Attached files
| file | filename |
|---|---|
| EX-31.2 - CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER OF THE COMPANY - RCS Capital Corp | rcap-2014630x10qex312.htm |
| EX-10.5 - FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT DATED AS OF APRIL 29, 2014 - RCS Capital Corp | exhibit105firstamendmenttolu.htm |
| EX-2.1 - LETTER AGREEMENT AMONG RCSCC, SCOTLAND AND HATTERAS DATED AS OF JUNE 30, 2014 - RCS Capital Corp | exhibit21scotlandletteragree.htm |
| EX-10.10 - FIRST AMENDMENT TO THE THIRD A&R LLC AGMT OF RCS DATED AS OF MAY 7, 2014 - RCS Capital Corp | exhibit1010thirdamendmenttor.htm |
| EX-10.11 - SECOND AMENDMENT TO THE EXCHANGE AGREEMENT BETWEEN RCSCC AND RCAP HOLDINGS - RCS Capital Corp | exhibit1011secondamendmentto.htm |
| EXCEL - IDEA: XBRL DOCUMENT - RCS Capital Corp | Financial_Report.xls |
| 10-Q - 10-Q - RCS Capital Corp | rcap-2014630x10q.htm |
| EX-31.1 - CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER OF THE COMPANY - RCS Capital Corp | rcap-2014630x10qex311.htm |
Exhibit 32
SECTION 1350 CERTIFICATIONS
This Certificate is being delivered pursuant to the requirements of Section 1350 of Chapter 63 (Mail Fraud) of Title 18 (Crimes and Criminal Procedures) of the United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed for purposes of Section 18 of the Securities Act of 1934, as amended.
The undersigned, who are the Chief Executive Officer and Chief Financial Officer of RCS Capital Corporation (the “Company”), each hereby certify as follows:
The quarterly report on Form 10-Q of the Company, which accompanies this Certificate, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, and all information contained in this quarterly report fairly presents, in all material respects, the financial condition and results of operations of the Company.
Dated this 14th day of August, 2014 | /s/ WILLIAM M. KAHANE |
William M. Kahane | |
Chief Executive Officer and Director | |
(Principal Executive Officer) | |
Dated this 14th day of August, 2014 | /s/ BRIAN D. JONES |
Brian D. Jones | |
Chief Financial Officer and Assistant Secretary | |
(Principal Financial and Accounting Officer) | |