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EX-99 - EX-99.1 - TUFCO TECHNOLOGIES INCtfco-ex991_20131220128.htm

 

      

      

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 31, 2013

      

Tufco Technologies, Inc.

(Exact name of Registrant as specified in its charter)

      

   

 

Delaware

(State or Other Jurisdiction

of Incorporation)

   

0-21018

(Commission

File Number)

   

39-1723477

(IRS Employer

Identification No.)

 

 

 

 

 

PO Box 23500, Green Bay, Wisconsin

(Address of Principal Executive Offices)

 

54305

(Zip Code)

Registrant’s telephone number, including area code: 920.336.0054

      

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

      

     


  

ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION

On December 31, 2013, Tufco Technologies, Inc. issued a press release announcing financial results for the fourth quarter and fiscal year ended September 30, 2013. A copy of the press release is attached as Exhibit 99.1 to this report.

The information in this report, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS

 

Exhibit No.

 

Description

99.1

 

Press Release dated December 31, 2013.

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

TUFCO TECHNOLOGIES, INC.

 

Dated: January 2, 2014

By:

 

/s/ Tim R. Splittgerber

   

   

 

Tim R. Splittgerber

   

   

 

Chief Financial Officer, Vice President and Secretary

 

 

 


INDEX TO EXHIBITS

 

Exhibit No.

 

Description

99.1

 

Press Release dated December 31, 2013