UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 4, 2014
RICI® Linked – PAM Advisors Fund, LLC
(Exact Name of Registrant as Specified in Its Charter)
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Delaware |
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000- 53647 |
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38-3743129 |
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(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
c/o Price Asset Management, Inc., 141 West Jackson Blvd., Suite 1320A
Chicago, IL 60604
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including Area Code: (877) 261-4400
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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ITEM 5.02 ELECTION OF DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS; DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS.
Effective, August 4, 2014, Ms. Maura A. Clark, is no longer employed by Price Asset Management, Inc. (“PAM”), the Managing Member of PAM Advisors Fund, LLC.
Also Effective August 4, 2014, Ms. Marilyn S. Cleeff has been appointed as PAM’s Chief Financial Officer. Ms. Cleeff is a financial executive with over 25 years of experience in accounting, finance, and operations within the global financial services industry. She previously held roles as North American Controller of MF Global, Inc. and Chief Financial Officer of Iowa Grain Company. She is a graduate of Northwestern University’s Kellogg School of Management and has a degree in accounting from the University of Illinois.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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RICI® LINKED – PAM ADVISORS FUND, LLC |
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By: |
PRICE ASSET MANAGEMENT, INC. |
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Managing Member |
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Date: August 13, 2014 |
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By: |
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/S/ David F. Schink |
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David F. Schink |
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Chief Operating Officer |
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