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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): November 7, 2013

 

 

LAM RESEARCH CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

0-12933   94-2634797

(Commission

File Number)

 

(IRS Employer

Identification Number)

4650 Cushing Parkway

Fremont, California 94538

(Address of principal executive offices including zip code)

(510) 572-0200

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


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Item 5.07 Submission of Matters to a Vote of Security Holders

SIGNATURES


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Item 5.07 Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Stockholders was held at the principal office of the Company at 4650 Cushing Parkway, Fremont, California 94538 on November 7, 2013. The results of voting on the following items were as set forth below:

(a) The votes for nominated directors, to serve for the ensuing year, and until their successors are elected, were as follows:

 

NOMINEE

   FOR      WITHHELD      BROKER
NON-VOTES
 

Martin B. Anstice

     128,135,146         298,025         14,373,082   

Eric K. Brandt

     128,148,651         284,520         14,373,082   

Michael R. Cannon

     127,545,094         888,077         14,373,082   

Youssef A. El-Mansy

     126,361,353         2,071,818         14,373,082   

Christine A. Heckart

     126,334,087         2,099,084         14,373,082   

Grant M. Inman

     125,817,240         2,615,931         14,373,082   

Catherine P. Lego

     128,114,742         318,429         14,373,082   

Stephen G. Newberry

     127,717,587         715,584         14,373,082   

Krishna C. Saraswat

     128,104,347         328,824         14,373,082   

William R. Spivey

     128,099,493         333,678         14,373,082   

Abhijit Y. Talwalkar

     126,297,099         2,136,072         14,373,082   

All director nominees were duly elected.

(b) The vote on a proposal to approve on an advisory basis the compensation of the named executive officers of the Company (“Say on Pay”) was as follows:

 

     FOR      AGAINST      ABSTAIN      BROKER
NON-VOTES
 

Total Shares Voted

     105,881,689         21,834,961         716,521         14,373,082   

The proposal was approved.

(c) The vote on a proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2014 was as follows:

 

     FOR      AGAINST      ABSTAIN      BROKER
NON-VOTES
 

Total Shares Voted

     141,345,801           1,005,574         454,878                     —     

The appointment was ratified.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 13, 2013

 

LAM RESEARCH CORPORATION
By:  

/S/ SARAH A. O’DOWD

  Sarah A. O’Dowd
  Senior Vice President & Chief Legal Officer