Attached files
| file | filename |
|---|---|
| 10-K - FORM 10-K - PhenixFIN Corp | v360822_10k.htm |
| EX-31.1 - EXHIBIT 31.1 - PhenixFIN Corp | v360822_ex31-1.htm |
| EX-21.1 - EXHIBIT 21.1 - PhenixFIN Corp | v360822_ex21-1.htm |
| EX-31.2 - EXHIBIT 31.2 - PhenixFIN Corp | v360822_ex31-2.htm |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
AND CHIEF FINANCIAL OFFICER PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report on Form 10-K of Medley Capital Corporation, (the “Company”) for the annual period ended September 30, 2013, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), we, Brook Taube and Richard T. Allorto, Jr., Chief Executive Officer and Chief Financial Officer, respectively, of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to our knowledge:
| (1) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
| (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of the dates and for the periods expressed in the Report. |
Dated: December 10, 2013
| By | /s/ Brook Taube | ||
| Brook Taube | |||
| Chief Executive Officer | |||
| By | /s/ Richard T. Allorto, Jr. | ||
| Richard T. Allorto, Jr. | |||
| Chief Financial Officer |