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EX-32 - 906 CERTIFICATION - GO EZ Corpex32.htm
EX-31 - 302 CERTIFICATION OF DAVID C. MERRELL - GO EZ Corpex311.htm
EX-31 - 302 CERTIFICATION OF MICHAEL C. BROWN - GO EZ Corpex312.htm
EXCEL - IDEA: XBRL DOCUMENT - GO EZ CorpFinancial_Report.xls

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

FORM 10-Q

 

    

[X] QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

  

For the quarterly period ended September 30, 2013

  

[  ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT

  

For the transition period from ____________ to____________

  

Commission File No. 000-53116

  


E. R. C. ENERGY RECOVERY CORPORATION

(Exact name of Registrant as specified in its charter)


Delaware

22-2301634

(State or Other Jurisdiction of

(I.R.S. Employer Identification No.)

incorporation or organization)

 


10018 Falcon View Drive

Sandy, Utah  84092

(Address of Principal Executive Offices)


(801) 580-4555

(Registrant’s telephone number, including area code)


N/A

(Former name, former address and former fiscal year,

if changed since last report)


Indicate by check mark whether the Registrant has (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”) during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [  ]


Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X] No [  ].  The Company does not have a corporate Website.


Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.  (Check one):


Large accelerated filer [  ]      Accelerated filer [  ]       Non-accelerated filer [  ]      Smaller reporting company [X]


Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

Yes [X] No [  ]



1





APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY

PROCEEDINGS DURING THE PRECEDING FIVE YEARS


Indicate by check mark whether the Registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Exchange Act subsequent to the distribution of securities under a plan confirmed by a court.


Not applicable.


APPLICABLE ONLY TO CORPORATE ISSUERS


Indicate the number of shares outstanding of each of the Registrant’s classes of common stock, as of the latest practicable date:  November 7, 2013 - 368,200 shares of common stock.


FORWARD-LOOKING STATEMENTS

In this Quarterly Report on Form 10-Q, references to “ERC,” the “Company,” “we,” “us,” “our” and words of similar import refer to E. R. C. Energy Recovery Corporation, unless the context requires otherwise.


This Quarterly Report contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).  In some cases, you can identify forward-looking statements by the following words: “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “ongoing,” “plan,” “potential,” “predict,” “project,” “should,” “will,” “would,” or the negative of these terms or other comparable terminology, although not all forward-looking statements contain these words. Forward-looking statements are not a guarantee of future performance or results, and will not necessarily be accurate indications of the times at, or by, which such performance or results will be achieved. Forward-looking statements are based on information available at the time the statements are made and involve known and unknown risks, uncertainties and other factors that may cause our results, levels of activity, performance or achievements to be materially different from the information expressed or implied by the forward-looking statements in this report. These factors include, among others:


·

our ability to raise capital;

·

our ability to identify suitable acquisition targets;

·

our ability to successfully execute acquisitions on favorable terms;

·

declines in general economic conditions in the markets where we may compete;

·

unknown environmental liabilities associated with any companies we may acquire; and

·

significant competition in the markets where we may operate.


You should read any other cautionary statements made in this Quarterly Report as being applicable to all related forward-looking statements wherever they appear in this Quarterly Report. We cannot assure you that the forward-looking statements in this Quarterly Report will prove to be accurate and therefore prospective investors are encouraged not to place undue reliance on forward-looking statements. You should read this Quarterly Report completely. Other than as required by law, we undertake no obligation to update or revise these forward-looking statements, even though our situation may change in the future.




2




JUMPSTART OUR BUSINESS STARTUPS ACT DISCLOSURE

We qualify as an “emerging growth company,” as defined in Section 2(a)(19) of the Securities Act, by the Jumpstart Our Business Startups Act (the “JOBS Act”). An issuer qualifies as an “emerging growth company” if it has total annual gross revenues of less than $1.0 billion during its most recently completed fiscal year, and will continue to be deemed an emerging growth company until the earliest of:


 

the last day of the fiscal year of the issuer during which it had total annual gross revenues of $1.0 billion or more;


 

the last day of the fiscal year of the issuer following the fifth anniversary of the date of the first sale of common equity securities of the issuer pursuant to an effective registration statement;


 

the date on which the issuer has, during the previous three-year period, issued more than $1.0 billion in non-convertible debt; or


 

the date on which the issuer is deemed to be a “large accelerated filer,” as defined in Section 240.12b-2 of the Securities Exchange Act of 1934 (the “Exchange Act”).


