Attached files

file filename
8-K/A - HYDROCARB ENERGY CORP 8-K A 11-27-2013 - HYDROCARB ENERGY CORPform8ka.htm
EX-10.3 - EXHIBIT 10.3 - HYDROCARB ENERGY CORPex10_3.htm
EX-10.1 - EXHIBIT 10.1 - HYDROCARB ENERGY CORPex10_1.htm

Exhibit 10.2
EXHIBIT A
 
HCN
Common Stock and Preferred Stock
Shareholders List
 
 
 
   
   
Duma C/S Issue
 
Hydrocarb Corporation Shareholders
 
Shares
   
Approx.%
   
Upon Closing
 
Kent Watts
   
21,820,623
     
31.68
%
   
7,979,698
 
Tyler Watts
   
1,265,261
     
1.83
%
   
462,700
 
Angela Watts
   
1,265,261
     
1.83
%
   
462,700
 
Selma Sandlin
   
50,000
     
0.07
%
   
18,285
 
KTAW, Inc.
   
5,469,035
     
7.94
%
   
2,000,000
 
FAW, Inc.
   
5,469,035
     
7.94
%
   
2,000,000
 
Ty Moore
   
1,370,293
     
1.98
%
   
501,110
 
Pasquale Scaturro
   
23,734,005
     
34.46
%
   
8,679,413
 
Charles Dommer
   
4,942,487
     
7.18
%
   
1,807,444
 
Tobie Aupindi
   
2,325,063
     
3.38
%
   
850,264
 
Thomas Hoak
   
375,000
     
0.54
%
   
137,136
 
Joel Seidner
   
346,430
     
0.50
%
   
126,688
 
Carey Peterson
   
150,000
     
0.22
%
   
54,854
 
Joe Vrecenar
   
150,000
     
0.22
%
   
54,854
 
Kirby Caldwell
   
150,000
     
0.22
%
   
54,854
 
Total Hydrocarb Common Stock Outstanding
   
68,882,493
     
100.0000
%
   
25,190,000
 
 
   
Preferred
Stock
Outstanding
Stated Value
$ 400
         
Duma Series A
Preferred Issue
at Closing
 
               
               
               
 
Dollar Value
Kent Watts
8,188
$
3,275,200
8,188
Page 1 of 6

EXHIBIT A - 1
 
HCN
Common Stock and Preferred Stock
Shareholders Signature Page
 
The Shareholders hereunder, being 100% of the HCN common stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing, as controlled by Duma's duly authorized management, to exchange 100% of their HCN common stock for Duma common stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
/s/ Kent Watts
 
Tyler Watts
/s/ Tyler Watts
 
Angela Watts
/s/ Angela Watts
 
Selma Sandlin
/s/ Selma Sandlin
 
KTAW, Inc.
/s/ KTAW, Inc.
 
FAW, Inc.
/s/ FAW, Inc.
 
Ty Moore
/s/ Ty Moore
 
Pasquale Scaturro
/s/ Pasquale Scaturro
 
Charles Dommer
/s/ Charles Dommer
 
Tobie Aupindi
 
 
Thomas Hoak
 
 
Joel Seidner
 
 
Carey Peterson
 
 
Joe Vrecenar
/s/ Joe Vrecenar
 
Kirby Caldwell
/s/ Kirby Caldwell
 
The Shareholder hereunder, being 100% of the HCN Series A Preferred Stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing as controlled by Duma's duly authorized management, to exchange 100% of their HCN Series A Preferred stock for Duma Series A Preferred stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
/s/ Kent Watts
Page 2 of 6

EXHIBIT A - 1
 
HCN
Common Stock and Preferred Stock
Shareholders Signature Page
 
The Shareholders hereunder, being 100% of the HCN common stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing, as controlled by Duma's duly authorized management, to exchange 100% of their HCN common stock for Duma common stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
 
 
Tyler Watts
 
 
Angela Watts
 
 
Selma Sandlin
  
   
KTAW, Inc.
 
