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EX-99.1 - EX-99.1 - MRV COMMUNICATIONS INCa14-8249_1ex99d1.htm
EX-99.2 - EX-99.2 - MRV COMMUNICATIONS INCa14-8249_1ex99d2.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  March 17, 2014

 

MRV COMMUNICATIONS, INC.

(Exact name of Registrant as specified in its charter)

 

DELAWARE

 

001-11174

 

06-1340090

(State or other jurisdiction of

 

(Commission file number)

 

(I.R.S. Employer

incorporation or organization)

 

 

 

Identification No.)

 

20415 Nordhoff Street, Chatsworth, CA 91311

(Address of principal executive offices) (zip code)

 

Registrant’s telephone number, including area code: (818) 773-0900

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 2.02 Results of Operations and Financial Condition

 

On March 17, 2014, MRV Communications, Inc. (the “Company”) issued a press release announcing its financial results for the year ended December 31, 2013, the text of which is set forth in Exhibit 99.1 attached hereto. All information in the press release is presented as of December 31, 2013 unless specifically stated otherwise in the press release, and the Company does not assume any obligation to update such information in the future.

 

The information included in this Item 2.02, as well as in Exhibit 99.1 attached hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 8.01                                           Other Events

 

On March 17, 2014, the Company announced that the Company has been approved to list its common stock on the NASDAQ Global Market, and that such trading is expected to begin effective March 19, 2014.  The press release issued by the Company on March 17, 2014 is attached hereto as Exhibit 99.2 and is incorporated herein by reference.

 

Item 9.01                                           Financial Statements and Exhibits.

 

(d)

 

Exhibit 99.1

 

Company’s Press Release dated March 17, 2014

 

 

 

Exhibit 99.2

 

Company’s Press Release dated March 17, 2014

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

Date: March 17, 2014

 

 

 

 

 

 

MRV COMMUNICATIONS, INC.

 

 

 

By:

/s/ Stephen A. Garcia

 

 

Stephen A. Garcia

 

 

Chief Financial Officer

 

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