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EX-99.1 - EXHIBIT 99.1 - WESTFIELD FINANCIAL INCa50802456ex99_1.htm
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): February 13, 2014
 
 

 
WESTFIELD FINANCIAL, INC.
(Exact name of registrant as specified in its charter)


Massachusetts
(State or other jurisdiction of
incorporation or organization)
001-16767
(Commission
File Number)
73-1627673
(I.R.S. Employer
Identification No.)
 
141 Elm Street
Westfield, Massachusetts 01085
(Address of principal executive offices, zip code)
 
Registrant’s telephone number, including area code: (413) 568-1911
 
Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
   o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
   o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
   o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
   o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 
 

 

Item 7.01.            Regulation FD Disclosure.

On February 13, 2014, Westfield Financial, Inc. (the “Company”) made available investor presentations at the 2014 Sterne Agee Financial Institutions Investor Conference held in Boca Raton, Florida. The slide show for the presentation is attached to this report as Exhibit 99.1.
 
The information in this Item 7.01 and the exhibit attached hereto will not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor will such information or exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as may be expressly set forth by specific reference in such filing.
 
Item 9.01.            Financial Statements and Exhibits.
 
(a)  Not applicable.
 
(b)  Not applicable.
 
(c)  Not applicable.
 
(d)  Exhibits.
 
The exhibits required by this item are set forth on the Exhibit Index attached hereto.

Exhibit
Number
 
Description
     
99.1
 
Investor Presentation Materials for Westfield Financial, Inc., dated February 13, 2014

 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
T
WESTFIELD FINANCIAL, INC.
     
     
Date: February 13, 2014
By:
/s/ Leo R. Sagan, Jr.
   
Leo R. Sagan, Jr.
   
Chief Financial Officer
 
 
 

 
 
EXHIBIT INDEX
 
Exhibit
Number
 
Description
     
99.1
 
Investor Presentation Materials for Westfield Financial, Inc., dated February 13, 2014