UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 22, 2013
SOUTHERN TRUST SECURITIES HOLDING CORP.
(Exact name of registrant as specified in its charter)
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Florida
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000-52618
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651001593
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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145 Almeria Ave., Coral Gables, Florida 33134
(Address of principal executive offices) (zip code)
Registrant’s telephone number, including area code: (305) 446-4800
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Certain Officers
We are happy to report that effective Monday, October 21, 2013, Mr. Frank Dunbar rejoined the firm as Controller of Southern Trust Securities Holding Corp. (the “Company”) and its wholly owned subsidiaries Southern Trust Securities, Inc. and Southern Trust Securities Asset Management, Inc. (collectively the "Companies"). Mr. Dunbar is replacing Mr. Frank Moreno who had resigned on October 16, 2013 to pursue other business. Mr. Dunbar has over 30 years of experience in the securities and banking business with both public and private companies.
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Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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SOUTHERN TRUST SECURITIES HOLDING CORP.
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By:
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/s/ Robert Escobio
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Robert Escobio
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Chief Executive Officer
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Date: October 22, 2013
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