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EX-31.1 - EXHIBIT 31.1 - NOTOX TECHNOLOGIES CORP.ex31-1.htm
EX-32.1 - EXHIBIT 32.1 - NOTOX TECHNOLOGIES CORP.ex32-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

 

AMENDMENT NO. 2

 

[X]  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended November 30, 2013

 

or

 

[  ]  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ______________ to________________

 

Commission file number 001-34911

 

TROPIC INTERNATIONAL INC.

(Exact name of registrant as specified in its charter)

 

Nevada   None
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)
     

1057 Parkinson Road, Unit #9

Woodstock, Ontario, Canada

  N4S 7W3
(Address of principal executive offices)   (Zip Code)

 

(519) 421-1900

(Registrant’s telephone number, including area code)

 

N/A

(Former name, former address and former fiscal year, if changed since last report)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [  ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [  ] No [  ]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer [  ] Accelerated filer [  ]
Non-accelerated filer [  ] Smaller reporting company [X]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [  ] No [X]

 

APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PRECEDING FIVE YEARS:

 

Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes [  ] No [  ]

 

APPLICABLE ONLY TO CORPORATE ISSUERS:

 

As of January 14, 2014, the registrant’s outstanding common stock consisted of 12,264,146 shares.

 

 

 

 
 

 

EXPLANATORY NOTE

 

This Amendment No. 2 to the quarterly report on Form 10-Q of Tropic International Inc. (“we”, “our”, “us”) for the period ended November 30, 2013 and filed with the Securities and Exchange Commission (the “SEC”) on January 14, 2014 (the “Form 10-Q”), is being filed for the sole purpose of including the Rule 13a-14(a)/15d-14(a) certifications and Section 1350 certifications that were inadvertently omitted as exhibits to Amendment No. 1 to the Form 10-Q filed with the SEC on February 21, 2014.

 

No other changes have been made to the Form 10-Q. This Amendment No. 2 to the Form 10-Q speaks as of the filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update any related disclosures made in the Form 10-Q.

   

 
 

 

PART II – OTHER INFORMATION

 

Item 6. Exhibits

 

The following documents are filed as a part of this quarterly report.

 

Exhibit
Number
  Exhibit Description
     
3(i).1    Articles of Incorporation filed with the Nevada Secretary of State on October 29, 2007 (1)
     
3(i).2   Certificate of Amendment filed with the Nevada Secretary of State on August 24, 2010 (1)
     
3(i).3   Certificate of Amendment filed with the Nevada Secretary of State on April 17, 2013 (2)
     
3(i).4   Articles of Merger filed with the Nevada Secretary of State on December 6, 2013 (3)
     
3(ii).1   By-Laws (1)
     
10.1   Share Exchange Agreement dated June 28, 2013 with 1896432 Ontario Inc., Tropic Spa Inc. and the shareholders of Tropic Spa Inc. (4)
     
21   1896431 Ontario Inc. (Ontario, Canada), 1896432 Ontario Inc. (Ontario, Canada), Tropic Spa Inc. (Ontario, Canada)
     
31.1  

Certification of the Chief Executive Officer and Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

     
32.1  

Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     
101.INS   XBRL Instance Document (5)
     
101.SCH   XBRL Taxonomy Extension Schema (5)
     
101.CAL   XBRL Taxonomy Extension Calculation Linkbase (5)
     
101.DEF   XBRL Taxonomy Extension Definition Linkbase (5)
     
101.LAB   XBRL Taxonomy Extension Label Linkbase (5)
     
101.PRE   XBRL Taxonomy Presentation Linkbase (5)

 

(1)Incorporated by reference from our registration statement on Form 10, filed with the SEC on October 15, 2010.

 

(2)Incorporated by reference from our quarterly report on Form 10-Q, filed with the SEC on June 20, 2013.

 

(3)Incorporated by reference from our annual report on Form 10-K, filed with the SEC on December 9, 2013.

 

(4)Incorporated by reference from our current report on Form 8-K, filed with the SEC on July 3, 2013.

 

(5)Incorporated by reference from our quarterly report on Form 10-Q, filed with the SEC on January 14, 2014.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Dated: February 25, 2014 TROPIC INTERNATIONAL INC.
     
  By: /s/ John Marmora
    John Marmora
    President, Chief Executive Officer, Chief Financial Officer, Principal Accounting Officer, Secretary, Treasurer, Director