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EX-99 - EXHIBIT 99.1 - DETERMINE, INC.ex99-1.htm

 

SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549 

 

FORM 8-K 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported): February 25, 2014

 

 

SELECTICA, INC. 

(Exact name of Company as specified in Charter)

 

 

Delaware
(State or other jurisdiction of
incorporation or organization)
 

000-29637
(Commission File No.)
 

77-0432030
(IRS Employee Identification No.)

 

2121 South El Camino Real

San Mateo, California 94403

(Address of Principal Executive Offices)

 

(650) 532-1500
(Issuer Telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following provisions (see General Instruction A.2 below).

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13(e)-4(c))

 

 
 

 

 

Item 8.01

Other Events.

 

On February 25, 2014, Selectica, Inc. (the “Company”) received a letter from The NASDAQ Hearings Panel (the “Panel”) informing the Company that it had regained compliance with NASDAQ Listing Rule 5550(b)(1), the minimum stockholders’ equity rule, and that the Company is in compliance with all applicable listing standards required for listing on The NASDAQ Capital Market. As a result, the Panel has determined to continue the listing of the Company’s securities on The NASDAQ Stock Market. 

 

On March 5, 2014, the Company issued a press release announcing the Panel’s determination. A copy of the press release is filed as Exhibit 99.1 to this report.

 

Item 9.01

Financial Statements and Exhibits

 

(d)

Exhibits.

 

 

99.1

Press Release, dated March 5, 2014, issued by Selectica, Inc.

 

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 5, 2014

 

 

SELECTICA, INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Todd Spartz

 

 

Name: 

Todd Spartz

 

 

Title: 

Chief Financial Officer