Attached files
Exhibit 33.1
|
|
Commercial Mortgage Servicing |
P.O. Box 31388, Oakland, CA 94604 1901 Harrison St., 2nd Floor Oakland, CA 94612 Tel: 800 986 9711 |
Management’s Assessment
Management of Wells Fargo Commercial Mortgage Servicing, a division of Wells Fargo Bank, National Association, (the “Company”) is responsible for assessing compliance with the applicable servicing criteria set forth in Item 1122(d) of Regulation AB of the Securities and Exchange Commission relating to the servicing of commercial loans (the “Platform”), except for servicing criteria 1122(d)(1)(iii), 1122(d)(3)(i)(B-D), 1122(d)(3)(ii-iv), and 1122(d)(4)(xv), which the Company has determined are not applicable to the activities it performs with respect to the Platform, as of and for the year ended December 31, 2013. Appendix A identifies the commercial mortgage pools and other structures involving the commercial loans constituting the Platform. Appendix B identifies the applicable servicing criteria with respect to the Platform.
With respect to servicing criteria 1122(d)(4)(xi) and 1122(d)(4)(xii), the Company performs applicable activities covered by these criteria, with respect to the Platform, except the Company has engaged various vendors to perform certain tax payment activities. Such vendors have provided separate Regulation AB Item 1122 management assessments and attestations for such activities.
With respect to applicable servicing criterion 1122(d)(4)(iii), there were no activities performed during the year ended December 31, 2013 with respect to the Platform, because there were no occurrences of events that would require the Company to perform such activities.
With respect to servicing criteria 1122(d)(1)(i), 1122(d)(3)(i)(A), 1122(d)(4)(i), and 1122(d)(4)(vi), the Company has engaged various vendors to perform the activities required by these servicing criteria. The Company’s management has determined that none of these vendors is considered a “servicer” as defined in Item 1101(j) of Regulation AB, and the Company’s management has elected to take responsibility for assessing compliance with the servicing criteria applicable to each vendor as permitted by Interpretation 17.06 of the SEC Division of Corporation Finance Manual of Publicly Available Telephone Interpretations (“Interpretation 17.06”). The Company has policies and procedures in place designed to provide reasonable assurance that the vendors’ activities comply in all material respects with the servicing criteria applicable to each vendor. The Company’s management is solely responsible for determining that it meets the SEC requirements to apply Interpretation 17.06 for the vendors and related criteria.
The Company’s management has assessed the Company’s compliance with the applicable servicing criteria as of and for the year ended December 31, 2013. In making this assessment, management used the criteria set forth by the Securities and Exchange Commission in paragraph (d) of Item 1122 of Regulation AB. Based on such assessment, management believes that, as of and for the year ended December 31, 2013, the Company has complied in all material respects with the servicing criteria set forth in Item 1122(d) of Regulation AB of the Securities and Exchange Commission relating to the servicing of the Platform. KPMG LLP, an independent registered public accounting firm, has issued an attestation report with respect to management’s assessment of compliance with the applicable servicing criteria as of and for the year ended December 31, 2013.
| March 7, 2014 |
| /s/ Daniel E. Bober |
| Daniel E. Bober |
| Executive Vice President, Commercial Mortgage Servicing Wells Fargo Bank, National Association |
APPENDIX A
COMMERCIAL MORTGAGE POOLS AND OTHER STRUCTURES
| 2001-CML13-1 | 1345FB2005 | 1997-WF1 | ||
| 1998-WF1 | 1999-LIFE1 | BANC OF AMERICA COMM MTG 2006-1 | ||
| BANC OF AMERICA COMM MTG 2005-6 | BANC OF AMERICA COMM MTG 2006-2 | BANC OF AMERICA COMM MTG 2006-5 | ||
