UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 6, 2014 (June 5, 2014)
TIPTREE FINANCIAL INC. | ||
(Exact Name of Registrant as Specified in Charter) | ||
Maryland | 001-33549 | 38-3754322 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
780 Third Avenue, 21st Floor New York, New York | 10017 | |
(Address of Principal Executive Offices) | (Zip Code) | |
Registrant’s telephone number, including area code: (212) 446-1400
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
Tiptree Financial Inc. (the “Company”) held its Annual Meeting of Stockholders (the “2014 Annual Meeting”) on June 5, 2014. The matters voted upon at the Annual Meeting and the results of such voting are set forth below:
Proposal 1: Election of Board of Directors:
Name of Director | For | Withheld | Broker Non-Vote | ||||||
Richard A. Price | 32,330,959 | 665 | 1,285,820 | ||||||
Bradley E. Smith | 32,330,959 | 665 | 1,285,820 | ||||||
All director nominees were duly elected.
Proposal 2: Approval in an advisory (non-binding) vote, the Compensation of the Company’s named executive officers:
For | Against | Abstain | Broker Non-Vote | |||||||
32,288,156 | 5,100 | 38,368 | 1,285,820 | |||||||
Proposal 2 was approved.
Proposal 3: Ratification of selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2014:
For | Against | Abstain | Broker Non-Vote | |||||||
33,616,644 | 0 | 800 | 0 | |||||||
Proposal 3 was approved.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TIPTREE FINANCIAL INC.
Date: June 6, 2014 | By: | /s/ Geoffrey Kauffman |
Name: Geoffrey Kauffman | ||
Title: President and Chief Executive Officer | ||