As an emerging growth company, we are exempt from various reporting requirements. Specifically, we are exempt from the following provisions:


 

Section 404(b) of the Sarbanes-Oxley Act of 2002, which requires evaluations and reporting related to an issuer’s internal controls;


 

Section 14A(a) of the Exchange Act, which requires an issuer to seek shareholder approval of the compensation of its executives not less frequently than once every three years; and


 

Section 14A(b) of the Exchange Act, which requires an issuer to seek shareholder approval of its so-called “golden parachute” compensation, or compensation upon termination of an employee’s employment.


Under the JOBS Act, emerging growth companies may delay adopting new or revised accounting standards that have different effective dates for public and private companies until such time as those standards apply to private companies. We have elected to use the extended transition period for complying with these new or revised accounting standards. Since we will not be required to comply with new or revised accounting standards on the relevant dates on which adoption of such standards is required for other public companies, our financial statements may not be comparable to the financial statements of companies that comply with public company effective dates. If we were to elect to comply with these public company effective dates, such election would be irrevocable pursuant to Section 107 of the JOBS Act.


PART I


Item 1.  Financial Statements


The Financial Statements of the Registrant required to be filed with this 10-Q Quarterly Report were prepared by management and commence below, together with related notes. In the opinion of management, the Financial Statements fairly present the financial condition of the Registrant.













3






E.R.C. ENERGY RECOVERY CORPORATION

[A Development Stage Company]


UNAUDITED CONDENSED FINANCIAL STATEMENTS


September 30, 2013







4




E.R.C. ENERGY RECOVERY CORPORATION

[A Development Stage Company]





CONTENTS


PAGE


Condensed Balance Sheets, September 30, 2013 (unaudited)

and December 31, 2012

6



Unaudited Condensed Statements of Operations,

for the three and nine months ended September 30, 2013

and 2012 and from inception on October 24,

1979 through September 30, 2013

7



Unaudited Condensed Statements of Cash Flows,

for the nine months ended September 30, 2013

and 2012 and from inception on October 24,

1979 through September 30, 2013

8



Notes to Unaudited Condensed Financial Statements

9 - 10



5




E.R.C. ENERGY RECOVERY CORPORATION

[A Development Stage Company]


CONDENSED BALANCE SHEETS



ASSETS

 

September 30,

2013

 

December 31, 2012

CURRENT ASSETS:

 

(Unaudited)

 

 

 

     Cash

$

-

 

$

-

 

 

 

 

 

 

          Total Current Assets

 

-

 

 

-

 

 

 

 

 

 

Total Assets

$

-

 

$

-

 

 

 

 

 

 

LIABILITIES AND STOCKHOLDERS’ EQUITY (DEFICIT)

 

 

 

 

 

 

CURRENT LIABILITIES:

 

 

 

 

 

     Accounts payable

$

134,572

 

$

129,186

     Advances from related party

 

103,412

 

 

101,885

     Accrued interest - related party

 

43,528

 

 

35,900

 

 

 

 

 

 

           Total Current Liabilities

 

281,512

 

 

266,971

 

 

 

 

 

 

STOCKHOLDERS’ EQUITY (DEFICIT):

 

 

 

 

 

     Preferred stock, $.001 par value 10,000,000 shares authorized, no shares

        issued and outstanding

 

-

 

 

-

     Common Stock, $.001 par value, 100,000,000 shares authorized, 368,200

       shares issued and outstanding

 

368

 

 

368

     Capital in excess of par value

 

377,125

 

 

348,000

     Deficit accumulated during the development stage

 

(659,005)

 

 

(615,339)

 

 

 

 

 

 

           Total Stockholders’ Equity (Deficit)

 

(281,512)

 

 

(266,971)

 

 

 

 

 

 

Total Liabilities and Stockholders' Equity (Deficit)

$

-

 

$

-






Note:  The balance sheet at December 31, 2012 was taken from the audited financial statements at that date and condensed.


The accompanying notes are an integral part of these unaudited condensed financial statements.



