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EX-23.1 - EX-23.1 - Receptos, Inc.a13-25171_8ex23d1.htm

 

As filed with the Securities and Exchange Commission on January 8, 2014

Registration No. 333-        

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-1

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 


 

RECEPTOS, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware
(State or other jurisdiction of incorporation or
organization)

 

2834
(Primary Standard Industrial
Classification Code Number)

 

26-4190792
(I.R.S. Employer
Identification No.)

 

10835 Road to the Cure, Suite 205

San Diego, California 92121

(858) 652-5700

(Address, including zip code, and telephone number, including

area code, of registrant’s principal executive offices)

 


 

Faheem Hasnain

Chief Executive Officer

Receptos, Inc.

10835 Road to the Cure, Suite 205

San Diego, California 92121

(858) 652-5700

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies to:

Mike Hird, Esq.
Patty DeGaetano, Esq.
Pillsbury Winthrop Shaw Pittman LLP
12255 El Camino Real, Suite 300
San Diego, California 92130

 

Thomas Coll, Esq.
Charles Kim, Esq.
Sean Clayton, Esq.
Cooley LLP
4401 Eastgate Mall
San Diego, California 92121

 


 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. o

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x (333-193074)

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer o

 

Accelerated filer o

 

Non-accelerated filer x

 

Smaller reporting company o

 

 

 

 

(Do not check if a
smaller reporting company)

 

 

 


 

CALCULATION OF REGISTRATION FEE

 

 

 

 

 

 

Title of each class of securities to be registered

 

Proposed maximum
aggregate offering
price(1)(2)

 

Amount of
registration fee

 

Common Stock, $0.001 par value per share

 

$

19,492,500

 

$

2,510.64

 

(1)                                  Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended. Includes the aggregate offering price of shares that the underwriters have the option to purchase.

(2)                                  The shares being registered pursuant to this Registration Statement are in addition to the $97,911,000 of shares registered pursuant to the Registrant’s Registration Statement on Form S-1 (Registration No. 333-193074).

 


 

The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.

 

 

 



 

EXPLANATORY NOTE AND

INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

 

This Registration Statement is being filed with the Securities and Exchange Commission (the “Commission”) pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This Registration Statement incorporates by reference the contents of, including all amendments and exhibits thereto and all information incorporated by reference therein, the Registration Statement on Form S-1 (Registration No. 333-193074), which was declared effective by the Commission on January 8, 2014, and is being filed solely for the purpose of registering an increase in the maximum aggregate offering price of $19,492,500. The required opinions and consents are listed on the Exhibit Index attached hereto.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of San Diego, State of California, on the 8th day of January, 2014.

 

 

RECEPTOS, INC.

 

 

 

 

By:

/s/ Faheem Hasnain

 

 

Faheem Hasnain

 

 

President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Name

 

Title

 

Date

 

 

 

 

 

/s/ Faheem Hasnain

 

President, Chief Executive Officer and
Director (Principal Executive Officer)

 

January 8, 2014

Faheem Hasnain

 

 

 

 

 

 

/s/ Graham Cooper

 

Chief Financial Officer
(Principal Financial Officer)

 

January 8, 2014

Graham Cooper

 

 

 

 

 

 

/s/ David Hinkle

 

Senior Director, Finance & Controller

 

January 8, 2014

David Hinkle

 

and Chief Accounting Officer

 

 

 

 

(Principal Accounting Officer)

 

 

 

 

 

 

 

*

 

Chairman of the Board

 

January 8, 2014

William H. Rastetter, Ph.D.

 

 

 

 

 

 

*

 

Director

 

January 8, 2014

Kristina Burow

 

 

 

 

 

 

*

 

Director

 

January 8, 2014

Doug Cole, M.D.

 

 

 

 

 

 

*

 

Director

 

January 8, 2014

Erle T. Mast

 

 

 

 

 

 

*

 

Director

 

January 8, 2014

Amir Nashat, Ph.D.

 

 

 

 

 

 

*

 

Director

 

January 8, 2014

S. Edward Torres

 

 

*By:

   /s/ Faheem Hasnain

 

 

 

Faheem Hasnain, Attorney-in-Fact

 

 

 

II-1



 

EXHIBIT INDEX

 

Exhibit
Number

 

Description

5.1

 

Opinion of Pillsbury Winthrop Shaw Pittman LLP (incorporated by reference to Exhibit 5.1 to Form S-1 Registration Statement, as amended (Registration No. 333-193074), filed by Receptos, Inc. on January 8, 2014).

 

 

 

23.1

 

Consent of Ernst & Young LLP, independent registered public accounting firm.

 

 

 

23.2

 

Consent of Pillsbury Winthrop Shaw Pittman LLP (included in Exhibit 5.1).

 

 

 

24.1

 

Power of Attorney (incorporated by reference to the signature page of Form S-1 Registration Statement (Registration No. 333-193074) filed by Receptos, Inc. on December 24, 2013).