UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 13, 2014 (June 10, 2014)

 


 

JGWPT HOLDINGS INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-36170

 

46-3037859

(State of Incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

201 King of Prussia Road

Suite 501

Radnor, Pennsylvania 19087-5148

(Address of principal executive offices) (Zip Code)

 

(484) 434-2300

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On June 10, 2014, JGWPT Holdings Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) and the following proposals were voted on:

 

Proposal No. 1:     To elect three (3) directors, nominated by the Board of Directors of the Company, to serve on the Board of Directors until the Company’s 2017 annual meeting of stockholders and until their successors are duly elected and qualified or until their earlier death, resignation or removal.

 

Proposal No. 2:     To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2014 fiscal year.

 

Each proposal is described in detail in the Company’s definitive proxy statement for the Annual Meeting, filed with the Securities and Exchange Commission on April 30, 2014. The results of the stockholder votes on each proposal are set forth below.

 

Proposal No. 1: All of the director nominees were elected to the Board of Directors based upon the following votes:

 

Nominee

 

For

 

Withheld

 

Broker Non-
Vote

 

Alexander R. Castaldi

 

116,636,701

 

3,935,503

 

2,295,651

 

Robert C. Griffin

 

117,696,428

 

2,875,776

 

2,295,651

 

Robert N. Pomroy

 

117,644,478

 

2,927,726

 

2,295,651

 

 

Proposal No. 2: The proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2014 fiscal year received the following votes:

 

For

 

Against

 

Abstain

 

Broker Non-Vote

 

122,842,174

 

17,618

 

8,063

 

2,295,651

 

 

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Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

JGWPT HOLDINGS INC.

 

 

 

 

Dated: June 13, 2014

By:

/s/ Stephen A. Kirkwood

 

 

Name:

Stephen A. Kirkwood

 

 

Title:

Executive Vice President & General Counsel

 

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