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EX-99.1 - SECURITIES PURCHASE AGREEMENT - MPHASE TECHNOLOGIES, INC.f8k071813ex99i_mphase.htm
EX-99.2 - CONVERTIBLE NOTE - MPHASE TECHNOLOGIES, INC.f8k071813ex99ii_mphase.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): July 18, 2013
 
mPHASE TECHNOLOGIES, INC.
(Exact Name of Registrant as Specified in Charter)

New Jersey
 
000-24969
 
22-2287503
(State or Other Jurisdiction of Identification No.)
 
(Commission File Number)
 
(IRS Employer Incorporation)

587 Connecticut Ave., Norwalk, CT 06854-0566
(Address of Principal Executive Offices) (ZIP Code)
 
Registrant's telephone number, including area code: (203) 838-2741
 
 
 

 
Item 3.02 Sale of Unregistered Securities
 
Pursuant to Section 4(2) of the Securities Act of 1933, as amended, mPhase Technologies, Inc. issued a convertible note to Asher Enterprises in a Pirate Placement. The Company received in July of 2013 $35,000 cash proceeds from the sale of the Convertible Note that will be used as additional working capital.
 
Exhibit 99.1:
Securities Purchase Agreement
   
Exhibit 99.2:
Convertible Note
 
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
mPHASE TECHNOLOGIES
   
By:
/s/ Martin S. Smiley
 
Martin S. Smiley
 
Executive Vice President,
 
Chief Financial Officer and
 
General Counsel
 
Date: July 18, 2013
 
 
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