| BACM2007-1 | BANC OF AMERICA COMM MTG 2007-3 | BA-FUNS 2001-3 | ||
| BEAR 1999-C1 | BSO1TOP2 | BSCOOWFI | ||
| BSCOOWF2 | BSCO1TP4 | BSCO2TP6 | ||
| BSCO3PWR2 | BSCO4PWR3 | BSCO4PWR4 | ||
| BSCO4PWR5 | BSCO4PWR6 | BS CO5PWR10 | ||
| BSCO5PWR7 | BSCO5PWR8 | BSCO5PWR9 | ||
| BSCO6PWR1I | BSCO6PWR 2 | BSCO6PWR13 | ||
| BSCO6PWR14 | BSCO7PWR15 | BSCO7PWR16 | ||
| BSCO7PWR17 | BSCO7PWRI8 | BSC99WF2 | ||
| BSCM02TOP8 | BSCM03TOP10 | BSCM03TOP12 | ||
| BSCM04TOP14 | BSCM04TOP16 | BSCM05TOP18 | ||
| B SCM06TOP22 | B SCMO6TOP24 | BSCM07TOP26 | ||
| BSCM07TOP28 | BSCMS05TOP20 | CITIGROUP CMT 2004 C1 | ||
| CITIGROUP 2005 C3 | CITIGROUP 2006 C5 | CITIGROUP 2007-C6 | ||
| COUNTRYWIDE 2007-MFI | CITIGROUP 2012-GC8 | CD 2006-CD2 | ||
| CD 2006-CD3 | CD 2007-CD4 | CD 2007-CD5 | ||
| CGCMT 2013-GC15 | CGCMT 2013-GC17 | CITIGROUP 2013-GCJ11 | ||
| CHASE 1999-2 | CHASE 2000-2 | CHASE 2000-3 | ||
| CHASE-FUNB 1999-1 | CMAT 1999 C1 | COBALT 2006-C1 | ||
| COBALT 2007-C2 | COBALT 2007- C3 | COMMO7FL14 (NONPOOLED) | ||
| COMM 2009-K3 | COMM 2009-K4 PRIMARY | COMM 2010-C1 | ||
| COMM 2012-CCRE1 | COMM 2012-CCRE2 | COMM 2012-CCRE3 | ||
| COMM 2012-CCRE4 | COMM 2012-LC4 | COMM 2013-CCRE10 | ||
| COMM 2013-CCRE12 | COMM 2013-CCRE13 | COMM 2013-CCRE6 | ||
| COMM 2013-FL3 | CSFB 2006-C2 | CSCMT 2007-C2 | ||
| CSCMT 2007-C2 | CSCMT 2007-C3 | CSCMT 2007-C3 | ||
| CSCMC 2007-C4 | CS FIRST BOSTON 1997 C2 | CSF99CO1 | ||
| CSFB94CFB1 | CS FIRST BOSTON 1997 C1 | CS FIRST BOSTON 1998 C2 | ||
| DBUBS 2011-LC1 | DBUBS 2011-LC2 | DBUBS 2011- LC3 | ||
| DDR 12009-DDR1 | DLJ 1998-CG1 | DLJ 1999-CG1 | ||
| DLJ 1999-CG2 | DLJ 1999-CG3 | FREMF 2010-K6 PRIMARY ONLY | ||
| FREMF 2010-K7 | FREMF 2010-K8 | FREMF 2010-K9 | ||
| FREDDIE MAC 2010 K-SCT | FREMF 2011-K10—PRIMARY ONLY | FREMF 2011-K11 | ||
| FREMF 2011 K12 PRIMARY ONLY | FREMF 2011-K13 | FREMF 2011-K14 PRIMARY ONLY | ||
| FREMF 2011-K15 | FREMF 2011-K16—PRIMARY ONLY | FREMF 2011-K701 | ||
| FREMF 2011-K702 | FREMF 2011-K703 | FREMF 2011-K704 | ||
| FREMF 2011-KAIV PRIMARY ONLY | FREMF 2012-K17 PRIMARY AND SPECIAL | FREMF 2012-K18 - PRIMARY ONLY | ||
| FREMF 2012—K19 PRIMARY | FREMF 2012-K20 | FREMF 2012-K21 - PRIMARY |
| ONLY | ONLY | |||
| FREMF 2012-K22 (PRIMARY ONLY) | FREMF 2012-1(23 | FREMF 2012-K501 - PRIMARY ONLY | ||
| FREMF 2012-1(705 - PRIMARY ONLY | FREMF 2012-K706 | FREMF 2012-K707 | ||
| FREMF 2012-K708 | FREMF 2012-K709—PRIMARY ONLY | FREMF 2012-K710 PRIMARY ONLY | ||
| FREMF 2012-1(711 | FREMF 2012-KP01 PRIMARY ONLY | FREMF 2013-1(24 (PRIMARY ONLY) | ||
| FREMF 2013-K26 | FREMF 2013-1(26 | FREMF 2013-1(27 | ||
| FREMF 2013 K28 (PRIMARY) | FREMF 2013 1(29 (MASTER) | FREMF 2013 K29 (MASTER) | ||
| FREMF 2013 K30 MASTER | FREMF 2013-1(31 | FREMF 2013 K32 PRIMARY ONLY | ||
| FREMF 2013-K33 | FREMF 2013-1(33 | FREMF 2013-1(34 | ||
| FREMF 2013-K34 | FREMF 2013-K35 (PRIMARY) | FREMF 2013-K502 - PRIMARY ONLY | ||
| FREMF 2013-K7I2 PRIMARY ONLY | FREMF 2013 1(713 | FREMF 2013 KF02 PRIMARY ONLY | ||
| FREMF 2013 KF02 PRIMARY ONLY | FREMF 2013-KS01 PRIMARY | FREMF 2013-K25 | ||
| FUNB-BA 2001 C1 | FULB 1997 C2 | FUNB 1999 C4 | ||
| FUNB 2000 C1 | FUNB 2000 C2 | FUNB 2001 C2 | ||
| FUNB 2001 C3 | FUNB 2001 C4 | FUNB 2002 C1 | ||
| FUNB 99C1 | FUNB/CHASE 1999 C2 | GREENWICH CCFC 2002 C1 | ||
| GREENWICH CCFC 2003-C1 | GREENWICH CCFC 2003-C2 | GREENWICH CCFC 2004-GG1 | ||
| GREENWICH CCFC 2005-GG5 | GREENWICH CCFC 2007-GG11 | GREENWICH CCFC 2007-GG9 | ||
| GE 2002 C2 | GECC 2000-1 | GECC 2001-1 | ||
| GECC 2001-3 | GECC 2002-1 | GECC 2002-3 | ||
| GECC 2003-C2 | GECMC 2004 C2 | GE 2006 C1 | ||
| GECMC 2007-C1 | GECMC 2007-C1 | GOLDMAN 2007-GG10 | ||
| GSMS 2010-C2 | GSMS 2011-GC3 | GSMS 2011-GC5 | ||
| GSMS 2012-GCJ7 | GSMS 2012-GCJ9 | GSMS 2013-GC10 | ||
| GSMS 2013-GC13 | GSMS 2013-GC112 | GSMS 2013-G014 | ||
| GSMS 2013-GCJ16 | GSMSCO4GG2 | GOLDMAN 2006-GG6 | ||
| GOLDMAN 2006-GG8 | GOLDMAN 2006-GG8 | GSMSC 2010-C1 | ||
| GOLDMAN 2010-1(5 - PRIMARY ONLY | HMAC 1999 PH1 | IRVINE CORE OFFICE TRUST 2013- IRV | ||
| JPM05LDP3 | JPM06CIBC15 | JPM06CIBC17 | ||