6





E.R.C. ENERGY RECOVERY CORPORATION

[A Development Stage Company]


UNAUDITED CONDENSED STATEMENTS OF OPERATIONS


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

From inception

 

 

 

 

 

 

 

 

 

 

 on October 24,

 

 

For the Three Months Ended

 

For the Nine Months Ended

 

1979, through

 

 

September 30,

 

September 30,

 

September 30,

 

 

2013

 

2012

 

2013

 

2012

 

2013

 

 

 

 

 

 

 

 

 

 

 

REVENUES

 

 $                 -   

 

 $              -   

 

$               -

 

$              - 

 

 $                  -   

 

 

 

 

 

 

 

 

 

 

 

EXPENSES

 

 

 

 

 

 

 

 

 

 

General & administrative

 

6,674

 

5,699

 

26,739

 

21,679

 

514,703

Non-cash contributed services

 

9,900

 

7,400

 

29,125

 

19,700

 

120,600

      Total Expenses

 

16,574

 

13,099

 

55,864

 

41,379

 

635,303


LOSS BEFORE OTHER INCOME (EXPENSE)

 

(16,574)

 

(13,099)

 

(55,864)

 

(41,379)

 

(635,303)


OTHER INCOME (EXPENSE):

 

 

 

 

 

 

 

 

 

 

Gain on Forgiveness of debt

 

-

 

-

 

19,826

 

-

 

19,826

Interest  Expense

 

(2,576)

 

(2,548)

 

(7,628)

 

(7,306)

 

(43,528)

     Total Other Income (expense)

 

(2,576)

 

(2,548)

 

12,198

 

(7,306)

 

(23,702)


LOSS BEFORE INCOME TAXES

 

(19,150)

 

(15,647)

 

(43,666)

 

(48,685)

 

(659,005)

 

 

 

 

 

 

 

 

 

 

 

TAX EXPENSE

 

                   -   

 

  -   

 

              -   

 

              -   

 

                   -   

 

 

 

 

 

 

 

 

 

 

 

NET LOSS

 

$     (19,150)

 

$  (15,647)

 

$   (43,666)

 

$   (48,685)

 

$    (659,005)

 

 

 

 

 

 

 

 

 

 

 

LOSS PER COMMON SHARE

 

$         (0.05)

 

$      (0.04)

 

$      (0.12)

 

$       (0.13)

 

 

 

 

 

 

 

 

 

 

 

 

 











The accompanying notes are an integral part of these unaudited condensed financial statements.



7





E.R.C. ENERGY RECOVERY CORPORATION

[A Development Stage Company]


UNAUDITED CONDENSED STATEMENTS OF CASH FLOWS


 



For the Nine Months Ended September 30,

 

From Inception on October 24, 1979 through September 30,

 

2013

2012

 

2013

Cash Flows From Operating Activities:

 

 

 

 

 

 

   NET LOSS

$

(43,666)

$

(48,685)

  $

(659,005)

   Adjustments to reconcile net loss to net cash

     Used by operating activities:

 

 

 

 

 

 

         Non-cash contributed services

 

29,125

 

19,700

 

120,600

        Changes in assets and liabilities:

 

 

 

 

 

 

            Increase in accounts payable

 

5,386

 

9,809

 

133,672

            Increase in advances from related party

 

1,527

 

11,870

 

103,412

            Increase in accrued interest - related party

 

7,628

 

7,306

 

43,528

            Contributed capital for expenses

 

-

 

-

 

1,138

            Stock issued for services

 

-

 

-

 

1,450

                Net Cash (Used) by Operating Activities

 

-

 

-

 

(255,205)

 

 

 

 

 

 

 

Cash Flows From Investing Activities:

 

 

 

 

 

 

                Net Cash (Used) by Investing Activities

 

-

 

-

 

-

 

 

 

 

 

 

 

Cash Flows from Financing Activities:

 

 

 

 

 

 

   Issuance of common stock for cash

 

-

 

-

 

255,205

                Net Cash Provided by Financing Activities

 

-

 

-

 

255,205

 

 

 

 

 

 

 

Net Increase (Decrease) in Cash

 

-

 

-

 

-

 

 

 

 

 

 

 

Cash at Beginning of Period

 

-

 

-

 

-

Cash at End of Period

$

-

$

-

  $

-

 

 

 

 

 

 

 

Supplemental Disclosures of Cash Flow Information:

 

 

 

 

 

 

   Cash paid during the period for:

 

 

 

 

 

 

      Interest

$

-

$

-

  $

-

      Income taxes

$

-

$

-

  $

-

 

 

 

 

 

 

 


Supplemental Schedule of Non-cash Investing and Financing Activities:

For the nine months ended September 30, 2013:

Officers and Directors contributed services totaling $29,125, which have been accounted for as a capital contribution.


