UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) December 27, 2013
OAKRIDGE HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Minnesota 0-1937 41-0843268
(State or other (Commission File Number) (IRS Employer
jurisdiction Identification No.)
of incorporation)
400 WEST ONTARIO STREET, CHICAGO, ILLINOIS 60654
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (312) 505-9267
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders
On December 27, 2013, we held an annual meeting of shareholders. At the annual
meeting, the shareholders voted upon (1) the election of directors to serve
until our 2014 annual meeting of shareholders, (2) the ratification of the
appointment of BDO USA, LLC as our independent auditors for the fiscal year
ending June 30, 2014, (3) on an advisory basis, the frequency of future
advisory votes on the compensation of our named executive officers, and (4)
on an advisory basis, the compensation of our named executive officers as
disclosed in the proxy statement for the 2013 annual meeting of shareholders.
Each of Robert B. Gregor, Robert C. Harvey, Stewart Levin, Lester Lind, and
Pamela Whitney were elected to serve as our directors. In addition, the
shareholders ratified the appointment of BDO USA, LLC as our independent
auditors for the fiscal year ending June 30, 2014. With regard to the advisory
votes on executive compensation matters, our shareholders recommended that we
hold future advisory votes on executive compensation every three years and
approved the compensation of our named executive officers as disclosed in the
proxy statement for the 2013 annual meeting of shareholders. In particular,
the proposals received the following votes:
Proposal 1: The election of directors to serve until our 2014 annual meeting
of shareholders.
For Withheld Broker Non-Votes
Robert B. Gregor 546,485 4,542 520,980
Robert C. Harvey 546,485 4,542 520,980
Stewart Levin 546,485 4,542 520,980
Lester Lind 546,485 4,542 520,980
Pamela Whitney 546,485 4,542 520,980
Proposal 2: The ratification of the appointment of BDO USA, LLC as our
independent auditors for the fiscal year ending June 30, 2014.
For Against Abstain
546,485 4,117 425
Proposal 3: Advisory vote on the on the frequency of future advisory votes
on the compensation of our named executive officers.
Every Year Every Two Years Every Three Years Abstain Broker Non-Votes
17,342 500 521,685 11,500 520,980
Our board of directors decided we will hold future advisory votes on the
compensation of our named executive officers every year until the occurrence
of the next advisory vote on this matter.
Proposal 4: Advisory vote the compensation of our named executive officers as
disclosed in the proxy statement for the 2013 annual meeting of shareholders.
For Against Abstain Broker Non-Votes
545,375 2,137 3,425 520,980
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
OAKRIDGE HOLDINGS, INC.
Date: January 15, 2014 /s/ Robert C. Harvey
Robert C. Harvey
President, Chief Executive Officer,
Chief Financial Officer and
Chairman of the Board of Directors