| JPM07CIBC19 | JPM08C2 | JPM2006LDP8 | ||
| JPM2007LDP 12 | JPM6LDP9 | JPMBB 2013-C15 | ||
| JPMBB 2013-C17 | JPMC 2001 CIBC3 | JPMC 2002 C1 | ||
| JPMC 2002 C2 | JPMC 2002 CIBC5 | JPMC 2003-C1 | ||
| JPMC 2003 CIBC6 | JPMCO3LN1 | JPMC 2003 MIA | ||
| JPMC04-C1BC9 | JPMC 2005 LDPI | JPMC 2005 LDP1 | ||
| JPMC 2005-LDP2 | JPMC 2006-LDP7 | JPMC 2006-LDP9 | ||
| JPMCC 2007-LDP I 0 | JPMCC 2007-LDP11 | JPMCC 2012-C6 | ||
| JPMC 2012-CIBX | JPMCC 2013-C16 | LB 1998 C4 | ||
| LB 1999 C1 | LE 1999 C2 | LB-UBS 2003-C1 | ||
| LB-UBS 2003-C3 | LB-UBS 2003 C5 | LB-UBS 2003 C7 | ||
| LB UBS 2003 C8 | LB UBS 2004 C1 | LB UBS 2004 C4 | ||
| LB UBS 2004 C6 | LB UBS 2004 07 | LB UBS 2004 C8 | ||
| LB UBS 2005 C1 | LBUBSO5C2 | LBUBSO5C3 | ||
| LB-UBS 2005 C5 | LB-UBS 2005 C7 | LB-UBS 2006 C1 | ||
| LB-UBS 2006 C3 | LB UBS 2006-C4 | LB UBS 2006-C6 |
| LB UBS 2006-C6 | LB UBS 2006-C7 | LB-UBS 2007-C2 | ||
| LB-UBS 2007-C6 | LB-UBS 2007-C7 | LB UBS 2008-C1 | ||
| LB UBS 2000 03 | LB UBS 2000 C5 | LB UBS 2001 02 | ||
| LB UBS 2001 C3 | LB UBS 2002 C1 | LB UBS 2002 C2 | ||
| LB UBS 2002 C4 | LB UBS 2002 C7 | MAIDEN 2008-1 | ||
| MEZZ CAP 2004-C1 | MEZZ CAP 2004-02 | MEZZ CAP 2005-C3 | ||
| MEZZ CAP 2006-C4 | MEZZ CAP 2007-05 | MDCOITP5 | ||
| MDCO2TP7 | ML 1997-C2 | ML 1998-C3 | ||
| MERRILL LYNCH 1998 C2 | ML-CFC 2006-1 | ML-CFC 2006-2 | ||
| MLCFCO6-4 | MLCFC07-5 | ML-CFC 2007-6 | ||
| MLCFC07-6 | ML-CFC 2007-7 | MLCFCO7-8 | ||
| MLCFC07-9 | MLFT 2006-1 | MERRILL LYNCH 1996 C2 | ||
| MLMT 2002 MWI | MLMT 2005-C1(11 | MLMTO6CI | ||
| MLMT 2006-C2 | MLMTO7C1 | MERRILL LYNCH 2008-C1 | ||
| MS01TOP1 | MS03TOP11 | MS04TOP13 | ||
| MSO4TOP15 | MS05TOP17 | MS05TOPI9 | ||
| MS06TOP21 | MS06TOP23 | MS07TOP25 | ||
| MS07TOP27 | MS07TOP27 AW34 (NONPOOLED) | MS08TOP29 | ||
| MS2000LLFE1 | MS2000PRIN | MORGAN STANLEY BAML 2012- C6 | ||
| MSBAM 2013-C I | MSBAM 2013-C12 | MSBAM 2013-C13 | ||
| MSBAM 2013-C8 | MSCO4HQ4 | MORGAN STANLEY 2005-HQ5 | ||
| MSCO5HQ6 | MSCO5HQ7 | MSCO5HQ7 | ||
| MSCO6HQ10 | MSCO6IQ11 | MSCO7HQ12 | ||
| MSCO7IQ13 | MSCO7IQ14 | MSCO7IQ16 | ||
| MORGAN STANLEY 2011-C3 | MSC98WF2 | MSC99WF1 | ||
| MSCI031Q6 | MSCIO4HQ3 | MSCIO4IQ7 | ||
| MSCI041Q8 | MSCIO5IQ9 | MSCIO6HQ8 | ||
| MSCIO6HQ9 | MSCIO6TOP21 (NONPOOLED) | MORGAN STANLEY 2007-HQ13 | ||
| MSCI20071Q16 | MSDOOLIFE2 | MSDO1TP3 | ||
| MSDWO3HQ2 | MSDWO3TOP9 | NORTHSTAR 2013-1 (CLO) | ||
| PCMTO3PWR1 | RBS 2010-MB1 | RITE AID 1999-1 | ||
| RESOURCE 2013-CRE1 | T AA 2007-C4 | UBS 2012-C1 | ||
| UBS-BARCLAYS 2012-C2 | UBS-BARCLAYS 2012-C4 | UBS-CITIGROUP 2011-C | ||
| WACHOVIA 2002 C1 | WACHOVIA 2002 C2 | WACHOVIA 2003 C3 | ||
| WACHOVIA 2003-C4 | WACHOVIA 2003-05 | WACHOVIA 2003-C6 | ||
| WACHOVIA 2003-C7 | WACHOVIA 2003-CS | WACHOVIA 2003-C9 | ||
| WACHOVIA 2004 010 | WACHOVIA 2004 C11 | WACHOVIA 2004-C12 | ||
| WACHOVIA 2004 CI4 | WACHOVIA 2004 015 | WACHOVIA 2005-C16 | ||
| WACHOVIA 2005 C1 | WACHOVIA 2005-C18 | WACHOVIA 2005-C19 | ||
| WACHOVIA 2005-C20 | WACHOVIA 2005-C21 | WACHOVIA 2005-C22 | ||
| WACHOVIA 2006-C23 | WACHOVIA 2006-024 | WACHOVIA 2006-C25 | ||
| WACHOVIA 2006-C25 | WACHOVIA 2006-C26 | WACHOVIA 2006-C27 | ||
| WACHOVIA 2006-C27 | WACHOVIA 2006-C28 | WACHOVIA 2006-C29 | ||
| WACHOVIA 2007-C30 | WACHOVIA 2007-031 | WACHOVIA 2007-C32 | ||
| WACHOVIA 2007-032 | WACHOVIA 2007-C33 | WACHOVIA 2007-C34 | ||
| WFCM10C1 | WFCM 2012-LC5 | WFCM 2013-LC12 | ||
| WFRBS I1C2 | WFRBS 2011-C3 | WFRBS 2011-C3 | ||
| WFRBS11C4 | WFRBS 2011-05 | WFRBS 2012-C10 | ||
| WFRBS 2012-C6 | WFRBS 2012-07 | WFRBS 2012-C8 | ||
| WFRBS 2012-C9 | WFRBS 2013 C 1 | WFRBS 2013-C12 | ||
| WFRBS 2013-C13 | WFRBS 2013-C14 | WFRBS 2013-C15 | ||
| WFRBS 2013-C16 | WFRBS 2013-C17 | WFRBS 2013-C18 |
| WFRBS 2013-UBS1 | FANNIE MAE WS | CAPLEASE CDO 2005-1 | ||
| CONCORD REAL ESTATE CDO 2006-1 | CAPITAL SOURCE RELT 2006-A | MARATHON REAL ESTATE CDO 2006-1 | ||
| NEWCASTLE CDO VIII | NEWCASTLE CDO IX | NORTHSTAR CDO IV LTD | ||
| NORTHSTAR CDO VI | NORTHSTAR CDO IX PRIMARY (MEMORIAL MALL) | NORTHSTAR COO IX PRIMARY (MEMORIAL MALL) | ||
