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EXCEL - IDEA: XBRL DOCUMENT - MAVENIR SYSTEMS INCFinancial_Report.xls

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 10-Q/A

(Amendment No. 1)

 

 

(Mark One)

x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the quarterly period ended September 30, 2013

OR

 

¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Commission File Number: 001-36171

 

 

Mavenir Systems, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   61-1489105

(State or other jurisdiction of

incorporation or organization)

 

(IRS Employer

Identification No.)

1700 International Parkway, Suite 200

Richardson, TX 75081

(Address of principal executive offices)

Telephone Number (469) 916-4393

(Registrant’s telephone number, including area code)

 

 

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”) during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days:    Yes  ¨    No  x

Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes  x    No  ¨

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ¨    Accelerated filer   ¨
Non-accelerated filer   x  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

As of December 2, 2013, there were approximately 23,274,023 shares of the Registrant’s Common Stock outstanding.

 

 

 


EXPLANATORY NOTE

The purpose of this Amendment No. 1 on Form 10-Q/A to Mavenir Systems, Inc.’s quarterly report on Form 10-Q for the quarter ended September 30, 2013, filed with the Securities and Exchange Commission on December 5, 2013 (the “Form 10-Q”), is solely to furnish our XBRL (eXtensible Business Reporting Language) interactive data files in Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T.

No other changes have been made to the Form 10-Q. This Amendment No. 1 speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10-Q.

Pursuant to rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.

 

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ITEM 6. EXHIBITS

(a) The following exhibits are included as a part of this report:

 

         

Incorporated by Reference

  

Provided

Herewith

Exhibit

Number

  

Exhibit

Description

   Form    File No.   

Date of

First Filing

  

Exhibit

Number

  
  3.1    Amended and Restated Certificate of Incorporation of the Registrant filed on November 13, 2013.    10-Q    001-36171    12/5/2013    3.1   
  3.2    Amended and Restated Bylaws of the Registrant.    S-1    333-191563    10/4/2013    3.4   
31.1    Certification of Chief Executive Officer Pursuant to Securities Exchange Act Rule 13a-14(a).    10-Q    001-36171    12/5/2013    31.1   
31.2    Certification of Chief Financial Officer Pursuant to Securities Exchange Act Rule 13a-14(a).    10-Q    001-36171    12/5/2013    31.2   
32.1    Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 and Securities Exchange Act Rule 13a-14(b).    10-Q    001-36171    12/5/2013    32.1   
32.2    Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 and Securities Exchange Act Rule 13a-14(b).    10-Q    001-36171    12/5/2013    32.2   
101*    Condensed Consolidated financial statements from the Company’s Quarterly Report on Form 10-Q for the nine months ended September 30, 2013, formatted in XBRL.    —      —      —      —      X

 

* The following condensed consolidated financial statements from the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2013, formatted in XBRL: (i) Condensed Consolidated Statements of Operations, (ii) Condensed Consolidated Statements of Comprehensive Loss, (iii) Condensed Consolidated Balance Sheets, (iv) Condensed Consolidated Statements of Cash Flows, and (v) Notes to Condensed Consolidated Financial Statements.

In accordance with Rule 406T of Regulation S-T, the information in these exhibits is furnished and deemed not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of Section 18 of the Exchange Act of 1934, and otherwise is not subject to liability under these sections and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Dated: December 18, 2013

 

Mavenir Systems, Inc.
By  

/s/ Terry Hungle

  Terry Hungle
 

Chief Financial Officer

Principal financial officer and duly authorized signatory

 

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EXHIBIT INDEX

 

         

Incorporated by Reference

    

Exhibit

Number

  

Exhibit

Description

   Form    File No.   

Date of

First Filing

  

Exhibit

Number

  

Provided

Herewith

  3.1    Amended and Restated Certificate of Incorporation of the Registrant filed on November 13, 2013.    10-Q    001-36171    12/5/2013    3.1   
  3.2    Amended and Restated Bylaws of the Registrant.    S-1    333-191563    10/4/2013    3.4   
31.1    Certification of Chief Executive Officer Pursuant to Securities Exchange Act Rule 13a-14(a).    10-Q    001-36171    12/5/2013    31.1   
31.2    Certification of Chief Financial Officer Pursuant to Securities Exchange Act Rule 13a-14(a).    10-Q    001-36171    12/5/2013    31.2   
32.1    Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350 and Securities Exchange Act Rule 13a-14(b).    10-Q    001-36171    12/5/2013    32.1   
32.2    Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 and Securities Exchange Act Rule 13a-14(b).    10-Q    001-36171    12/5/2013    32.2   
101*    Condensed Consolidated financial statements from the Company’s Quarterly Report on Form 10-Q for the nine months ended September 30, 2013, formatted in XBRL.    —      —      —      —      X

 

* The following condensed consolidated financial statements from the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2013, formatted in XBRL: (i) Condensed Consolidated Statements of Operations, (ii) Condensed Consolidated Statements of Comprehensive Loss, (iii) Condensed Consolidated Balance Sheets, (iv) Condensed Consolidated Statements of Cash Flows, and (v) Notes to Condensed Consolidated Financial Statements.

In accordance with Rule 406T of Regulation S-T, the information in these exhibits is furnished and deemed not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of Section 18 of the Exchange Act of 1934, and otherwise is not subject to liability under these sections and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 

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