For the nine months ended September 30, 2012:

Officers and Directors contributed services totaling $19,700, which have been accounted for as a capital contribution.



The accompanying notes are an integral part of these unaudited condensed financial statements.



8




E.R.C. ENERGY RECOVERY CORPORATION

[A Development Stage Company]


NOTES TO UNAUDITED CONDENSED FINANCIAL STATEMENTS


NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES


Organization – E.R.C. Energy Recovery Corporation (“the Company”) was incorporated on October 24, 1979 in the State of Delaware for the purpose of providing accounting, personnel recruiting and general business consulting.  Currently, the Company has no on-going operations.  The Company is considered to be a development stage Company.


Condensed Financial Statements - The accompanying financial statements have been prepared by the Company without audit.  In the opinion of management, all adjustments (which include only normal recurring adjustments) necessary to present fairly the financial position, results of operations and cash flows at September 30, 2013 and 2012 and for the periods then ended have been made.


Certain information and footnote disclosures normally included in financial statements prepared in accordance with generally accepted accounting principles in the United States of America have been condensed or omitted.  It is suggested that these financial statements be read in conjunction with the financial statements and notes thereto included in the Company’s December 31, 2012 audited financial statements.  The results of operations for the nine months ended September 30, 2013 and 2012 are not necessarily indicative of the operating results for the full year.


Accounting Estimates - The preparation of financial statements in conformity with generally accepted accounting principles in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities, the disclosures of contingent assets and liabilities at the date of the financial statements, and the reported amounts of revenues and expenses during the reporting period.  Actual results could differ from those estimated by management.


Reclassification - The financial statements for periods prior to September 30, 2013 have been reclassified to conform to the headings and classifications used in the September 30, 2013 financial statements.


NOTE 2 - GOING CONCERN


The accompanying financial statements have been prepared in conformity with generally accepted accounting principles in the United States of America, which contemplate continuation of the Company as a going concern. However, the Company has incurred losses since inception and currently has no on-going operations.  Further, the Company has current liabilities in excess of current assets.  These factors raise substantial doubt about the ability of the Company to continue as a going concern.  In this regard, management is proposing to raise any necessary additional funds not provided by operations through loans or through additional sales of its common stock.  There is no assurance that the Company will be successful in raising this additional capital or in achieving profitable operations. The financial statements do not include any adjustments that might result from the outcome of these uncertainties.


NOTE 3 - RELATED PARTY TRANSACTIONS


Management Compensation – During the periods ended September 30, 2013 and 2012, the Company did not pay any compensation to its officers and directors.  During the nine month periods ended September 30, 2013 and 2012, Officers and Directors contributed services totaling $29,125 and $19,700, respectively, which have been accounted for as contributions to capital.


Office Space The Company has not had a need to rent office space. An officer/shareholder of the Company is allowing the Company to use his office as a mailing address, as needed, at no expense to the Company.


Advances from Related Party – A shareholder of the Company or entities related to the shareholder have paid expenses on behalf of the Company. For the nine month periods ended September 30, 2013 and 2012 these payments amounted to $1,527 and $11,870, respectively.  The Company has accounted for any such payments as advances payable to the related



9




party.  At September 30, 2013 and December 31, 2012 a balance of $103,412 and $101,885, respectively, is owing the related party.


Accrued Interest – The Company has imputed interest at 10% per annum on balances owing to related parties.  At September 30, 2013 and December 31, 2012 the accrued interest balance payable to related parties was $43,528 and $35,900, respectively.  Interest expense to related parties amounted to $7,628 and $7,306 for the nine months ended September 30, 2013 and 2012, respectively.