| NORTHSTAR CDO VIII | RESOURCE REAL ESTATE FUNDING CDO 2006-1 | RESOURCE REF CDO 2007-1 | ||
| WACHOVIA CRE CDO 2006-1 | RBS CITIZENS | WORLD SAVINGS INTERNAL | ||
| CREST 2003-2 | MORGAN GUARANTY TRUST CO. OF NY | NATIONWIDE LIFE INSURANCE COMPANY | ||
| ACM TRAFFORD V LLC WAREHOUSE | ARCHETYPE & BARCLAYS REPO | DEXIA REAL ESTATE PORTFOLIO | ||
| ALABAMASAVES WAREHOUSE | BANCORP BANK WAREHOUSE | BARCLAYS WAREHOUSE | ||
| BASIS RE CAPITAL II (REPO) | BB&T WAREHOUSE | BICOASTAL (A BLACKSTONE CREDIT FACILITY) | ||
| BISHOPSGATE PARTICIPANTS (GBP) 003 | BLACKSTONE (BRE/MWT) | BANK OF AMERICA WAREHOUSE | ||
| BREDS LOAN CAPITAL IV REPO WAREHOUSE | BREDS EHY REPO WAREHOUSE | BREDS LOAN CAPITAL II REPO WAREHOUSE | ||
| BREDS LOAN CAPITAL REPO WAREHOUSE | BREDS SOCGEN WAREHOUSE | RIVER MARKET BROE WAREHOUSE | ||
| BMC MORTGAGES VI | BUCHANAN MORTGAGE CAPITAL | BUCKINGHAM | ||
| CANTOR CRE LENDING LP | CAPITAL LEASE WAREHOUSE- 398 & 526 | CF BRANCH WAREHOUSE | ||
| CITIGROUP GLOBAL MARKETS REALTY CORP | FIVE MILE WAREHOUSE | MC FIVE MILE SPE B LLC (COLUMN REPO) | ||
| WACHOVIA RED—TAX CREDIT | WACHOVIA RED—TAX CREDIT | GERMAN AMERICAN CAPITAL CORPORATION WARE | ||
| GREENWICH CAPITAL FINANCIAL PRODUCTS INC | H2 WAREHOUSE 2013 | JLC WAREHOUSE IV LLC (DEUTSCHE REPO) | ||
| JP MORGAN CHASE | KEARNY CREDIT FACILITY WAREHOUSE | LADDER DEUTSCHE REPO | ||
| LADDER JPM REPO | LADDER MET LIFE REPO | LADDER CAPITAL LLC REPO | ||
| LEHMAN BROTHERS WAREHOUSE | LEHMAN BROTHERS WAREHOUSE | LIBREMAX WAREHOUSE | ||
| LOANCORE (JEFFERIES) WAREHOUSE | LONESTAR (RELIUS) WAREHOUSE 2013 | MACQUARIE WAREHOUSE | ||
| MODERN BANK, N.A. | MORGAN STANLEY | MORGAN STANLEY | ||
| NORTHSTAR-DB REPO WAREHOUSE (NRFC) | NORTHSTAR-DORAL WAREHOUSE (NRFC) | NRFC REPO WAREHOUSE | ||
| NORTHSTAR-DB REPO WAREHOUSE (NSINCOME) | NORTHSTAR-DORAL WAREHOUSE (NSREIT) | NORTHSTAR WAREHOUSE | ||
| NXT CAPITAL FUNDING II, LLC | OWS I ACQUISITIONS, LLC WH | OWS I ACQUISITIONS, LLC WH | ||
| ONE WILLIAM STREET CAP MASTER FUND WH | OWS COF I MASTER WH | OWS CREDIT OPPORTUNITY I WH | ||
| PRIME FINANCE PARTNERS III, LP | PFP III SUB I, LLC | PRIME AND METLIFE REPO | ||
| PFP II SUB I, LLC | PIMCO (TOCU 1 LLC) | PIMCO (GCCU I LLC) | ||
| PRIME FINANCE PARTNERS II, L.P. | PRIME REPO WITH METLIFE | PRIME REPO WITH U.S. BANK | ||
| RAITH WAREHOUSE | RBS WAREHOUSE | RESOURCE CAPITAL REPO WAREHOUSE |
| REXFORD INDUSTRIAL FUND V LP WAREHOUSE | RIALTO REPO WITH WF | RIALTO WAREHOUSE 2013 | ||
| RLI III - FINANCE HOLDINGS, LLC | ROCKWOOD (375 PARK) WAREHOUSE | SAF FUNDING, LLC | ||
| SAS WAREHOUSE 2013 (H2) | SL GREEN REALTY CORP/GRAMERCY | SL GREEN - JPM REPO | ||
| SL GREEN WAREHOUSE | SQUARE MILE/RAM ACQ, LLC | STARWOOD AND CITI REP | ||
| STARWOOD CITI REPO SUB 6 | STARWOOD MORTGAGE CAPITAL WAREHOUSE | STARWOOD PROPERTY MORTGAGE LLC WAREHOUSE | ||
| STARWOOD PROPERTY MORTGAGE SUB-2, L.L.C. | WACHOVIA RED - STRUCTURED FINANCE | TALOS WAREHOUSE | ||
| TEACHERS INSURANCE & ANNUITY ASSOCIATION | TRT LENDING SUBSIDIARY LLC | TRT LENDING REPO WAREHOUSE | ||
| TUEBOR WAREHOUSE (LADDER) | UBS WAREHOUSE | VALSTONE WAREHOUSE | ||
| VORNADO REALTY L.P. WAREHOUSE | WASHINGTON SUB, LLC | WBI WAREHOUSE (EUR) 007 | ||
| WBI WAREHOUSE (GBP) 008 | WBNA WAREHOUSE (EUR) 004 | WBNA WAREHOUSE (GBP) 014 | ||
| WFIL WAREHOUSE (EUR) 005 | YELLOW BRICK REAL ESTATE CAPITAL I, LLC | STRATEGIC LAND JOINT VENTURE 2 | ||
| ACRE 2013-FLT | BAMLL 2013-DSNY | BSB06001 | ||
| CITIGROUP 2006-FL2 | COMM 2006 FL12 | COMMO7FL14 | ||
| COMM 2011-FL1 | COMM 2012-FL2 | COMM 2013-THL | ||
| CSFB 2006 TFL2 (TITAN) | FREMF 2012-KF01 PRIMARY ONLY | GREENWICH CCFC 2004-FL2 | ||
| GREENWICH CCFC 2006-FL4 | GRAND PACIFIC BUSINESS LOAN TRUST 2005-1 | JPMC 2006 FL2 | ||
| IPMCC 2007-FL1 | LEHMAN 2006 LLF-C5 | NS 2012-1 | ||
| UCB07-1 | WACHOVIA 2005-WHALE 6 | WACHOVIA 2006-WHALE 7 | ||
| WACHOVIA 2007-WHALE 8 | CREXUS WAREHOUSE | MARATHON STRUCTURED FINANCE FUND LP | ||
| RESOURCE CAPITAL CORP. WAREHOUSE | ALL STATE_PPG (PARTICIPATION) | BANK OF EAST ASIA_724 FIFTH AVE (PARTICI | ||
