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EX-10.1 - STOCK PURCHASE AGREEMENT - Carbon Energy Corpf8k060314ex10i_carbonnatural.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of Earliest Event Reported): June 9, 2014
 
CARBON NATURAL GAS COMPANY
(Exact name of registrant as specified in charter)
 
Delaware
 
000-02040
 
26-0818050
(State or Other Jurisdiction
of Incorporation)
 
(Commission File
Number)
 
(IRS Employer
Identification No.)
 
1700 Broadway, Suite 1170, Denver, Colorado
 
80290
(Address of principal executive offices)
 
(Zip code)
 
 
(720) 407-7043
 
 
(Registrant's telephone number including area code)
 
 
 
 
 
 
 
 
 
(Former Name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 

Item 1.01 Entry into a Material Definitive Agreement

Pursuant to a Stock Purchase Agreement dated June 9, 2014, by and between Carbon Natural Gas Company, a Delaware corporation (the “Company”), and RBCP Energy Fund Investments LP (“RBCP”), the Company purchased from RBCP 8,153,777 shares of common stock of the Company for a purchase price of $0.40 per share.  As a result of the transaction, RBCP no longer holds any shares of stock in the Company.  The Company plans to cancel and return the 8,153,777 shares purchased from RBCP to the authorized stock of the Company.
 
Item 9.01 Financial Statements and Exhibits

(d) Exhibits:

Exhibit
 
Description
10.1
 
Stock Purchase Agreement dated June 9, 2014 by and between the Company and RBCP Energy Fund Investments LP
 
 
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SIGNATURES
 
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 
CARBON NATURAL GAS COMPANY
 
     
 
/s/ Patrick R. McDonald  
 
Patrick R. McDonald,
CEO
 
Dated:  June 9, 2014    
 
 
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