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EX-99.1 - EX-99.1 - Edgewater Bancorp, Inc.a14-3665_2ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): January 16, 2014

 

EDGEWATER BANCORP, INC.

(Exact Name of Registrant as Specified in Charter)

 

Maryland

 

000-55129

 

46-3687434

(State or Other Jurisdiction
of Incorporation)

 

(Commission File No.)

 

(I.R.S. Employer
Identification No.)

 

321 Main Street, St. Joseph, Michigan

 

49085

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (269) 982-4175

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01.

 

Other Events

 

On January 16, 2014, Edgewater Bancorp, Inc. (the “Company”), the proposed stock holding company for Edgewater Bank, announced the completion of its offering of shares of common stock in connection with the mutual-to-stock conversion of Edgewater Bank.

 

A copy of the press release is included as Exhibit 99.1 to this report and is incorporated herein by reference.

 

Item 9.01.

 

Financial Statements and Exhibits.

 

 

 

(a)

 

Financial Statements of Businesses Acquired. Not applicable.

 

 

 

(b)

 

Pro Forma Financial Information. Not applicable.

 

 

 

(c)

 

Shell Company Transactions. None.

 

 

 

(d)

 

Exhibits.

 

 

 

 

 

Exhibit No.

 

Description

 

 

 

 

 

 

 

99.1

 

Press Release dated January 16, 2014

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

EDGEWATER BANCORP, INC.

 

 

 

 

 

 

DATE: January 16, 2014

By:

/s/ Richard E. Dyer

 

 

Richard E. Dyer

 

 

President and Chief Financial Officer

 

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