NOTE 4 - LOSS PER SHARE


The following data show the amounts used in computing loss per share for the periods presented:


 

 

For the Three Months Ended September 30, 2013

 

For the Three Months Ended September 30, 2012

 

For the Nine Months Ended September 30, 2013

 

For the Nine Months Ended September 30, 2012

Loss available to common shareholders (numerator)

 

$(19,150)

 

$(15,647)

 

$(43,666)

 

$(48,685)

 

 

 

 

 

 

 

 

 

Weighted average number of common shares outstanding used in loss per share for the period (denominator)

 

368,200

 

368,200

 

368,200

 

368,200

LOSS PER COMMON SHARE

 

$(0.05)

 

$(0.04)

 

$(0.12)

 

$(0.13)


Dilutive loss per share was not presented; as the Company had no common equivalent shares for all periods presented that would affect the computation of diluted loss per share.


NOTE 5 - COMMITMENTS AND CONTINGENCIES


Contingencies -The Company has not been active for several years. Management believes that there are no unrecorded valid outstanding liabilities from prior operations. If a creditor were to come forward and claim a liability, the Company has committed to contest the claim to the fullest extent of the law. Due to various statutes of limitations and because of the likelihood that such an old liability would not still be valid, no amount has been accrued in these financial statements for any such contingencies.


NOTE 6 - Other Income (expense)


In connection with an unsuccessful business acquisition, during the nine months ended September 30, 2013 the company recorded a gain on forgiveness of debt in the amount of $19,826.


NOTE 7 - SUBSEQUENT EVENTS


The Company has evaluated subsequent events from the balance sheet date through the date the financial statements were issued, and determined there are no events to disclose.






10




Item 2.  Management’s Discussions and Analysis of Financial Condition and Results of Operations.


Forward-looking Statements


Statements made in this Quarterly Report which are not purely historical are forward-looking statements with respect to the goals, plan objectives, intentions, expectations, financial condition, results of operations, future performance of our business, including, without limitation, (i) our ability to raise capital, and (ii) statements preceded by, followed by or that include the words “may,” “would,” “could,” “should,” “expects,” “projects,” “anticipates,” “believes,” “estimates,” “plans,” “intends,” “targets” or similar expressions.


Forward-looking statements involve inherent risks and uncertainties, and important factors (many of which are beyond our control) that could cause actual results to differ materially from those set forth in the forward-looking statements, including the following, general economic or industry conditions, nationally and/or in the communities in which we may conduct business, changes in the interest rate environment, legislation or regulatory requirements, conditions of the securities markets, our ability to raise capital, changes in accounting principles, policies or guidelines, financial or political instability, acts of war or terrorism, other economic, competitive, governmental, regulatory and technical factors affecting our current or potential business and related matters.


Accordingly, results actually achieved may differ materially from expected results in these statements.  Forward-looking statements speak only as of the date they are made.  We do not undertake, and specifically disclaim, any obligation to update any forward-looking statements to reflect events or circumstances occurring after the date of such statements.


Plan of Operation


Our plan of operation for the next 12 months is to: (i) consider guidelines of industries in which we may have an interest; (ii) adopt a business plan regarding engaging in the business of any selected industry; and (iii) commence such operations through funding and/or the acquisition of a going concern engaged in any industry selected.


During the next 12 months, our only foreseeable cash requirements will relate to maintaining our good standing; the payment of our Securities and Exchange Commission and Exchange Act reporting filing expenses, including associated legal and accounting fees; costs incident to reviewing or investigating any potential business venture; and maintaining our good standing as a corporation in our state of organization.  We anticipate that these funds will be provided to us in the form of loans from David C. Merrell, our current President.  There are no written agreements requiring Mr. Merrell to provide these cash resources; and to the extent funds are provided, such funds will bear no interest (though an interest expense of 10% has been imputed on funds advanced) and will be due on demand.  As of the date of this Quarterly Report, we have not actively begun to seek any business or acquisition candidate.  


Results of Operations


Three Months Ended September 30, 2013 Compared to Three Months Ended September 30, 2012


During the three months ended September 30, 2013, and 2012, we had no revenues.  General and Administrative expenses were $6,674 and $5,699 for the three months ended September 30, 2013, and 2012, respectively.  We had non-cash contributed services of $9,900 and $7,400 with an interest expense of $2,576 and $2,548 for the three months ended September 30, 2013, and 2012, for losses of $19,150 and $15,647, respectively.  All of our losses are attributable to keeping our Company current in the State of Delaware and with the Securities and Exchange Commission.