| BANK OF TAIWAN 724 FIFTH AVE (PARTICIPAT | CIBC (WESTSHORE MALL PARTICIPATION) | IMMG (4 UNION SOUTH PARTICIPATION) | ||
| MORGAN STANLEY 2007 IQ14 | PB CAPITAL (OLYMPIC TOWER PARTICIPATION) | PB REALTY_THREEFIRST (PARTICIPATION) | ||
| PEOPLE’S UNITED BANK_COLE MT AND PPG (PA | PNC BANK, N.A. SOUTHEAST RT | RAYMOND JAMES BANK (WESTSHORE MALL PARTI | ||
| SOVEREIGN BANK (4 UNION SOUTH PARTICIPA | TD BANK (OLYMPIC TOWER PARTICIPATION) | UNITED OVERSEAS BANK_724 FIFTH AVE (PART | ||
| 1166 AVENUE OF AMERICAS 2005-C6 | 1166 AVENUE OF THE AMERICAS 2002-C5 | ONE LINCOLN 2004-C3 | ||
| 7 WORLD TRADE CENTER 2012- WTC | AMERICOLD 2010-ART | BAMLL 2013-WBRK | ||
| BB 2013-TYSN | BB-UBS 2012-SHOW | BB-UBS 2012-TFT | ||
| TIMES SQUARE HOTEL TRUST | B WAY 2013-1515 | CITIGROUP 2013-375P | ||
| CITY CENTER 2011-CCHP | CGBAM 2013-BREH | CITIGROUP 2013-SMP | ||
| CGRBS 2013-VNO5TH | COMM 2012-9W57 | COMM 2012-MVP | ||
| COMM 2013-SFS | COMM 2013-WWP | ENERGY PLAZA LEASE TRUST 2002 | ||
| FOUR TIMES SQUARE 2006 - 4TS | DOLLAR GENERAL | GSMS 2012-ALOHA | ||
| GSMS 2012-BWTR | GSMS 2012-SHOP | GSMS 2012-TMSQ |
| GSMS 2013-KING | GSMS 2013-KYO | GOLDMAN SACHS 2005-ROCK | ||
| JPMC 2011-PLSD | JPMC 2013-ALC | LCC1VL2013GCP | ||
| NORTEL NETWORKS TRUST 2001-1 | OBP DEPOSITOR, LLC TRUST 2010-OBP | QCMT13QC | ||
| RBSCF 2013-GSP | RBSCF 2013-SMV | SCG 2013-SRP1 | ||
| VDNO 2013-PENN | VORNADO DP LLC 2010-VNO | VNO 2012-6AVE | ||
| WFCM 2013-120B | WFCM 2013-BTC | ACCOR MEZZ WAREHOUSE | ||
| NRFC WAREHOUSE (SOHO HOUSE) | 1345FB2005 (COMPANION) | BSCM07TOP28 (COMPANION) I BALDEAGLE | ||
| BSCM07TOP28 (COMPANION) 2 STARWOOD |
BSCMS05TOP20 (COMPANION) LANDESBANK |
BSCMS05TOP20 (COMPANION) 1 NYLIFE | ||
| BSCMS05TOP20 (COMPANION) 2 HARTFORDLIFE |
BSCMS05TOP20 (COMPANION) 3 METLIFE |
CBA-MEZZANINE CAPITAL FINANCE | ||
| COMM 2006-FLI2 COMPANION | COMMO7FL14 (COMPANION) 1 DEUTSCHEBANK |
COMMO7FLI4 (COMPANION) 2_SOCIETE GENERAL | ||
| CONCORD REAL ESTATE CDO 2006-1 (CERRITOS |
CRESS 2008-1 CDO PLAZAELSEGUNDO |
FUNB 2001 C2 B NOTES | ||
| FUNB 2001 C3 B NOTES | GREENWICH CCFC 05 GG5 (COMPANION) | GREENWICH CCFC 2003 C2 (COMPANION) | ||
| GOLDMAN 2006-GG6 COMPANIONS | GOLDMAN 2006-GG8 COMPANIONS | GSMSCO4GG2 (COMPANION) 1 VARIABLELIFE | ||
| JPMC 2006-LDP7 COMPANION | JPMC04-CIBC9 (COMPANION) | JPMC 2005-LDP2 COMPANIONS | ||
| LEHMAN 2005-LLF C4 (COMPANIONS) | LEHMAN 2006 LLF-05C | LBUBS 2005-C2 (COMPANION)_LEHMAN | ||
| LBUBS05C3 (COMPANION) 1 SORINRE |
LBUBSO5C3 (COMPANION) 2 HARTFORDAI |
LBUBSO5C3 (COMPANION) 3 PRIMA | ||
| LBUBS05C3 (COMPANION) 4_QUADRANTFUND |
LBUBSO5C3 (SENIOR MEZZ) 1 METLIFE |
LBUBSO5C3 (SENIOR MEZZ) 2 ING | ||
| LBUBS05C3 (SENIOR MEZZ) 3 LRP |
LBUBS05C3 (SENIOR MEZZ) 4 AIBDEBT |
LBUBS05C3 (SENIOR MEZZ) 5 BAYERISCHE | ||
| LB-UBS 2005-C7 COMPANION | LB-UBS 2006 C1 COMPANION | LB UBS 2006-C4 COMPANION | ||
| MLCFC07-5 (COMPANION)_LEXINGTON |
MLCFC07-6 (COMPANION)_ASTAR |
MLCFC07-9 (COMPANION) NBSRE | ||
| MLFT 2006-1 (COMPANION) CAPTRUST |
MLFT 2006-1 (COMPANION) CAPTRUST |
MS06TOP23 (COMPANION) LANDESBANK | ||
| MSC04HQ4 (COMPANION) 1 METLIFE |
MSCO5HQ6 (COMPANION) PRUDENTIAL |
MSC07HQ12 (COMPANION) 1 CIT | ||
| MSC07HQ12 (COMPANION) 2 DEUTSCHEAG |
MSC07HQ12 (COMPANION) 3_LEM |
MSCI04IQ7 (COMPANION) | ||
| MSCI06HQ8 (COMPANION)_LENDESBANK |
VERTICAL CRE CDO 2006- 1 ROYAL HOLIDAY |
WACHOVIA 2004-C11 (COMPANION) | ||
| WACHOVIA 2005-C21 (COMPANION) | WACHOVIA 2006-C24 (COMPANION) | WACHOVIA 2006-C25 (COMPANION) | ||
| WACHOVIA 2006-C27 - COMPANION | WACHOVIA 2006 WHALE 7 NON TRUST | WFCMIOC1 (PARTICIPATION) BASIS | ||
| WFRBS11C2 (PARTICIPATION) WEST RIVER |
WFRBS11C4 (COMPANION) LIBERTYLIFE |
7 WORLD TRADE CENTER 2012- WTC COMPANION | ||
| BRE SELECT HOTELS MEZZ WAREHOUSE | CITIGROUP 2006-FL2 COMPANION | CITIGROUP 2007-C6 (COMPANION) | ||
| CITIGROUP 2013-375P COMPANION | CITY CENTER 2011-CCHP COMPANION | CD 2007-CD4 COMPANION | ||
| COBALT 2007- C3 COMPANION | COMM 2010-C1 COMPANION | COMM 2013-CCRE10 COMPANION |
