UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 3, 2013 (September 3, 2013)
TIPTREE FINANCIAL INC.
(Exact Name of Registrant as Specified in Charter)
Maryland | 001-33549 |
38-3754322 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) | ||
780 Third Avenue, 21st Floor New York, New York |
10017 | |||
(Address of Principal Executive Offices) | (Zip Code) |
Registrants telephone number, including area code: (212) 446-1400
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
The 2013 Annual Meeting of Stockholders (the 2013 Annual Meeting) of Tiptree Financial Inc. (the Company) has been scheduled for November 7, 2013, with a record date of September 18, 2013. Because the date of the 2013 Annual Meeting is more than 30 days after the anniversary date of the Companys 2012 Annual Meeting of Stockholders, in accordance with Rule 14a-5(f) under the Securities Exchange Act of 1934, as amended (the Exchange Act), the Company is informing stockholders of the change.
For a stockholder proposal to be considered for inclusion in the Companys proxy statement for the 2013 Annual Meeting in accordance with Rule 14a-8 under the Exchange Act, the proposal must be received by the Companys Secretary at the Companys principal office no later than 5:00 p.m. Eastern Time on September 18, 2013. Any such proposal also must comply with Rule 14a-8 under the Exchange Act.
For a stockholder proposal that is not intended to be included in the Companys proxy statement for the 2013 Annual Meeting under Rule 14a-8 under the Exchange Act, written notice of the proposal, which notice must include the information required by the Companys bylaws, must be delivered or mailed and received by the Companys Secretary at the Companys principal office by no later than 5:00 p.m. Eastern Time on September 18, 2013, in accordance with the advance notice provisions of the Companys bylaws.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TIPTREE FINANCIAL INC. | ||||||
Date: September 3, 2013 | By: | /s/ Geoffrey Kauffman | ||||
Name: Geoffrey Kauffman | ||||||
Title: President and Chief Executive Officer | ||||||