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EX-99.1 - EXHIBIT 99.1 - ERBA Diagnostics, Inc.v365177_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

_________________________________

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

_________________________________

 

 

Date of Report

 

January 13, 2014

(Date of earliest event reported)

 

ERBA Diagnostics, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   1-14798   11-3500746
(State or other jurisdiction of   (Commission File Number)   (IRS Employer Identification No.)
incorporation or organization)        

 

14100 NW 57th Court   33014
Miami Lakes, Florida   (Zip Code)
(Address of principal executive offices)    

  

(305) 324-2300

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨ Pre-commencement communications pursuant to Rule 13e4(c) under the Exchange Act (17 CFR 240.13e-4(c))
   

 

 

 
 

 

Item 2.02Results of Operations and Financial Condition.

Item 7.01Regulation FD Disclosure.

 

Pursuant to Items 2.02 and 7.01 of Form 8-K, ERBA Diagnostics, Inc. (the “Company”) is furnishing as Exhibit 99.1 to this Current Report on Form 8-K materials which were prepared to be included in presentations with investors beginning on or after January 13, 2014. The Company is not undertaking to update the attached presentation materials. The presentation materials contain certain anticipated financial information, which may be considered the announcement of anticipated results of operations and financial condition of a completed fiscal period.

 

The information in this Current Report on Form 8-K (including the presentation materials attached as Exhibit 99.1 hereto) is being furnished pursuant to Items 2.02 and 7.01 of Form 8-K and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act. This Current Report on Form 8-K will not be deemed an admission as to the materiality of any information contained herein (including the presentation materials attached as Exhibit 99.1 hereto).

 

Item 9.01Financial Statements and Exhibits.

 

(d) Exhibit 99.1 – Presentation Materials – January 13, 2014

 

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ERBA DIAGNOSTICS, INC.  
       
       
       
Dated:  January 13, 2014 By: /s/ Mohan Gopalkrishnan  
    Mohan Gopalkrishnan  
    Vice President – Operations  
       

 

 
 

  

EXHIBIT INDEX

 

 

Exhibit   Description
     
99.1   Presentation Materials – January 13, 2014