Attached files

file filename
EX-99.1 - PRESS RELEASE DATED NOVEMBER 12, 2013 - DAKOTA PLAINS HOLDINGS, INC.dakota134694_ex99-1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

November 12, 2013

Date of Report (Date of Earliest Event Reported)

 

 

Dakota Plains Holdings, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Nevada 000-53390 20-2543857
(State of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.)
     
294 Grove Lane East
Wayzata, Minnesota
55391
(Address of Principal Executive Offices) (Zip Code)

 

(952) 473-9950

(Registrant’s Telephone Number, Including Area Code)

 

 
(Former Name or Former Address, if Changed Since Last Report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

     
Item 2.02 Results of Operations and Financial Condition

 

On November 12, 2013, Dakota Plains Holdings, Inc. (the “Company”) issued a press release announcing the results of its operations for the quarter ended September 30, 2013. A copy of the press release is attached as Exhibit 99.1 to this Form 8-K and incorporated by reference to this Item 2.02 as if fully set forth herein.

 

The information in this Item 2.02 is not deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 and is not incorporated by reference into any Securities Act registration statements.

 

Item 9.01 Financial Statements and Exhibits
     
 (d)       Exhibits
     
  The following exhibit is furnished with this Form 8-K:
     
  99.1 Press Release, dated November 12, 2013

 

 

 

 

 

 

 

 

 

 

 

1
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Date:  November 12, 2013   DAKOTA PLAINS HOLDINGS, INC.
       
      /s/ Timothy R. Brady
      Timothy R. Brady
Chief Financial Officer

 

 

 

 

 

 

 

 

 

 

 

 
 

EXHIBIT INDEX

 

Exhibit No.   Description   Manner of Filing
99.1   Press release, dated November 12, 2013   Furnished Electronically