Attached files
| file | filename |
|---|---|
| EX-32.2 - EXHIBIT322 - EWaste Systems, Inc. | exhibit322.htm |
| EX-32.1 - EXHIBIT321 - EWaste Systems, Inc. | exhibit321.htm |
| EX-31.2 - EXHIBIT312 - EWaste Systems, Inc. | exhibit312.htm |
| EX-31.1 - EXHIBIT311 - EWaste Systems, Inc. | exhibit311.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
(Amendment No. 3)
(Amendment No. 3)
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Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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For the quarterly period ended: September 30, 2013
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Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934
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For the transition period from __________ to __________
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Commission File Number: 333-165863
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E-Waste Systems, Inc.
(Exact name of registrant as specified in its charter)
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Nevada
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26-4018362
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(State or other jurisdiction of incorporation or organization)
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(IRS Employer Identification No.)
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1350 E. Flamingo, #3101, Las Vegas, NV
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89119
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(Address of principal executive offices)
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(Zip Code)
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650-283-2907
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(Registrant’s telephone number)
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(Former name, former address and former fiscal year, if changed since last report)
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Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 229.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
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Large accelerated filer o
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Accelerated filer o
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Non-accelerated filer o
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Smaller reporting company x
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
State the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: As of November 13, 2013, there were 244,523,180 shares of our common stock issued and outstanding.
EXPLANATORY NOTE: This Amendment No. 3 to Form 10Q for the quarter ending September 30, 2013 as filed on November 19, 2013 is being filed to satisfy a request made by the Securities & Exchange Commission to change the manner in which we stated a specific item of information in our Controls and Procedures section of Form 10Q for the quarter ended September 30, 2013.
Evaluation of Disclosure Controls and Procedures
Disclosure controls and procedures are designed to ensure that information required to be disclosed in our reports filed or submitted under the Exchange Act are recorded, processed, summarized and reported, within the time periods specified in the SEC’s rules and forms. Disclosure controls and procedures include, without limitation, controls and procedures designed to ensure that information required to be disclosed in our reports filed under the Exchange Act is accumulated and communicated to management, including our Chief Executive Officer and Chief Financial Officer, to allow timely decisions regarding required disclosure.
We carried out an evaluation of the effectiveness of the design and operation of our disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) as of September 30, 2013. This evaluation was carried out under the supervision and with the participation of our Chief Executive Officer and Chief Financial Officer, Mr. Martin Nielson. Based upon that evaluation, our Chief Executive Officer and Chief Financial Officer concluded that, as of September 30, 2013, our disclosure controls and procedures are not effective. Our conclusion is based on the changes we implemented and discussed below.
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SIGNATURES
In accordance with the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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E-Waste Systems, Inc.
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Date:
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December 31, 2013
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By:
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/s/ Martin Nielson
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Martin Nielson
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Title:
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President, Chief Executive Officer.
Chief Financial Officer and Director
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E-Waste Systems, Inc.
(the “Registrant”)
(Commission File No. 333-165863)
Exhibit Index
To Quarterly Report on Form 10-Q/A
for the Quarter Ended September 30, 2013
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Exhibit
Number
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Description
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Incorporated by
Reference to:
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Filed
Herewith
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31.1
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31.2
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32.1
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32.2
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101.INS†
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XBRL Instance Document *
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101.SCH†
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XBRL Taxonomy Extension Schema Document *
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X |
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101.CAL†
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XBRL Taxonomy Extension Calculation Linkbase Document *
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X |
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101.DEF†
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XBRL Taxonomy Extension Definition Linkbase Document *
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X |
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101.LAB†
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XBRL Extension Labels Linkbase Document *
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X |
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101.PRE†
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XBRL Taxonomy Extension Presentation Linkbase Document *
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X |
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*
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Filed as exhibits to the Form 10-Q/A Amendment No. 2 for the quarter ended September 30, 2013, filed December 4, 2013.
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†
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In accordance with SEC rules, this interactive data file is deemed “furnished” and not “filed” for purposes of Sections 11 or 12 of the Securities Act of 1933 and Section 18 of the Securities and Exchange Act of 1934, and otherwise is not subject to liability under those sections or acts.
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