Nine Months Ended September 30, 2013 Compared to Nine Months Ended September 30, 2012


During the nine months ended September 30, 2013, and 2012, we had no revenues.  General and Administrative expenses were $26,739 and $21,679 for the nine months ended September 30, 2013, and 2012, respectively.  We had a one time gain on forgiveness of debt of $19,826 and had non-cash contributed services of $29,125 and $19,700, with an interest expense of $7,628 and $7,306 for the nine months ended September 30, 2013, and 2012, for losses of $43,666 and $48,685, respectively. All of our losses are attributable to keeping our Company current in the State of Delaware and with the Securities and Exchange Commission.




11




Liquidity


We have no current cash resources.


During the next 12 months, our only foreseeable cash requirements will relate to maintaining our good standing in the State of Delaware, the legal and accounting costs of preparing and filing our Exchange Act reports with the Securities and Exchange Commission and any costs we may incur in evaluating a reorganization, merger or acquisition candidate.  We do not have any cash reserves to pay for our administrative expenses for the next 12 months.  In the event that additional funding is required in order to keep us in good standing, we may attempt to raise such funding through loans or through additional sales of our common stock.


Item 3.  Quantitative and Qualitative Disclosures About Market Risk.


Not required.


Item 4.  Controls and Procedures.


Evaluation of Disclosure Controls and Procedures


Our management, with the participation of our chief executive officer and chief financial officer, evaluated the effectiveness of our disclosure controls and procedures as defined in Rule 13a-15(e) under the Exchange Act as of the end of the period covered by this Quarterly Report on Form 10-Q.  In designing and evaluating the disclosure controls and procedures, our management recognized that any controls and procedures, no matter how well designed and operated, can provide only reasonable assurance of achieving the desired control objectives.  In addition, the design of disclosure controls and procedures must reflect the fact that there are resource constraints and that management is required to apply its judgment in evaluating the benefits of possible controls and procedures relative to their costs.  The design of any disclosure controls and procedures also is based in part upon certain assumptions about the likelihood of future events, there can be no assurance that any design will succeed in achieving its stated goals under all potential future conditions.


Based on that evaluation, our chief executive officer and chief financial officer concluded that, as of September 30, 2013, our disclosure controls and procedures were, subject to the limitations noted above, effective to provide reasonable assurance that information we are required to disclose in reports that we file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in Securities and Exchange Commission rules, regulations and forms, and that such information is accumulated and communicated to our management, including our chief executive officer and chief financial officer, as appropriate, to allow timely decisions regarding required disclosure.


Changes in Internal Control over Financial Reporting


Our management, with the participation of the chief executive officer and chief financial officer, has concluded there were no significant changes in our internal controls over financial reporting that occurred during our last fiscal quarter that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.


PART II - OTHER INFORMATION


Item 1. Legal Proceedings.


None; not applicable.


Item 1A.  Risk Factors.


Not required.


Item 2. Unregistered Sales of Equity Securities and Use of Proceeds.


None; not applicable.




12




Item 3. Defaults Upon Senior Securities.


None; not applicable.


Item 4. Mine Safety Disclosures.


None; not applicable.


Item 5. Other Information.


None; not applicable.


Item 6. Exhibits.


Exhibit No.                         Identification of Exhibit


31.1


31.2


32

Certification Pursuant to Section 302 of the Sarbanes-Oxley Act provided by David C. Merrell, President and Director.

Certification Pursuant to Section 302 of the Sarbanes-Oxley Act provided by Michael C. Brown, Secretary, Treasurer, CFO and Director

Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 provided by David C. Merrell President and Michael C. Brown, Secretary/Treasurer, CFO and Director.

101.INS

XBRL Instance Document*

101.PRE.

XBRL Taxonomy Extension Presentation Linkbase*

101.LAB

XBRL Taxonomy Extension Label Linkbase*

101.DEF

XBRL Taxonomy Extension Definition Linkbase*

101.CAL

XBRL Taxonomy Extension Calculation Linkbase*

101.SCH

XBRL Taxonomy Extension Schema*


*Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed “furnished” and not “filed” or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, or deemed “furnished” and not “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, and otherwise is not subject to liability under these sections.


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized


E. R. C. Energy Recovery Corporation


Date:

November 14, 2013

  

By:

/s/David C. Merrell

  

  

  

  

David C. Merrell, President and Director


Date:

November 14, 2013

  

By:

/s/Michael C. Brown

  

  

  

  

Michael C. Brown ,Secretary,  Treasurer, CFO, and Director




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