Attached files
| file | filename |
|---|---|
| EX-3.1 - EX-3.1 - HARTFORD FINANCIAL SERVICES GROUP, INC. | exhibit1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
| Date of Report (Date of Earliest Event Reported): | September 20, 2013 |
The Hartford Financial Services Group, Inc.
__________________________________________
(Exact name of registrant as specified in its charter)
| Delaware | 001-13958 | 13-3317783 |
|
_____________________ (State or other jurisdiction |
_____________ (Commission |
______________ (I.R.S. Employer |
| of incorporation) | File Number) | Identification No.) |
| One Hartford Plaza, Hartford, Connecticut | 06155 | |
|
_________________________________ (Address of principal executive offices) |
___________ (Zip Code) |
| Registrant’s telephone number, including area code: | 860-547-5000 |
Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On September 20, 2013, The Hartford Financial Services Group, Inc. (the "Company") filed a Certificate of Elimination with the Secretary of State of Delaware effecting the elimination of the Certificates of Designations, Preferences and Rights of the Company’s Series B Non-Voting Contingent Convertible Preferred Stock (the "Series B Preferred Stock"), Series C Non-Voting Contingent Convertible Preferred Stock (the "Series C Preferred Stock"), and 7.25% Mandatory Convertible Preferred Stock, Series F (the "Series F Preferred Stock"). As of September 20, 2013, no shares of Series B Preferred Stock, Series C Preferred Stock and Series F Preferred Stock were outstanding. The Certificate of Elimination is attached to this report as Exhibit 3.1 and is incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
3.1 Certificate of Elimination of the Series B Non-Voting Contingent Convertible Preferred Stock, Series C Non-Voting Contingent Convertible Preferred Stock, and 7.25% Mandatory Convertible Preferred Stock, Series F of The Hartford Financial Services Group, Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| The Hartford Financial Services Group, Inc. | ||||
| September 20, 2013 | By: |
Donald C. Hunt
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| Name: Donald C. Hunt | ||||
| Title: Vice President and Corporate Secretary | ||||
Exhibit Index
| Exhibit No. | Description | |
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3.1
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Certificate of Elimination of the Series B Non-Voting Contingent Convertible Preferred Stock, Series C Non-Voting Contingent Convertible Preferred Stock, and 7.25% Mandatory Convertible Preferred Stock, Series F of The Hartford Financial Services Group, Inc. |