Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - Virtu KCG Holdings LLC | d564189dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 3, 2013
KCG Holdings, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 000-54991 | 38-3898306 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
545 Washington Boulevard
Jersey City, New Jersey 07310
(Address of principal executive offices)
(201) 222-9400
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(b) On July 3, 2013, the Board of Directors of KCG Holdings, Inc. (the “Company”) appointed Stephen Schuler, a current Board member, as Non-Executive Chairman of the Board of Directors. Earlier on July 3, 2013, Thomas M. Joyce informed the Company that he was resigning as Executive Chairman of the Board of Directors of the Company and as a member of the Board of Directors, effective immediately.
A copy of the press release relating to these matters is attached hereto as Exhibit 99.1 and is incorporated by reference into this Current Report on Form 8-K.
| Item 9.01 | Financial Statements and Exhibits |
| Exhibit No. |
Description | |
| 99.1 | Press release dated July 3, 2013. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| KCG Holdings, Inc. | ||||||
| (Registrant) | ||||||
| Date: July 3, 2013 |
By: | /s/ John McCarthy | ||||
| Name: | John McCarthy | |||||
| Title: | General Counsel | |||||