| COMM 2013-CCRE6 COMPANION | COMM 2013-FL3 COMPANION | DBUBS 2011-LC1 COMPANION | ||
| FOUR TIMES SQUARE 2006—4TS COMPANION | GREENWICH CCFC 2007-GGI I COMPANION | GREENWICH CCFC 2006-FL4 COMPANION | ||
| GREENWICH CCFC 2007-GG9 COMPANION | GOLDMAN 2007-GGI0 COMPANION | GSMS 2010-C2 COMPANION | ||
| GSMS 2011-GC3 COMPANION | GSMS 2011-GC5 COMPANION | GSMS 2012-GCJ7 COMPANION | ||
| GSMSC 2010-C1 COMPANION | JPMCC 2007-LDP10 COMPANION | JPMCC 2007-LDP11 COMPANION | ||
| JPMC 2006-LDP9 COMPANION | JPM 2012-CIBX COMPANION | JPMBB 2013-C15 COMPANION | ||
| JPMBB 2013-C17 COMPANION | JPMCC 2013-C16 COMPANION | LB-UBS 2006-C6 COMPANION | ||
| LB UBS 2006-C7 COMPANION | LB UBS 2007-C2 COMPANION | ML-CFC 2007-7 COMPANION | ||
| MORGAN STANLEY 2007-HQ13 COMPANION | MSBAM 2013-C11 COMPANION | MSBAM 2013-C13 COMPANION | ||
| MSBAM 2013-C8 COMPANION | MSBAM 2013-C12 COMPANION | NS 2012-1 COMPANION | ||
| RBS 2010-MB1 COMPANION | WACHOVIA 2004-C15 COMPANION | WACHOVIA 2005-C20 (COMPANION) | ||
| WACHOVIA 2006-C28 COMPANION | WACHOVIA 2007-C30 COMPANION | WACHOVIA 2007-C31 COMPANION | ||
| WACHOVIA 2007-C32 COMPANION | WACHOVIA 2007-C33 COMPANION | WACHOVIA 2007-C34 COMPANION | ||
| WACHOVIA 2007-WHALE 8 NON TRUST | WFRBS 2013-C13 COMPANION | CITIGROUP 2012-GC8 COMPANION | ||
| COMM 2013-WWP COMPANION | FII F DEBT ACCT PTE LTD | LONE STAR REPO WITH WELLS FARGO | ||
| MEZZ CAP LLC (FKA CBA MEZZ) | MEZZ CAP REIT I, INC | NBS REAL ESTATE CAPITAL WAREHOUSE | ||
| SRE FW MEZZ WAREHOUSE (RIDGMAR MEZZ) | WACHOVIA GENERAL PARTICIPANT | WEST RIVER WAREHOUSE | ||
| MSDWMC 2000-F1 |
APPENDIX B
APPLICABLE SERVICING CRITERIA WITH RESPECT TO THE PLATFORM
| SERVICING CRITERIA |
APPLICABLE CRITERIA |
INAPPLICABLE | ||||||||
| Reference |
Criteria |
Performed |
Performed |
Performed by vendor(s) for which the Company is NOT
the |
NOT | |||||
| General Servicing Considerations | ||||||||||
| 1122(d)(1)(i) | Policies and procedures are instituted to monitor any performance or other triggers and events of default in accordance with the transaction agreements. | X | X | |||||||
| 1122(d)(1)(ii) | If any material servicing activities are outsourced to third parties, policies and procedures are instituted to monitor the third party’s performance and compliance with such servicing activities. | X | ||||||||
| 1122(d)(1)(iii) | Any requirements in the transaction agreements to maintain a back-up servicer for the mortgage loans are maintained. | X | ||||||||
| I122(d)(1)(iv) | A fidelity bond and errors and omissions policy is in effect on the party participating in the servicing function throughout the reporting period in the amount of coverage required by and otherwise in accordance with the terms of the transaction agreements. | X | ||||||||
| Cash Collection and Administration | ||||||||||
| 1122(d)(2)(i) | Payments on mortgage loans are deposited into the appropriate custodial bank accounts and related bank clearing accounts no more than two business days following receipt, or such other number of days specified in the transaction agreements. | X | ||||||||
| 1122(d)(2)(ii) | Disbursements made via wire transfer on behalf of an obligor or to an investor are made only by authorized personnel. | X | ||||||||
| 1122(d)(2)(iii) | Advances of funds or guarantees regarding collections, cash flows or distributions, and any interest or other fees charged for such advances, are made, reviewed and approved as specified in the transaction agreements. | X | ||||||||
| 1122(d)(2)(iv) | The related accounts for the transaction, such as cash reserve accounts or accounts established as a form of overcollateralization, are separately maintained (e.g., with respect to commingling of cash) as set forth in the transaction agreements. | X | ||||||||
| SERVICING CRITERIA |
APPLICABLE CRITERIA |
INAPPLICABLE | ||||||||
| Reference |
Criteria |
Performed |
Performed |
Performed by vendor(s) for which the Company is NOT
the |
NOT | |||||
