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EX-99.1 - EX-99.1 - ONEMAIN FINANCE CORPa13-24101_1ex99d1.htm

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

DATE OF REPORT (Date of earliest event reported):  November 12, 2013 (November 12, 2013)

 

 

Commission file number 1-06155

 

 

SPRINGLEAF FINANCE CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Indiana

 

35-0416090

(State of Incorporation)

 

(I.R.S. Employer Identification No.)

 

 

601 N.W. Second Street, Evansville, IN

 

47708

(Address of principal executive offices)

 

(Zip Code)

 

 

(812) 424-8031

(Registrant’s telephone number, including area code)

 

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o                       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 



 

Item 2.02                                 Results of Operations and Financial Condition.

 

 

On November 12, 2013, Springleaf Holdings, Inc. (“SHI”), the indirect parent of Springleaf Finance Corporation (the “Company”), issued a press release announcing SHI’s results for its fiscal quarter ended September 30, 2013. A copy of SHI’s press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein solely for purposes of this Item 2.02 disclosure.  SHI’s results for its fiscal quarter ended September 30, 2013 include the results of certain operations conducted at the Company’s direct parent which are not included in the Company’s results of operations, including the results of operations for the SpringCastle portfolio.  The Company expects to file its Quarterly Report on Form 10-Q  on or about November 12, 2013, which will include the Company’s results for the fiscal quarter ended September 30, 2013.

 

The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as amended, or the Exchange Act, unless expressly set forth as being incorporated by reference into such filing.

 

 

 

Item 9.01                                 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit
Number

 

Description

 

99.1

 

Press Release issued November 12, 2013.

 



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

SPRINGLEAF FINANCE CORPORATION

 

 

(Registrant)

 

 

 

 

 

 

 

 

 

 

Date:

  November 12, 2013

 

By

  /s/    Minchung (Macrina) Kgil

 

 

 

 

          Minchung (Macrina) Kgil

 

 

 

 

Senior Vice President and
Chief Financial Officer

 

 



 

EXHIBIT INDEX

 

 

Exhibit
Number

 

Description

 

99.1

 

Press Release issued November 12, 2013.