Attached files
file | filename |
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EX-4.1 - POSITIVEID Corp | exh4_1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 5, 2013
POSITIVEID CORPORATION
(Exact name of registrant as specified in its charter)
DELAWARE |
| 001-33297 |
| 06-1637809 |
(State or other Jurisdiction of Incorporation) |
| (Commission File Number) |
| (IRS Employer Identification No.) |
1690 SOUTH CONGRESS AVENUE, SUITE 201 |
| 33445 |
(Address of Principal Executive Offices) |
| (Zip Code) |
Registrants telephone number, including area code: 561-805-8008
N/A
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On November 5, 2013, the Company, in accordance with Section 151(g) of the Delaware General Corporation Law, filed an Amended and Restated Certificate of Designation of Series I Preferred Stock (the Amended Certificate of Designation).
The Amended Certificate of Designation was filed to clarify and revise the mechanics of conversion and certain conversion rights of the holders of Series I Preferred Stock. No other rights were modified or amended in the Amended Certificate of Designation.
All description of the Amended Certificate of Designation herein does not purport to be complete and is qualified in its entirety by reference to the Amended Certificate of Designation, which is filed as Exhibits 4.1 to this Report and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) | Exhibits |
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| Exhibit Number |
| Description |
| 4.1 |
| Amended and Restated Certificate of Designation of the Series I Preferred Stock |
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
PositiveID Corporation
Date: November 12, 2013
/s/ William J. Caragol
William J. Caragol
Chief Executive Officer
2
EXHIBIT INDEX
| Exhibit Number |
| Description |
| 4.1 |
| Amended and Restated Certificate of Designation of the Series I Preferred Stock |
3