| 1122(d)(2)(v) | Each custodial account is maintained at a federally insured depository institution as set forth in the transaction agreements. For purposes of this criterion, “federally insured depository institution” with respect to a foreign financial institution means a foreign financial institution that meets the requirements of Rule 13k-1(b)(1) of the Securities Exchange Act. | X | ||||||||
| 1122(d)(2)(vi) | Unissued checks are safeguarded so as to prevent unauthorized access. | X | ||||||||
| 1122(d)(2)(vii) | Reconciliations are prepared on a monthly basis for all asset-backed securities related bank accounts, including custodial accounts and related bank clearing accounts. These reconciliations are (A) mathematically accurate; (B) prepared within 30 calendar days after the bank statement cutoff date, or such other number of days specified in the transaction agreements; (C) reviewed and approved by someone other than the person who prepared the reconciliation; and (D) contain explanations for reconciling items. These reconciling items are resolved within 90 calendar days of their original identification, or such other number of days specified in the transaction agreements. | X | ||||||||
| Investor Remittances and Reporting | ||||||||||
| 1122(d)(3)(i)(A) | Reports to investors, including those to be filed with the Commission, are maintained in accordance with the transaction agreements and applicable Commission requirements. Specifically, such reports (A) are prepared in accordance with timeframes and other terms set forth in the transaction agreements; | X | X | |||||||
| 1122(d)(3)(i)(B) | (B) provide information calculated in accordance with the terms specified in the transaction agreements; | X | ||||||||
| 1122(d)(3)(i)(C) | (C) are filed with the Commission as required by its rules and regulations; | X | ||||||||
| 1122(d)(3)(i)(D) | (D) agree with investors’ or the trustee’s records as to the total unpaid principal balance and number of mortgage loans serviced by the Servicer. | X | ||||||||
| 1122(d)(3)(ii) | Amounts due to investors are allocated and remitted in accordance with timeframes, distribution priority and other terms set forth in the transaction agreements. | X | ||||||||
| SERVICING CRITERIA |
APPLICABLE CRITERIA |
INAPPLICABLE | ||||||||
| Reference |
Criteria |
Performed |
Performed |
Performed by vendor(s) for which the Company is NOT
the |
NOT | |||||
| 1122(d)(3)(iii) | Disbursements made to an investor are posted within two business days to the Servicer’s investor records, or such other number of days specified in the transaction agreement | X | ||||||||
| 1122(d)(3)(iv) | Amounts remitted to investors per the investor reports agree with cancelled checks, or other form of payment, or custodial bank statements. | X | ||||||||
| Pool Asset Administration | ||||||||||
| 1122(d)(4)(i) | Collateral or security on mortgage loans is maintained as required by the transaction agreement or related mortgage loan documents. | X | X | |||||||
| 1122(d)(4)(ii) | Mortgage loan and related documents are safeguarded as required by the transaction agreement. | X | ||||||||
| 1122(d)(4)(iii) | Any additions, removals or substitutions to the asset pool are made, reviewed and approved in accordance with any conditions or requirements in the transaction agreements. | X(1) | ||||||||
| 1122(d)(4)(iv) | Payments on mortgage loans, including any payoffs, made in accordance with the related [pool asset] documents are posted to the Servicer’s obligor records maintained no more than two business days after receipt, or such other number of days specified in the transaction agreements, and allocated to principal, interest or other items (e.g., escrow) in accordance with the related mortgage loan documents. | X | ||||||||
| 1122(d)(4)(v) | The Servicer’s records regarding the mortgage loans agree with the Servicer’s records with respect to an obligor’s unpaid principal balance. | X | ||||||||
