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EX-20.1 - EXHIBIT 20.1 - RURAL ELECTRIC COOPERATIVE GRANTOR TRUST KEPCO SERIES 1997kepcoexhibit201.htm


  
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
  
FORM 8-K
  
CURRENT REPORT
  
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
  
Date of Report (Date of earliest event reported)
June 17, 2014
  
RURAL ELECTRIC COOPERATIVE GRANTOR TRUST (KEPCO) SERIES 1997
(Exact name of registrant as specified in its charter)
  
 
 
 
New York
333-25029
36-7233686
(State or other jurisdic-
(Commission File
(IRS Employer
tion of incorporation)
Number)
Identification No.)
   
 
National Rural Utilities Cooperative
 
Finance Corporation
 
20171 Cooperative Way, Dulles, VA
20166
(Address of principal executive offices)
(ZIP Code)
   
 
Registrant's telephone number, including area code:
(703) 467-1800
   
 
(Former name or former address, if changed since last report)
 
  
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR) 240.13e-4(c))
 






   
   
   
Item 8.01
Other Events
  
   
In accordance with Section 5.1 of the First Amendment to the Trust Agreement, a semi-annual report dated
June 17, 2014 was sent to certificateholders. A copy of the report appears as an exhibit to this filing.
   
   
   
Item 9.01
Financial Statements and Exhibits
  
  
Exhibits
   
The following exhibit is filed herewith:
   
20.1
Semi-annual Report to Certificate holders dated June 17, 2014.
 






   
   
SIGNATURES
  
   
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
   
   
   
   
   
   
 
NATIONAL RURAL UTILITIES COOPERATIVE
 
FINANCE CORPORATION
   
   
 
/s/ J. ANDREW DON
 
 
J. Andrew Don
Senior Vice President and Chief Financial Officer
 
   
   
   
   
June 17, 2014