Attached files

file filename
EX-99.1 - EXHIBIT - Ocera Therapeutics, Inc.exhibit9913q2013.htm


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): November 13, 2013

Ocera Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
 
 
 
 
 
DELAWARE
 
001-35119
 
63-1192270
 
 
 
 
 
(State or other jurisdiction of
incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification No.)

 
 
 
525 University Avenue, Suite 610
Palo Alto, CA
 
94301
 
 
 
(Address of principal executive offices)
 
(Zip Code)

Registrant's telephone number, including area code (650) 475-0150

12651 High Bluff Drive, Suite 230
San Diego, CA 92130
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

1



 
Item 2.02. Results of Operations and Financial Condition.

On November 13, 2013, Ocera Therapeutics, Inc. issued a press release announcing its financial results and other information for the quarter ended September 30, 2013. The full text of the press release and the related attachments are furnished as Exhibit 99.1 hereto and incorporated herein by reference.

The information under this Item 2.02, including the Exhibit attached hereto, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits
 
 
 
 
 
Exhibit No.
 
Description
 
99.1

 
 
Press Release of Ocera Therapeutics, Inc. dated November 13, 2013.
 
 
 
 
 
*      *       *

2



 
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
 
Date: November 13, 2013
Ocera Therapeutics. Inc.
 
 
By:  
/s/ Linda S. Grais, M.D.
 
 
 
Linda S. Grais, M.D.
 
 
 
President and Chief Executive Officer
 


3