| 1122(d)(4)(vi) | Changes with respect to the terms or status of an obligor’s mortgage loans (e.g., loan modifications or re-agings) are made, reviewed and approved by authorized personnel in accordance with the transaction agreements and related pool asset documents. | X | X | |||||||
| 1122(d)(4)(vii) | Loss mitigation or recovery actions (e.g., forbearance plans, modifications and deeds in lieu of foreclosure, foreclosures and repossessions, as applicable) are initiated, conducted and concluded in accordance with the timeframes or other requirements established by the transaction agreements. | X | ||||||||
| SERVICING CRITERIA |
APPLICABLE CRITERIA |
INAPPLICABLE | ||||||||
| Reference |
Criteria |
Performed |
Performed |
Performed by vendor(s) for which the Company is NOT
the |
NOT | |||||
| 1122(d)(4)(viii) | Records documenting collection efforts are maintained during the period a mortgage loan is delinquent in accordance with the transaction agreements. Such records are maintained on at least a monthly basis, or such other period specified in the transaction agreements, and describe the entity’s activities in monitoring delinquent mortgage loans including, for example, phone calls, letters and payment rescheduling plans in cases where delinquency is deemed temporary (e.g., illness or unemployment). | X | ||||||||
| 1122(d)(4)(ix) | Adjustments to interest rates or rates of return for mortgage loans with variable rates are computed based on the related mortgage loan documents. | X | ||||||||
| 1122(d)(4)(x)(A) | Regarding any funds held in trust for an obligor (such as escrow accounts): (A) such funds are analyzed, in accordance with the obligor’s mortgage loan documents, on at least an annual basis, or such other period specified in the transaction agreements | X | ||||||||
| 1122(d)(4)(x)(B) | (B) interest on such funds is paid, or credited, to obligors in accordance with applicable mortgage loan documents and state laws; | X | ||||||||
| 1122(d)(4)(x)(C) | (C) such funds are returned to the obligor within 30 calendar days of full repayment of the related mortgage loans, or such other number of days specified in the transaction agreements. | X | ||||||||
| 1122(d)(4)(xi) | Payments made on behalf of an obligor (such as tax or insurance payments) are made on or before the related penalty or expiration dates, as indicated on the appropriate bills or notices for such payments, provided that such support has been received by the Servicer at least 30 calendar days prior to these dates, or such other number of days specified in the transaction agreements. | X | X (2) | |||||||
| 1122(d)(4)(xii) | Any late payment penalties in connection with any payment to be made on behalf of an obligor are paid from the Servicer’s funds and not charged to the obligor, unless the late payment was due to the obligor’s error or omission. | X | X(2) | |||||||
| SERVICING CRITERIA |
APPLICABLE CRITERIA |
INAPPLICABLE | ||||||||
| Reference |
Criteria |
Performed |
Performed |
Performed by vendor(s) for which the Company is NOT
the |
NOT | |||||
| 1122(d)(4)(xiii) | Disbursements made on behalf of an obligor are posted within two business days to the obligor’s records maintained by the Servicer, or such other number of days specified in the transaction agreements. | X | ||||||||
| 1122(d)(4)(xiv) | Delinquencies, charge-offs and uncollectible accounts are recognized and recorded in accordance with the transaction agreements. | X | ||||||||
| 1122(d)(4)(xv) | Any external enhancement or other support, identified in Item 1114(a)(1) through (3) or Item 1115 of Regulation AB, is maintained as set forth in the transaction agreements. | X | ||||||||
| (1) | There were no activities performed during the year ended December 31, 2013 with respect to the Platform, because there were no occurrences of events that would require the Company to perform such activities. |
| (2) | The vendors, CoreLogic, Inc. and National Tax Search, LLC, provided separate Reg. AB 1122(d) attestations for their tax payment activities as they relate to criteria 1122(d) (4) (xi) and (xii). |