

 

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This Form 8-K contains “forward-looking statements” as defined in Rule 3b-6 of the Securities Exchange Act of 1934, Rule 175 of the Securities Act of 1933, and relevant legal decisions. The forward-looking statements are subject to risks and uncertainties. All forward-looking statements should be considered in the context of the risk and other factors detailed from time to time in Consumers’ Securities and Exchange Commission filings. Forward-looking statements should be read in conjunction with “FORWARD-LOOKING STATEMENTS AND INFORMATION” and “RISK FACTORS” sections of Consumers’ Form 10-K, for the year ended December 31, 2013, and as updated in Consumers’ Forms 10-Q.  Consumers’ “FORWARD-LOOKING STATEMENTS AND INFORMATION” and “RISK FACTORS” sections are incorporated herein by reference and discuss important factors that could cause Consumers’ results to differ materially from those anticipated in such statements.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

CONSUMERS ENERGY COMPANY

 

 

 

Dated: August 18, 2014

By:

/s/ Thomas J. Webb

 

 

Thomas J. Webb

 

 

Executive Vice President and

 

 

Chief Financial Officer

 

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Exhibit Index

 

1.1                               Underwriting Agreement dated August 11, 2014 among Consumers and Barclays Capital Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., SunTrust Robinson Humphrey, Inc., Wells Fargo Securities, LLC, Blaylock Beal Van, LLC, Drexel Hamilton, LLC, Loop Capital Markets LLC, MFR Securities, Inc., Mischler Financial Group, Inc., Samuel A. Ramirez & Company, Inc. and The Williams Capital Group, L.P., as underwriters.

 

4.1                               124th Supplemental Indenture dated as of August 18, 2014 between Consumers and The Bank of New York Mellon, as Trustee.

 

4.2                               Form of 3.125% First Mortgage Bonds due 2024 (included in Exhibit 4.1).

 

4.3                               Form of 4.35% First Mortgage Bonds due 2064 (included in Exhibit 4.1).

 

5.1                               Opinion of Shelley J. Ruckman, Esq., Assistant General Counsel of Consumers, dated August 18, 2014, regarding the legality of the Bonds.

 

23.1                        Consent of Shelley J. Ruckman, Esq. (included in Exhibit 5.1).

 

99.1                        Information relating to Item 14 of the Registration Statement on Form S-3 (No. 333-195496-01).

 

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