   
FAW, Inc.
 
 
Ty Moore
 
 
Pasquale Scaturro
 
 
Charles Dommer
 
 
Tobie Aupindi
 
 
Thomas Hoak
/s/ Thomas Hoak
 
Joel Seidner
 
 
Carey Peterson
 
 
Joe Vrecenar
 
 
Kirby Caldwell
 
 
The Shareholder hereunder, being 100% of the HCN Series A Preferred Stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing as controlled by Duma's duly authorized management, to exchange 100% of their HCN Series A Preferred stock for Duma Series A Preferred stock as defined in this Agreement.
Page 3 of 6

EXHIBIT A - 1
 
HCN
Common Stock and Preferred Stock
Shareholders Signature Page
 
The Shareholders hereunder, being 100% of the HCN common stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing, as controlled by Duma's duly authorized management, to exchange 100% of their HCN common stock for Duma common stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
 
Tyler Watts
 
Angela Watts
 
Selma Sandlin
 
KTAW, Inc.
 
FAW, Inc.
 
Ty Moore
 
Pasquale Scaturro
 
Charles Dommer
 
Tobie Aupindi
 
Thomas Hoak
 
Joel Seidner
/s/ Joel Seidner (electronic signature)
Carey Peterson
 
Joe Vrecenar
 
Kirby Caldwell
 
 
The Shareholder hereunder, being 100% of the HCN Series A Preferred Stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing as controlled by Duma's duly authorized management, to exchange 100% of their HCN Series A Preferred stock for Duma Series A Preferred stock as defined in this Agreement.
 
Name Signature
Kent Watts
 
Page 4 of 6

EXHIBIT A - 1
 
HCN
Common Stock and Preferred Stock
Shareholders Signature Page
 
The Shareholders hereunder, being 100% of the HCN common stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing, as controlled by Duma's duly authorized management, to exchange 100% of their HCN common stock for Duma common stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
 
 
Tyler Watts
 
 
Angela Watts
 
 
Selma Sandlin
 
 
KTAW, Inc.
 
 
FAW, Inc.
 
 
Ty Moore
 
 
Pasquale Scaturro
 
 
Charles Dommer
 
 
Tobie Aupindi
/s/ Tobie Aupindi
 
Thomas Hoak
 
 
Joel Seidner
 
 
Carey Peterson
 
 
Joe Vrecenar
 
 
Kirby Caldwell
 
 
The Shareholder hereunder, being 100% of the HCN Series A Preferred Stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing as controlled by Duma's duly authorized management, to exchange 100% of their HCN Series A Preferred stock for Duma Series A Preferred stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
 
Page 5 of 6

EXHIBIT A - 1
 
HCN
Common Stock and Preferred Stock
Shareholders Signature Page
 
The Shareholders hereunder, being 100% of the HCN common stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing, as controlled by Duma's duly authorized management, to exchange 100% of their HCN common stock for Duma common stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
 
 
Tyler Watts
 
 
Angela Watts
 
 
Selma Sandlin
 
 
KTAW, Inc.
 
   
FAW, Inc.
 
   
Ty Moore
 
   
Pasquale Scaturro
 
 
Charles Dommer
 
 
Tobie Aupindi
 
 
Thomas Hoak
 
 
Joel Seidner
 
 
Carey Peterson
/s/ Carey Peterson
 
Joe Vrecenar
 
 
Kirby Caldwell
 
 
The Shareholder hereunder, being 100% of the HCN Series A Preferred Stock shareholders at the time of closing hereby sign indicating their acceptance to this Agreement and at closing as controlled by Duma's duly authorized management, to exchange 100% of their HCN Series A Preferred stock for Duma Series A Preferred stock as defined in this Agreement.
 
Name Signature
 
Kent Watts
 
 
 
Page 6 of 6