UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): August 25, 2013
MOHEGAN TRIBAL GAMING AUTHORITY
(Exact name of registrant as specified in its charter)
| Not Applicable | 033-80655 | 06-1436334 | ||
| (State or other jurisdiction | (Commission | (IRS Employer | ||
| of incorporation) | File Number) | Identification No.) | ||
| One Mohegan Sun Boulevard, Uncasville, CT | 06382 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: (860) 862-8000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 5 – Corporate Governance and Management
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
The Mohegan Tribal Gaming Authority (the “Authority”) is governed by a nine-member Management Board, whose members also comprise the Mohegan Tribal Council (the “Tribal Council”), the governing body of the Mohegan Tribe of Indians of Connecticut (the “Tribe”). Any change in the composition of the Tribal Council results in a corresponding change in the Authority’s Management Board. The registered voters of the Tribe elect all members of the Tribal Council.
On August 25, 2013, the Tribe announced the results of the general election wherein five of the nine seats on the Tribal Council were chosen pursuant to staggered term provisions in the Tribe’s Constitution. William Quidgeon, Jr., Kevin Brown, Ralph James Gessner, Jr., Kathleen M. Regan-Pyne and Bruce S. Bozsum were elected as members of the Tribal Council. Each of the newly elected Tribal Council members will serve four-year terms, commencing October 7, 2013.
William Quidgeon, Jr., Ralph James Gessner, Jr., Kathleen M. Regan-Pyne and Bruce S. Bozsum are currently members of the Tribal Council. Kevin Brown will succeed Jonathan S. Hamilton, who will remain as a member of the Tribal Council until his successor is seated on October 7, 2013. Information concerning material related transactions between the newly elected Tribal Council members and the Authority, as well as information regarding committees of the Management Board to which these newly elected Tribal Council members will be named after they are seated, was unavailable at the date of this filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MOHEGAN TRIBAL GAMING AUTHORITY | ||||||
| Date: August 28, 2013 |
By: | /s/ Bruce S. Bozsum | ||||
| Bruce S. Bozsum | ||||||
| Chairman, Management Board | ||||||